Subsidiary Legislation

Securities and Futures Act
Status:
Not current version (effective from 01 Jan 2004 to 31 Mar 2004)
Short Title     |   Number
Securities and Futures (Appeals under Parts II and III of Act) Regulations 2002
Securities and Futures (Appeals) Regulations 2002
Securities and Futures (Capital Markets Services Licence and Representative’s Licence) (Transitional and Savings Provisions) Regulations 2002
Securities and Futures (Clearing Facilities) Regulations 2002
Securities and Futures (Composition of Offences) Regulations 2002
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations 2002
Securities and Futures (Exemption from Requirement to Hold Representative’s Licence) Regulations 2003
Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations 2003
Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002
Securities and Futures (Institutional, Professional and Business Investors) Order 2002
Securities and Futures (Licensing and Conduct of Business) Regulations 2002
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) Regulations 2003
Securities and Futures (Market Conduct) (Exemptions) Regulations 2002
Securities and Futures (Markets) Regulations 2002
Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) (No. 2) Notification 2002
Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Exemption) Notification 2002
Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2002
Securities and Futures (Offers of Investments) (Exempt Purchasers) Notification 2003
Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2002
Securities and Futures (Opportunity to be Heard) Regulations 2002
Securities and Futures (Prescribed Corporations) Notification 2003
Securities and Futures (Recognised Securities Exchange) Order 2002
Securities and Futures (Securities Industry Council and Take-over Offers) (Transitional Provisions) Regulations 2001