Division 1 — Financial Advisers

6 Need for financial adviser’s licence

7 Application for grant of financial adviser’s licence

8 Grounds for refusal to grant financial adviser’s licence

9 Failure to maintain minimum financial requirements or professional indemnity insurance policy

10 Grant of financial adviser’s licence

11 Licence fees

12 Variation of financial adviser’s licence

13 False statements in relation to application for grant or variation of financial adviser’s licence

14 Notification of change in particulars

15 Lapsing, revocation and suspension of financial adviser’s licence

16 Right of appeal

17 Use of words "financial adviser" or "life insurance broker"

18 Holding out as financial adviser

19 Regulation of payment, etc., of remuneration

20 Exempt financial advisers and their representatives

21 Annual fees payable by exempt financial advisers and certain representatives

Division 2 — Representatives

22 Acting as representative

23 Appointed representative

24 Provisional representative

25 Offences

26 Lodgment of documents

27 Representative to act for only one principal

28 Lodgment and annual fees

29 Additional financial advisory service

30 Power of Authority to refuse entry or revoke or suspend status of appointed or provisional representative

31 Power of Authority to impose conditions or restrictions

32 False statements in relation to notification of appointed or provisional representative

33 Appeals