Subsidiary Legislation

Financial Advisers Act
Status:
Not current version (effective from 30 Sep 2016 to 03 Jun 2018)
Short Title     |   Number
Financial Advisers (Appeals) Regulations
Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014
Financial Advisers (Exemption from Sections 25 to 29 and 36) Regulations
Financial Advisers (Insurance Broking Premium Accounts) (Transitional and Savings Provisions) Regulations
Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Structured Deposits — Prescribed Investment Product and Exemption) Regulations
Financial Advisers (Transitional and Savings Provisions) Regulations
Financial Advisers Regulations