Subsidiary Legislation

Financial Advisers Act
Status:
Revised Edition published on 31 Mar 2007
Short Title     |   Number
Financial Advisers (Appeals) Regulations
Financial Advisers (Appeals) Regulations
Financial Advisers (Appeals) Regulations 2002
Financial Advisers (Appeals) Regulations 2005
Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014
Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014
Financial Advisers (Exemption from Requirement to Hold Representative’s Licence) (Revocation) Regulations 2010
Financial Advisers (Exemption from Requirement to Hold Representative’s Licence) Regulations
Financial Advisers (Exemption from Requirement to Hold Representative’s Licence) Regulations 2004
Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations
Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations 2004
Financial Advisers (Insurance Broking Premium Accounts) (Transitional and Savings Provisions) Regulations
Financial Advisers (Insurance Broking Premium Accounts) (Transitional and Savings Provisions) Regulations 2002
Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) (Revocation) Regulations 2018
Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Structured Deposits — Prescribed Investment Product and Exemption) Regulations
Financial Advisers (Structured Deposits — Prescribed Investment Product and Exemption) Regulations