Subsidiary Legislation

Securities and Futures Act
Status:
Not current version (effective from 01 Apr 2004 to 11 Oct 2004)
Short Title     |   Number
Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations
Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations
Securities and Futures (Opportunity to be Heard) Regulations
Securities and Futures (Composition of Offences) Regulations
Securities and Futures (Appeals) Regulations
Securities and Futures (Appeals under Parts II and III of Act) Regulations
Securities and Futures (Capital Markets Services Licence and Representative’s Licence) (Transitional and Savings Provisions) Regulations
Securities and Futures (Markets) Regulations
Securities and Futures (Clearing Facilities) Regulations
Securities and Futures (Licensing and Conduct of Business) Regulations
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations
Securities and Futures (Market Conduct) (Exemptions) Regulations
Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations
Securities and Futures (Exemption from Requirement to Hold Representative’s Licence) Regulations
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) Regulations
Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) Regulations
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) (No. 2) Regulations
Securities and Futures (Institutional, Professional and Business Investors) Order
Securities and Futures (Recognised Securities Exchange) Order