﻿<?xml version="1.0" encoding="utf-8"?><?xml-stylesheet type="text/xsl" href="/CMS/Content/rss2full.xsl"?><?xml-stylesheet type="text/css" href="/CMS/Content/rss.css"?><rss xmlns:a10="http://www.w3.org/2005/Atom" version="2.0"><channel><title>Securities and Futures Act 2001 amendments</title><link>https://sso.agc.gov.sg/Act/SFA2001?TransactionDate=20230906235959&amp;ViewType=Rss</link><description>Singapore Statutes Online RSS Feed</description><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr2-</link><title>Securities and Futures Act 2001 - 2 Interpretation</title><description>Interpretation In this Act, unless the context otherwise requires — administering a designated benchmark means — controlling the development of the definition of a designated bench...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr85-</link><title>Securities and Futures Act 2001 - 85 Licence fee</title><description>Licence fee The holder of a capital markets services licence must on a yearly basis on such date as the Authority may specify pay such licence fee for each regulated activity to wh...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr86-</link><title>Securities and Futures Act 2001 - 86 Grant of capital markets services licence</title><description>Grant of capital markets services licence A corporation may make an application for a capital markets services licence to carry on business in one or more regulated activities. In ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr95-</link><title>Securities and Futures Act 2001 - 95 Lapsing, revocation and suspension of capital markets services licence</title><description>Lapsing, revocation and suspension of capital markets services licence A capital markets services licence lapses — if the holder is wound up or otherwise dissolved, whether in Sing...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr96-</link><title>Securities and Futures Act 2001 - 96 Approval of chief executive officer and director of holder of capital markets services licence</title><description>Approval of chief executive officer and director of holder of capital markets services licence Subject to subsection (1B), a holder of a capital markets services licence must not —...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr97-</link><title>Securities and Futures Act 2001 - 97 Removal of officer of holder of capital markets services licence</title><description>Removal of officer of holder of capital markets services licence Despite the provisions of any other written law — a holder of a capital markets services licence must not, without ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr97B-</link><title>Securities and Futures Act 2001 - 97B Objection to control of holder of capital markets services licence</title><description>Objection to control of holder of capital markets services licence The Authority may serve a written notice of objection on — any person required to obtain the Authority’s approval...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr99A-</link><title>Securities and Futures Act 2001 - 99A Annual fees payable by exempt person and certain representatives</title><description>Annual fees payable by exempt person and certain representatives Every exempt person and every representative of a person exempted under section 99(1)(f ), (g ) or (h ) must pay to...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr99D-</link><title>Securities and Futures Act 2001 - 99D Appointed representative</title><description>Appointed representative For the purposes of this Act, an appointed representative in respect of a type of regulated activity is an individual — who satisfies such entry and examin...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr99M-</link><title>Securities and Futures Act 2001 - 99M Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative</title><description>Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative Subject to regulations made under this Act, the Authority may r...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr101A-</link><title>Securities and Futures Act 2001 - 101A (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr101B-</link><title>Securities and Futures Act 2001 - 101B (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr101C-</link><title>Securities and Futures Act 2001 - 101C (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr101D-</link><title>Securities and Futures Act 2001 - 101D (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123F-</link><title>Securities and Futures Act 2001 - 123F Power of Authority to authorise benchmark administrators</title><description>Power of Authority to authorise benchmark administrators Where a corporation mentioned in section 123E(1) makes an application under that provision, the Authority may authorise the...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123I-</link><title>Securities and Futures Act 2001 - 123I Annual fees payable by authorised benchmark administrator</title><description>Annual fees payable by authorised benchmark administrator Every authorised benchmark administrator must pay to the Authority such annual fee as may be prescribed by regulations mad...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123J-</link><title>Securities and Futures Act 2001 - 123J Revocation, suspension or withdrawal of authorisation</title><description>Revocation, suspension or withdrawal of authorisation The Authority may revoke the authorisation of a corporation as an authorised benchmark administrator under section 123F(1) if ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123M-</link><title>Securities and Futures Act 2001 - 123M Annual fees payable by exempt benchmark administrator</title><description>Annual fees payable by exempt benchmark administrator Every exempt benchmark administrator must pay to the Authority such annual fee as may be prescribed by regulations made under ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123N-</link><title>Securities and Futures Act 2001 - 123N Power to revoke exemption</title><description>Power to revoke exemption The Authority may revoke any exemption granted to a corporation under section 123K(1) if — the corporation does not commence carrying on a business of adm...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123X-</link><title>Securities and Futures Act 2001 - 123X Approval of chief executive officer and director of authorised benchmark administrator</title><description>Approval of chief executive officer and director of authorised benchmark administrator Subject to subsection (3), an authorised benchmark administrator must not — appoint a person ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123Y-</link><title>Securities and Futures Act 2001 - 123Y Removal of officer of authorised benchmark administrator</title><description>Removal of officer of authorised benchmark administrator Despite the provisions of any other written law — an authorised benchmark administrator must not, without the prior written...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZA-</link><title>Securities and Futures Act 2001 - 123ZA Objection to control of authorised benchmark administrator</title><description>Objection to control of authorised benchmark administrator The Authority may serve a written notice of objection on — any person required to obtain the Authority’s approval or who ...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZE-</link><title>Securities and Futures Act 2001 - 123ZE Power of Authority to authorise benchmark submitters</title><description>Power of Authority to authorise benchmark submitters Where a corporation mentioned in section 123ZD(1) has made an application under that provision, the Authority may authorise the...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZG-</link><title>Securities and Futures Act 2001 - 123ZG Revocation, suspension or withdrawal of authorisation</title><description>Revocation, suspension or withdrawal of authorisation The Authority may revoke the authorisation of a corporation as an authorised benchmark submitter under section 123ZE(1) if — t...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZT-</link><title>Securities and Futures Act 2001 - 123ZT Approval of chief executive officer and director of authorised benchmark submitter or designated benchmark submitter</title><description>Approval of chief executive officer and director of authorised benchmark submitter or designated benchmark submitter Subject to subsection (3), an authorised benchmark submitter or...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZU-</link><title>Securities and Futures Act 2001 - 123ZU Removal of officer of authorised benchmark submitter or designated benchmark submitter</title><description>Removal of officer of authorised benchmark submitter or designated benchmark submitter Despite the provisions of any other written law — an authorised benchmark submitter or a desi...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZW-</link><title>Securities and Futures Act 2001 - 123ZW Objection to control of authorised benchmark submitter or designated benchmark submitter</title><description>Objection to control of authorised benchmark submitter or designated benchmark submitter The Authority may serve a written notice of objection on — any person required to obtain th...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZZC-</link><title>Securities and Futures Act 2001 - 123ZZC (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZZD-</link><title>Securities and Futures Act 2001 - 123ZZD (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZZE-</link><title>Securities and Futures Act 2001 - 123ZZE (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr123ZZF-</link><title>Securities and Futures Act 2001 - 123ZZF (Repealed)</title><description>Repealed by Act 18 of 2022 wef 31/07/2024</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr292A-</link><title>Securities and Futures Act 2001 - 292A Disqualification or removal of director or executive officer</title><description>Disqualification or removal of director or executive officer Despite the provisions of any other written law — an approved trustee must not, without the prior written consent of th...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr317-</link><title>Securities and Futures Act 2001 - 317 Records</title><description>Records Without affecting sections 94, 99C, 123U and 123ZQ, the Authority must keep such records as it considers necessary, in such form as it thinks fit. 2/2009; 34/2012; 4/2017 A...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr322-</link><title>Securities and Futures Act 2001 - 322 Power of Authority to publish information</title><description>Power of Authority to publish information The Authority may, where it thinks it necessary or expedient in the interests of the public or section of the public or for the protection...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incidenta...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Dat...</description><pubDate>Wed, 31 Jul 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr14-</link><title>Securities and Futures Act 2001 - 14 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved exchange under section 9(1)(a ), any recogniti...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr46H-</link><title>Securities and Futures Act 2001 - 46H Power of Authority to revoke trade repository licence or foreign trade repository licence</title><description>Power of Authority to revoke trade repository licence or foreign trade repository licence The Authority may revoke a trade repository licence or foreign trade repository licence gr...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr46U-</link><title>Securities and Futures Act 2001 - 46U Control of substantial shareholding in licensed trade repository</title><description>Control of substantial shareholding in licensed trade repository A person must not enter into any agreement to acquire shares in a licensed trade repository, being an agreement by ...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr48-</link><title>Securities and Futures Act 2001 - 48 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — default proceedings means any proceedings or other action taken by an approved clearing house or a...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr56-</link><title>Securities and Futures Act 2001 - 56 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved clearing house under section 51(1)(a ), any re...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr70-</link><title>Securities and Futures Act 2001 - 70 Control of substantial shareholding in approved clearing house</title><description>Control of substantial shareholding in approved clearing house A person must not enter into any agreement to acquire shares in an approved clearing house, being an agreement by vir...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr81Z-</link><title>Securities and Futures Act 2001 - 81Z Power of Authority to revoke approval</title><description>Power of Authority to revoke approval The Authority may revoke any approval of a corporation as an approved holding company under section 81W(1) if — the corporation ceases to be t...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr81ZE-</link><title>Securities and Futures Act 2001 - 81ZE Control of substantial shareholding in approved holding companies</title><description>Control of substantial shareholding in approved holding companies A person must not enter into any agreement to acquire shares in an approved holding company by virtue of which the...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr98-</link><title>Securities and Futures Act 2001 - 98 Appeals</title><description>Appeals Subject to subsection (2), any person who is aggrieved by — the refusal of the Authority to grant or vary a capital markets services licence; the revocation or suspension o...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr99-</link><title>Securities and Futures Act 2001 - 99 Exemptions from requirement to hold capital markets services licence</title><description>Exemptions from requirement to hold capital markets services licence The following persons are exempted in respect of the following regulated activities from the requirement to hol...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr124-</link><title>Securities and Futures Act 2001 - 124 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — market contract means — a contract subject to the business rules of an approved clearing house, or...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr129B-</link><title>Securities and Futures Act 2001 - 129B Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — clearing means any arrangement, process, mechanism or service provided by a person in respect of t...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr214-</link><title>Securities and Futures Act 2001 - 214 Interpretation of this Division</title><description>Interpretation of this Division In this Division — Collective Investment Scheme unit or CIS unit means — a right or interest (however described) in a collective investment scheme (...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr236B-</link><title>Securities and Futures Act 2001 - 236B Liability of corporation when employee or officer commits contravention with consent or connivance of corporation</title><description>Liability of corporation when employee or officer commits contravention with consent or connivance of corporation Where an offence of contravening any provision in this Part is pro...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr236C-</link><title>Securities and Futures Act 2001 - 236C Civil penalty when corporation fails to prevent or detect contravention by employee or officer</title><description>Civil penalty when corporation fails to prevent or detect contravention by employee or officer A corporation which fails to prevent or detect a contravention of any provision in th...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr236E-</link><title>Securities and Futures Act 2001 - 236E Liability of partnership and limited liability partnership when partner, etc., commits contravention with consent or connivance</title><description>Liability of partnership and limited liability partnership when partner, etc., commits contravention with consent or connivance Where an offence of contravening any provision of th...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr236F-</link><title>Securities and Futures Act 2001 - 236F Civil penalty when partnership or limited liability partnership fails to prevent or detect contravention by partner, etc.</title><description>Civil penalty when partnership or limited liability partnership fails to prevent or detect contravention by partner, etc. A partnership or limited liability partnership which fails...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr236H-</link><title>Securities and Futures Act 2001 - 236H Civil penalty against officer of corporation, etc.</title><description>Civil penalty against officer of corporation, etc. Where it appears to the Authority that a corporation, partnership, limited liability partnership or unincorporated association (c...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr240-</link><title>Securities and Futures Act 2001 - 240 Requirement for prospectus and profile statement, where relevant</title><description>Requirement for prospectus and profile statement, where relevant A person must not make an offer of securities or securities‑based derivatives contracts unless the offer — is made ...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr241-</link><title>Securities and Futures Act 2001 - 241 Lodging supplementary document or replacement document</title><description>Lodging supplementary document or replacement document If, after a prospectus or profile statement is registered but before the close of the offer of securities or securities‑based...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr247-</link><title>Securities and Futures Act 2001 - 247 Exemption from requirements as to form or content of prospectus or profile statement</title><description>Exemption from requirements as to form or content of prospectus or profile statement The Authority may exempt any person or any prospectus or profile statement from any requirement...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr261-</link><title>Securities and Futures Act 2001 - 261 Preliminary provisions</title><description>Preliminary provisions Subject to subsection (1A), this Subdivision applies where an entity makes an offer of debentures. Sections 268, 269 and 270 do not apply if the borrowing en...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr268-</link><title>Securities and Futures Act 2001 - 268 Obligations of borrowing entity</title><description>Obligations of borrowing entity Deleted by Act 34 of 2012 Deleted by Act 34 of 2012 Deleted by Act 34 of 2012 Where there is a trustee for the holders of any debentures issued by a...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr273-</link><title>Securities and Futures Act 2001 - 273 Offer made under certain circumstances</title><description>Offer made under certain circumstances Subject to subsection (5), Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of securities or secur...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr289-</link><title>Securities and Futures Act 2001 - 289 Approval of trustees</title><description>Approval of trustees The Authority may, upon an application made to the Authority in such form and manner as may be prescribed by regulations made under section 341, approve a publ...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr296-</link><title>Securities and Futures Act 2001 - 296 Requirement for prospectus and profile statement, where relevant</title><description>Requirement for prospectus and profile statement, where relevant A person must not make an offer of units in a collective investment scheme unless the offer — is made in or accompa...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr298-</link><title>Securities and Futures Act 2001 - 298 Lodging supplementary document or replacement document</title><description>Lodging supplementary document or replacement document If, after a prospectus or profile statement is registered but before the close of the offer of units in a collective investme...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr300-</link><title>Securities and Futures Act 2001 - 300 Restrictions on advertisements, etc.</title><description>Restrictions on advertisements, etc. If a prospectus is required for an offer, or intended offer of units in a collective investment scheme or proposed collective investment scheme...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr305-</link><title>Securities and Futures Act 2001 - 305 Offer made to accredited investors and certain other persons</title><description>Offer made to accredited investors and certain other persons Except to such extent and with such modifications as the Authority may prescribe, Subdivisions (2) and (3) of this Divi...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr309A-</link><title>Securities and Futures Act 2001 - 309A Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — issuer means — in relation to an offer of units in a collective investment scheme, the res...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr325-</link><title>Securities and Futures Act 2001 - 325 Power of court to make certain orders</title><description>Power of court to make certain orders Where — on the application of the Authority, it appears to the court that a person — has committed an offence under this Act; has contravened ...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr341-</link><title>Securities and Futures Act 2001 - 341 Regulations</title><description>Regulations The Authority may make regulations for carrying out the purposes and provisions of this Act and for the due administration thereof. Without limiting subsection (1), the...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=Sc1-</link><title>Securities and Futures Act 2001 - First Schedule </title><description>Sections 2(1) and 340(1) Market Definition of organised market In this Act, organised market means — a place at which, or a facility (whether electronic or otherwise) by means of w...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr85-</link><title>Securities and Futures Act 2001 - 85 Licence fee</title><description>Licence fee The holder of a capital markets services licence must on a yearly basis on such date as the Authority may specify pay such licence fee for each regulated activity to wh...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr95-</link><title>Securities and Futures Act 2001 - 95 Lapsing, revocation and suspension of capital markets services licence</title><description>Lapsing, revocation and suspension of capital markets services licence A capital markets services licence lapses — if the holder is wound up or otherwise dissolved, whether in Sing...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr97-</link><title>Securities and Futures Act 2001 - 97 Removal of officer of holder of capital markets services licence</title><description>Removal of officer of holder of capital markets services licence Despite the provisions of any other written law — a holder of a capital markets services licence must not, without ...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incidenta...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Dat...</description><pubDate>Fri, 10 May 2024 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr2-</link><title>Securities and Futures Act 2001 - 2 Interpretation</title><description>Interpretation In this Act, unless the context otherwise requires — administering a designated benchmark means — controlling the development of the definition of a designated benc...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr4A-</link><title>Securities and Futures Act 2001 - 4A Specific classes of investors</title><description>Specific classes of investors Subject to subsection (2), unless the context otherwise requires — accredited investor means — an individual — whose net personal assets exceed in va...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved exchanges</title><description>Obligations of approved exchanges</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved exchanges</title><description>Rules of approved exchanges</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12A-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of licensed trade repositories</title><description>Obligations of licensed trade repositories</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12A-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of licensed trade repositories</title><description>Rules of licensed trade repositories</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12A-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12A-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Powers of Authority</title><description>Powers of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P12A-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Immunity</title><description>Immunity</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P13-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved clearing houses</title><description>Obligations of approved clearing houses</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P13-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved clearing houses</title><description>Rules of approved clearing houses</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P13-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P13-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark administrator</title><description>Authorised benchmark administrator</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark administrator</title><description>Exempt benchmark administrator</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Code on designated benchmark</title><description>Code on designated benchmark</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark administrators and exempt benchmark administrators</title><description>Obligations of authorised benchmark administrators and exempt benchmark administrators</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark submitter</title><description>Authorised benchmark submitter</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark submitter</title><description>Exempt benchmark submitter</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Designated benchmark submitter</title><description>Designated benchmark submitter</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</title><description>Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P16AA-P23-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by directors and chief executive officer of corporation</title><description>Disclosure by directors and chief executive officer of corporation</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by substantial shareholders in corporation</title><description>Disclosure by substantial shareholders in corporation</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by corporation</title><description>Disclosure by corporation</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of business trust</title><description>Disclosure by substantial unitholders of business trust</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of trustee‑manager of business trust</title><description>Disclosure by directors and chief executive officer of trustee‑manager of business trust</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in trustee‑manager</title><description>Disclosure by holders of voting shares in trustee‑manager</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by trustee‑manager</title><description>Disclosure by trustee‑manager</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of real estate investment trust</title><description>Disclosure by substantial unitholders of real estate investment trust</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of responsible person</title><description>Disclosure by directors and chief executive officer of responsible person</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in responsible person</title><description>Disclosure by holders of voting shares in responsible person</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P17-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by responsible person</title><description>Disclosure by responsible person</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Powers of Authority to require disclosure of information about capital markets products</title><description>Powers of Authority to require disclosure of information about capital markets products 4/2017</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Inspection powers of Authority</title><description>Inspection powers of Authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Inspection powers of foreign regulatory authority</title><description>Inspection powers of foreign regulatory authority</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr150B-</link><title>Securities and Futures Act 2001 - 150B Inspection by foreign regulatory authority</title><description>Inspection by foreign regulatory authority A foreign regulatory authority of a country or territory other than Singapore may conduct an inspection in Singapore of the books of — t...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 General</title><description>General</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Examination of persons</title><description>Examination of persons</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P19-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Powers to obtain information</title><description>Powers to obtain information</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr169A-</link><title>Securities and Futures Act 2001 - 169A Application of this Part</title><description>Application of this Part This Part does not apply to any request for assistance mentioned in section 19(1) of the Financial Services and Markets Act 2022 . 31/2017 Act 18 of 2022 ...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P112-P25-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Corporations</title><description>Corporations</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P112-P25-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Partnerships and limited liability partnerships</title><description>Partnerships and limited liability partnerships</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P112-P25-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Officers, partners, etc., of entities</title><description>Officers, partners, etc., of entities</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P112-P25-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 General</title><description>General</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P31A-</link><title>Securities and Futures Act 2001 - Subdivision 1A Offers of units in and recognition of business trusts</title><description>Offers of units in and recognition of business trusts</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Debentures</title><description>Debentures</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P21-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 General</title><description>General</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Authorisation and recognition</title><description>Authorisation and recognition</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P22-P32A-</link><title>Securities and Futures Act 2001 - Subdivision 2A Voluntary transfer of business of approved trustee</title><description>Voluntary transfer of business of approved trustee</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=P113-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incident...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incident...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr2-</link><title>Securities and Futures Act 2001 - 2 Interpretation</title><description>Interpretation In this Act, unless the context otherwise requires — administering a designated benchmark means — controlling the development of the definition of a designated benc...</description><pubDate>Fri, 28 Apr 2023 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incident...</description><pubDate>Sun, 09 Oct 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Sun, 09 Oct 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incident...</description><pubDate>Sun, 09 Oct 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Sun, 09 Oct 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr9-</link><title>Securities and Futures Act 2001 - 9 Power of Authority to approve exchanges and recognise market operators</title><description>Power of Authority to approve exchanges and recognise market operators Where a Singapore corporation makes an application under section 8(1), the Authority may — in the case of an...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved exchanges</title><description>Obligations of approved exchanges</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved exchanges</title><description>Rules of approved exchanges</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001?ValidDate=20240731&amp;ProvIds=pr43-</link><title>Securities and Futures Act 2001 - 43 Power of Authority to remove officers</title><description>Power of Authority to remove officers Subsection (2) applies if the Authority is satisfied that an officer of an approved exchange or a recognised market operator (such approved e...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46E-</link><title>Securities and Futures Act 2001 - 46E Power of Authority to grant trade repository licence or foreign trade repository licence</title><description>Power of Authority to grant trade repository licence or foreign trade repository licence Where a corporation referred to in section 46D(1) has made an application under that provi...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12A-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of licensed trade repositories</title><description>Obligations of licensed trade repositories</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12A-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of licensed trade repositories</title><description>Rules of licensed trade repositories</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12A-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Powers of Authority</title><description>Powers of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46Z-</link><title>Securities and Futures Act 2001 - 46Z Power of Authority to remove officers of licensed trade repository</title><description>Power of Authority to remove officers of licensed trade repository Where the Authority is satisfied that any of the following applies to an officer of a licensed trade repository,...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12A-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr51-</link><title>Securities and Futures Act 2001 - 51 Power of Authority to approve or recognise clearing house</title><description>Power of Authority to approve or recognise clearing house Where a Singapore corporation has made an application under section 50(1), the Authority may — in the case of an applicat...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P13-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved clearing houses</title><description>Obligations of approved clearing houses</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved clearing houses</title><description>Rules of approved clearing houses</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P13-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P13-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr81K-</link><title>Securities and Futures Act 2001 - 81K Enforcement of judgments over property subject to market charge, etc.</title><description>Enforcement of judgments over property subject to market charge, etc. Where, whether before, on or after , any property is subject to a market charge or has been provided as marke...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr81P-</link><title>Securities and Futures Act 2001 - 81P Power of Authority to remove officers</title><description>Power of Authority to remove officers Where the Authority is satisfied that any of the following applies to an officer of an approved clearing house or a recognised clearing house...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr81ZJ-</link><title>Securities and Futures Act 2001 - 81ZJ Power of Authority to remove officers</title><description>Power of Authority to remove officers Where the Authority is satisfied that an officer of an approved holding company — has wilfully contravened or wilfully caused that approved h...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr86-</link><title>Securities and Futures Act 2001 - 86 Grant of capital markets services licence</title><description>Grant of capital markets services licence A corporation may make an application for a capital markets services licence to carry on business in one or more regulated activities. In...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr97-</link><title>Securities and Futures Act 2001 - 97 Removal of officer of holder of capital markets services licence</title><description>Removal of officer of holder of capital markets services licence Despite the provisions of any other written law — a holder of a capital markets services licence must not, without...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr99M-</link><title>Securities and Futures Act 2001 - 99M Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative</title><description>Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative Subject to regulations made under this Act, the Authority may ...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr104A-</link><title>Securities and Futures Act 2001 - 104A Non‑availability of customer money and other assets for payment of debt</title><description>Non‑availability of customer money and other assets for payment of debt Except as otherwise provided in this Part or the regulations made thereunder, all money or other assets rec...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark administrator</title><description>Authorised benchmark administrator</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr123F-</link><title>Securities and Futures Act 2001 - 123F Power of Authority to authorise benchmark administrators</title><description>Power of Authority to authorise benchmark administrators Where a corporation mentioned in section 123E(1) makes an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark administrator</title><description>Exempt benchmark administrator</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Code on designated benchmark</title><description>Code on designated benchmark</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark administrators and exempt benchmark administrators</title><description>Obligations of authorised benchmark administrators and exempt benchmark administrators</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr123Y-</link><title>Securities and Futures Act 2001 - 123Y Removal of officer of authorised benchmark administrator</title><description>Removal of officer of authorised benchmark administrator Despite the provisions of any other written law — an authorised benchmark administrator must not, without the prior writte...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark submitter</title><description>Authorised benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr123ZE-</link><title>Securities and Futures Act 2001 - 123ZE Power of Authority to authorise benchmark submitters</title><description>Power of Authority to authorise benchmark submitters Where a corporation mentioned in section 123ZD(1) has made an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark submitter</title><description>Exempt benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Designated benchmark submitter</title><description>Designated benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</title><description>Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P16AA-P23-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr123ZU-</link><title>Securities and Futures Act 2001 - 123ZU Removal of officer of authorised benchmark submitter or designated benchmark submitter</title><description>Removal of officer of authorised benchmark submitter or designated benchmark submitter Despite the provisions of any other written law — an authorised benchmark submitter or a des...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by directors and chief executive officer of corporation</title><description>Disclosure by directors and chief executive officer of corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by substantial shareholders in corporation</title><description>Disclosure by substantial shareholders in corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by corporation</title><description>Disclosure by corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of business trust</title><description>Disclosure by substantial unitholders of business trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of trustee‑manager of business trust</title><description>Disclosure by directors and chief executive officer of trustee‑manager of business trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in trustee‑manager</title><description>Disclosure by holders of voting shares in trustee‑manager</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by trustee‑manager</title><description>Disclosure by trustee‑manager</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of real estate investment trust</title><description>Disclosure by substantial unitholders of real estate investment trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of responsible person</title><description>Disclosure by directors and chief executive officer of responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in responsible person</title><description>Disclosure by holders of voting shares in responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P17-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by responsible person</title><description>Disclosure by responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P19-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Powers of Authority to require disclosure of information about capital markets products</title><description>Powers of Authority to require disclosure of information about capital markets products 4/2017</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Inspection powers of Authority</title><description>Inspection powers of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P19-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Inspection powers of foreign regulatory authority</title><description>Inspection powers of foreign regulatory authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P19-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P19-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Examination of persons</title><description>Examination of persons</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Powers to obtain information</title><description>Powers to obtain information</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr189-</link><title>Securities and Futures Act 2001 - 189 Power of approved exchange to settle claims</title><description>Power of approved exchange to settle claims An approved exchange may, subject to this Part, allow and settle any proper claim for compensation out of a fidelity fund at any time a...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr218-</link><title>Securities and Futures Act 2001 - 218 Prohibited conduct by connected person in possession of inside information</title><description>Prohibited conduct by connected person in possession of inside information Subject to this Division, where — a person who is connected to a corporation possesses information conce...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr220-</link><title>Securities and Futures Act 2001 - 220 Not necessary to prove intention to use</title><description>Not necessary to prove intention to use To avoid doubt, in any proceedings against a person for a contravention of section 218 or 219, it is not necessary for the prosecution or c...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr235-</link><title>Securities and Futures Act 2001 - 235 Action under section 234 not to commence, etc., in certain situations</title><description>Action under section 234 not to commence, etc., in certain situations Except with the permission of court, no action under section 234 may be brought against the contravening pers...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P112-P25-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Corporations</title><description>Corporations</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P112-P25-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Partnerships and limited liability partnerships</title><description>Partnerships and limited liability partnerships</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P112-P25-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Officers, partners, etc., of entities</title><description>Officers, partners, etc., of entities</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P112-P25-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr236J-</link><title>Securities and Futures Act 2001 - 236J Actions not to commence or stayed in certain situations</title><description>Actions not to commence or stayed in certain situations Except with the permission of court, no action may be brought against — a defendant corporation under section 236B, 236C or...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P21-P31A-</link><title>Securities and Futures Act 2001 - Subdivision 1A Offers of units in and recognition of business trusts</title><description>Offers of units in and recognition of business trusts</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Debentures</title><description>Debentures</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P21-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P21-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Authorisation and recognition</title><description>Authorisation and recognition</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr292A-</link><title>Securities and Futures Act 2001 - 292A Disqualification or removal of director or executive officer</title><description>Disqualification or removal of director or executive officer Despite the provisions of any other written law — an approved trustee must not, without the prior written consent of t...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr295C-</link><title>Securities and Futures Act 2001 - 295C Remedies in cases of oppression or injustice</title><description>Remedies in cases of oppression or injustice Any participant of a real estate investment trust may apply to a court for an order under this section on the ground — that the affair...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P22-P32A-</link><title>Securities and Futures Act 2001 - Subdivision 2A Voluntary transfer of business of approved trustee</title><description>Voluntary transfer of business of approved trustee</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P113-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Act 42 of 2001 Securities and Futures Act 2001 Da...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved exchanges</title><description>Obligations of approved exchanges</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved exchanges</title><description>Rules of approved exchanges</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of licensed trade repositories</title><description>Obligations of licensed trade repositories</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of licensed trade repositories</title><description>Rules of licensed trade repositories</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Powers of Authority</title><description>Powers of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved clearing houses</title><description>Obligations of approved clearing houses</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved clearing houses</title><description>Rules of approved clearing houses</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark administrator</title><description>Authorised benchmark administrator</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark administrator</title><description>Exempt benchmark administrator</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Code on designated benchmark</title><description>Code on designated benchmark</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark administrators and exempt benchmark administrators</title><description>Obligations of authorised benchmark administrators and exempt benchmark administrators</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark submitter</title><description>Authorised benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark submitter</title><description>Exempt benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Designated benchmark submitter</title><description>Designated benchmark submitter</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</title><description>Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P16AA-P23-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by directors and chief executive officer of corporation</title><description>Disclosure by directors and chief executive officer of corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by substantial shareholders in corporation</title><description>Disclosure by substantial shareholders in corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by corporation</title><description>Disclosure by corporation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of business trust</title><description>Disclosure by substantial unitholders of business trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of trustee‑manager of business trust</title><description>Disclosure by directors and chief executive officer of trustee‑manager of business trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in trustee‑manager</title><description>Disclosure by holders of voting shares in trustee‑manager</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by trustee‑manager</title><description>Disclosure by trustee‑manager</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of real estate investment trust</title><description>Disclosure by substantial unitholders of real estate investment trust</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of responsible person</title><description>Disclosure by directors and chief executive officer of responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in responsible person</title><description>Disclosure by holders of voting shares in responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P17-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by responsible person</title><description>Disclosure by responsible person</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Powers of Authority to require disclosure of information about capital markets products</title><description>Powers of Authority to require disclosure of information about capital markets products 4/2017</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Inspection powers of Authority</title><description>Inspection powers of Authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Inspection powers of foreign regulatory authority</title><description>Inspection powers of foreign regulatory authority</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Examination of persons</title><description>Examination of persons</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P19-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Powers to obtain information</title><description>Powers to obtain information</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P112-P25-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Corporations</title><description>Corporations</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P112-P25-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Partnerships and limited liability partnerships</title><description>Partnerships and limited liability partnerships</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P112-P25-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Officers, partners, etc., of entities</title><description>Officers, partners, etc., of entities</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P112-P25-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P31A-</link><title>Securities and Futures Act 2001 - Subdivision 1A Offers of units in and recognition of business trusts</title><description>Offers of units in and recognition of business trusts</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Debentures</title><description>Debentures</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P21-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 General</title><description>General</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Authorisation and recognition</title><description>Authorisation and recognition</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P32A-</link><title>Securities and Futures Act 2001 - Subdivision 2A Voluntary transfer of business of approved trustee</title><description>Voluntary transfer of business of approved trustee</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P113-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr97-</link><title>Securities and Futures Act 2001 - 97 Removal of officer of holder of capital markets services licence</title><description>Removal of officer of holder of capital markets services licence Despite the provisions of any other written law — a holder of a capital markets services licence must not, without...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr86-</link><title>Securities and Futures Act 2001 - 86 Grant of capital markets services licence</title><description>Grant of capital markets services licence A corporation may make an application for a capital markets services licence to carry on business in one or more regulated activities. In...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr99M-</link><title>Securities and Futures Act 2001 - 99M Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative</title><description>Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative Subject to regulations made under this Act, the Authority may ...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr123F-</link><title>Securities and Futures Act 2001 - 123F Power of Authority to authorise benchmark administrators</title><description>Power of Authority to authorise benchmark administrators Where a corporation mentioned in section 123E(1) makes an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr123Y-</link><title>Securities and Futures Act 2001 - 123Y Removal of officer of authorised benchmark administrator</title><description>Removal of officer of authorised benchmark administrator Despite the provisions of any other written law — an authorised benchmark administrator must not, without the prior writte...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr123ZE-</link><title>Securities and Futures Act 2001 - 123ZE Power of Authority to authorise benchmark submitters</title><description>Power of Authority to authorise benchmark submitters Where a corporation mentioned in section 123ZD(1) has made an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr123ZU-</link><title>Securities and Futures Act 2001 - 123ZU Removal of officer of authorised benchmark submitter or designated benchmark submitter</title><description>Removal of officer of authorised benchmark submitter or designated benchmark submitter Despite the provisions of any other written law — an authorised benchmark submitter or a des...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr292A-</link><title>Securities and Futures Act 2001 - 292A Disqualification or removal of director or executive officer</title><description>Disqualification or removal of director or executive officer Despite the provisions of any other written law — an approved trustee must not, without the prior written consent of t...</description><pubDate>Fri, 01 Apr 2022 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=al-</link><title>Securities and Futures Act 2001 - Long Title</title><description>An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading, of financial benchmarks ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P11-</link><title>Securities and Futures Act 2001 - Part 1 PRELIMINARY</title><description>PRELIMINARY</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr1-</link><title>Securities and Futures Act 2001 - 1 Short title</title><description>Short title This Act is the Securities and Futures Act 2001 .</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr2-</link><title>Securities and Futures Act 2001 - 2 Interpretation</title><description>Interpretation In this Act, unless the context otherwise requires — administering a designated benchmark means — controlling the development of the definition of a designated benc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr3-</link><title>Securities and Futures Act 2001 - 3 Associated person</title><description>Associated person Unless the context otherwise requires, any reference in this Act to a person associated with another person is a reference to — where the other person is a corpo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr4-</link><title>Securities and Futures Act 2001 - 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme</title><description>Interest in securities, securities‑based derivatives contracts or units in collective investment scheme Subject to this section, a person has an interest in securities, securities...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr4A-</link><title>Securities and Futures Act 2001 - 4A Specific classes of investors</title><description>Specific classes of investors Subject to subsection (2), unless the context otherwise requires — accredited investor means — an individual — whose net personal assets exceed in va...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr4B-</link><title>Securities and Futures Act 2001 - 4B Application</title><description>Application This Act does not apply to a person in respect of whom a transitional approval or transitional licence mentioned in section 66 of the Commodity Trading Act 1992 is in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-</link><title>Securities and Futures Act 2001 - Part 2 ORGANISED MARKETS</title><description>ORGANISED MARKETS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr5-</link><title>Securities and Futures Act 2001 - 5 Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote fair, orderly and transparent markets; to facilitate efficient markets for the allocation of capital and the t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr6-</link><title>Securities and Futures Act 2001 - 6 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — foreign corporation means a corporation that is formed or incorporated outside Singapore; Singapo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P21-</link><title>Securities and Futures Act 2001 - Division 1 Establishment of Organised Markets</title><description>Establishment of Organised Markets</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr7-</link><title>Securities and Futures Act 2001 - 7 Requirement for approval or recognition</title><description>Requirement for approval or recognition A person must not establish or operate an organised market, or hold itself out as operating an organised market, unless the person is — an ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr8-</link><title>Securities and Futures Act 2001 - 8 Application for approval or recognition</title><description>Application for approval or recognition A Singapore corporation may apply to the Authority to be — approved as an approved exchange; or recognised as a recognised market operator....</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr9-</link><title>Securities and Futures Act 2001 - 9 Power of Authority to approve exchanges and recognise market operators</title><description>Power of Authority to approve exchanges and recognise market operators Where a Singapore corporation makes an application under section 8(1), the Authority may — in the case of an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr10-</link><title>Securities and Futures Act 2001 - 10 General criteria to be taken into account by Authority</title><description>General criteria to be taken into account by Authority The Authority may by regulations made under section 44 prescribe the criteria that the Authority may take into account for t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr11-</link><title>Securities and Futures Act 2001 - 11 Annual fees payable by approved exchange and recognised market operator</title><description>Annual fees payable by approved exchange and recognised market operator Every approved exchange and every recognised market operator must pay to the Authority such annual fees as ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr12-</link><title>Securities and Futures Act 2001 - 12 Change in status</title><description>Change in status A Singapore corporation that is an approved exchange or a recognised market operator may apply to the Authority to change its status in the manner mentioned in su...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr13-</link><title>Securities and Futures Act 2001 - 13 Cancellation of approval or recognition</title><description>Cancellation of approval or recognition An approved exchange or a recognised market operator that intends to cease operating its organised market or, where it operates more than o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr14-</link><title>Securities and Futures Act 2001 - 14 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved exchange under section 9(1)(a ), any recognit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Approved Exchanges</title><description>Regulation of Approved Exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved exchanges</title><description>Obligations of approved exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr15-</link><title>Securities and Futures Act 2001 - 15 General obligations</title><description>General obligations An approved exchange must — as far as is reasonably practicable, ensure that every organised market it operates is a fair, orderly and transparent organised ma...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr16-</link><title>Securities and Futures Act 2001 - 16 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters An approved exchange must, as soon as practicable after the occurrence of any of the following circumstances, notify the Authorit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr17-</link><title>Securities and Futures Act 2001 - 17 Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 15(1)(b ), an approved exchange must ensure that the systems and controls concerning the assessment and management of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr18-</link><title>Securities and Futures Act 2001 - 18 Obligation to maintain proper records</title><description>Obligation to maintain proper records An approved exchange must maintain a record of all transactions effected through its organised market in accordance with regulations mentione...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr19-</link><title>Securities and Futures Act 2001 - 19 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports An approved exchange must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may prescribe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr20-</link><title>Securities and Futures Act 2001 - 20 Obligation to assist Authority</title><description>Obligation to assist Authority An approved exchange must provide such assistance to the Authority as the Authority may require for the performance of the Authority’s functions and...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr21-</link><title>Securities and Futures Act 2001 - 21 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), an approved exchange and its officers and employees must maintain, and aid in maintaining, the confidentiality of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr22-</link><title>Securities and Futures Act 2001 - 22 Penalties under this Subdivision</title><description>Penalties under this Subdivision Any approved exchange which contravenes section 15(1), 16(1) or (3), 18(1), 19, 20 or 21(1) shall be guilty of an offence and shall be liable on c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved exchanges</title><description>Rules of approved exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr23-</link><title>Securities and Futures Act 2001 - 23 Business rules and listing rules of approved exchanges</title><description>Business rules and listing rules of approved exchanges Without limiting sections 15 and 44 — the Authority may by regulations made under section 44 prescribe the matters that an a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr24-</link><title>Securities and Futures Act 2001 - 24 Business rules of approved exchanges have effect as contract</title><description>Business rules of approved exchanges have effect as contract The business rules of an approved exchange are to be treated, and are to operate, as a binding contract — between the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr25-</link><title>Securities and Futures Act 2001 - 25 Power of court to order observance or enforcement of business rules or listing rules</title><description>Power of court to order observance or enforcement of business rules or listing rules Where any person (A ) which is under an obligation to comply with, observe, enforce or give ef...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr26-</link><title>Securities and Futures Act 2001 - 26 Non‑compliance with business rules or listing rules not to substantially affect rights of person</title><description>Non‑compliance with business rules or listing rules not to substantially affect rights of person Any failure by an approved exchange to comply with — this Act; its business rules;...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr27-</link><title>Securities and Futures Act 2001 - 27 Control of substantial shareholding in approved exchange</title><description>Control of substantial shareholding in approved exchange A person must not enter into any agreement to acquire shares in an approved exchange by virtue of which the person would, ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr28-</link><title>Securities and Futures Act 2001 - 28 Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons An approved exchange must not appoint a person as its chairperson, chief executive officer or director u...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr29-</link><title>Securities and Futures Act 2001 - 29 Listing, de‑listing or trading of certain instruments, contracts and transactions</title><description>Listing, de‑listing or trading of certain instruments, contracts and transactions An approved exchange must, in respect of any relevant product that is listed or permitted for tra...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr30-</link><title>Securities and Futures Act 2001 - 30 Listing of approved exchange on organised market</title><description>Listing of approved exchange on organised market The securities or securities‑based derivatives contracts of an approved exchange must not be listed for quotation on an organised ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr31-</link><title>Securities and Futures Act 2001 - 31 Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of an approved exchange, in the course of the performance of the auditor’s duties, becomes aware of any matter ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr32-</link><title>Securities and Futures Act 2001 - 32 Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability is incurred by — an approved exchange; or any person acting on behalf of an approved exchange, for any thi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P23-</link><title>Securities and Futures Act 2001 - Division 3 Regulation of Recognised Market Operators</title><description>Regulation of Recognised Market Operators</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr33-</link><title>Securities and Futures Act 2001 - 33 General obligations</title><description>General obligations A recognised market operator must — as far as is reasonably practicable, ensure that every organised market it operates is a fair, orderly and transparent orga...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr34-</link><title>Securities and Futures Act 2001 - 34 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A recognised market operator must, as soon as practicable after the occurrence of any of the following circumstances, notify the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr35-</link><title>Securities and Futures Act 2001 - 35 Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 33(1)(b ), a recognised market operator must ensure that the systems and controls concerning the assessment and manag...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr36-</link><title>Securities and Futures Act 2001 - 36 Obligation to maintain proper records</title><description>Obligation to maintain proper records A recognised market operator must maintain a record of all transactions effected through its organised market in accordance with regulations ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr37-</link><title>Securities and Futures Act 2001 - 37 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A recognised market operator must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr38-</link><title>Securities and Futures Act 2001 - 38 Obligation to assist Authority</title><description>Obligation to assist Authority A recognised market operator must provide such assistance to the Authority as the Authority may require for the performance of the functions and dut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr39-</link><title>Securities and Futures Act 2001 - 39 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a recognised market operator and its officers and employees must maintain, and aid in maintaining, the confidenti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr40-</link><title>Securities and Futures Act 2001 - 40 Non‑compliance with business rules or listing rules not to substantially affect rights of person</title><description>Non‑compliance with business rules or listing rules not to substantially affect rights of person Any failure by a recognised market operator to comply with — this Act; its busines...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr41-</link><title>Securities and Futures Act 2001 - 41 Listing, de‑listing or trading of certain instruments, contracts and transactions</title><description>Listing, de‑listing or trading of certain instruments, contracts and transactions A recognised market operator must, in respect of any relevant product that is listed or permitted...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr42-</link><title>Securities and Futures Act 2001 - 42 Penalties under this Division</title><description>Penalties under this Division Any recognised market operator which contravenes section 33(1), 34, 36(1), 37, 38 or 39(1) shall be guilty of an offence and shall be liable on convi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P24-</link><title>Securities and Futures Act 2001 - Division 4 General Powers of Authority</title><description>General Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr43-</link><title>Securities and Futures Act 2001 - 43 Power of Authority to remove officers</title><description>Power of Authority to remove officers Subsection (2) applies if the Authority is satisfied that an officer of an approved exchange or a recognised market operator (such approved e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr44-</link><title>Securities and Futures Act 2001 - 44 Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations — relating to the app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr45-</link><title>Securities and Futures Act 2001 - 45 Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may issue directions, whether of a general or specific nature, by written notice, to an approved exchange or a recognised mark...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46-</link><title>Securities and Futures Act 2001 - 46 Power of Authority in organised market</title><description>Power of Authority in organised market Without limiting section 45, where the Authority is of the opinion that it is necessary to prohibit trading in — particular securities of, o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AA-</link><title>Securities and Futures Act 2001 - 46AA Emergency powers of Authority</title><description>Emergency powers of Authority Where the Authority has reason to believe that an emergency exists, or thinks that it is necessary or expedient in the interests of the public or a s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAA-</link><title>Securities and Futures Act 2001 - 46AAA Interpretation of sections 46AAA to 46AAF</title><description>Interpretation of sections 46AAA to 46AAF In this section and sections 46AAB to 46AAF, unless the context otherwise requires — business includes affairs and property; office holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAB-</link><title>Securities and Futures Act 2001 - 46AAB Action by Authority if approved exchange or recognised market operator unable to meet obligations, etc.</title><description>Action by Authority if approved exchange or recognised market operator unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subse...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAC-</link><title>Securities and Futures Act 2001 - 46AAC Effect of assumption of control under section 46AAB</title><description>Effect of assumption of control under section 46AAB Upon assuming control of the relevant business of an approved exchange or a recognised market operator, the Authority or statut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAD-</link><title>Securities and Futures Act 2001 - 46AAD Duration of control</title><description>Duration of control The Authority must cease control of the relevant business of an approved exchange or a recognised market operator if the Authority is satisfied that — the reas...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAE-</link><title>Securities and Futures Act 2001 - 46AAE Responsibilities of officers, member, etc., of approved exchange or recognised market operator</title><description>Responsibilities of officers, member, etc., of approved exchange or recognised market operator During the period when the Authority or statutory manager is in control of the relev...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAF-</link><title>Securities and Futures Act 2001 - 46AAF Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by an approved exchange or a recognis...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAG-</link><title>Securities and Futures Act 2001 - 46AAG Power of Authority to exempt approved exchange or recognised market operator from provisions of this Part</title><description>Power of Authority to exempt approved exchange or recognised market operator from provisions of this Part The Authority may, by regulations made under section 44, exempt — any app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12-P25-</link><title>Securities and Futures Act 2001 - Division 5 Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator</title><description>Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAH-</link><title>Securities and Futures Act 2001 - 46AAH Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAI-</link><title>Securities and Futures Act 2001 - 46AAI Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of an approved exchange or a ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46AAJ-</link><title>Securities and Futures Act 2001 - 46AAJ Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-</link><title>Securities and Futures Act 2001 - Part 2A TRADE REPOSITORIES</title><description>TRADE REPOSITORIES 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46A-</link><title>Securities and Futures Act 2001 - 46A Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote safe and efficient trade repositories; to promote transparent markets through timely and reliable access to in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46B-</link><title>Securities and Futures Act 2001 - 46B Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — foreign trade repository means a trade repository which is incorporated or formed outside Singapo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P21-</link><title>Securities and Futures Act 2001 - Division 1 Licensing of Trade Repositories</title><description>Licensing of Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46C-</link><title>Securities and Futures Act 2001 - 46C Holding out as licensed trade repository or licensed foreign trade repository</title><description>Holding out as licensed trade repository or licensed foreign trade repository A person must not hold out that the person is — a licensed trade repository, unless the person has in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46D-</link><title>Securities and Futures Act 2001 - 46D Application for licence</title><description>Application for licence A corporation that is, or intends to be, a Singapore trade repository may apply to the Authority for the grant of a trade repository licence. 34/2012 A cor...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46E-</link><title>Securities and Futures Act 2001 - 46E Power of Authority to grant trade repository licence or foreign trade repository licence</title><description>Power of Authority to grant trade repository licence or foreign trade repository licence Where a corporation referred to in section 46D(1) has made an application under that provi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46F-</link><title>Securities and Futures Act 2001 - 46F Annual fees payable by licensed trade repository or licensed foreign trade repository</title><description>Annual fees payable by licensed trade repository or licensed foreign trade repository Every licensed trade repository and every licensed foreign trade repository must pay to the A...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46G-</link><title>Securities and Futures Act 2001 - 46G Cancellation of trade repository licence or foreign trade repository licence</title><description>Cancellation of trade repository licence or foreign trade repository licence A corporation which intends to cease operating as a licensed trade repository or licensed foreign trad...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46H-</link><title>Securities and Futures Act 2001 - 46H Power of Authority to revoke trade repository licence or foreign trade repository licence</title><description>Power of Authority to revoke trade repository licence or foreign trade repository licence The Authority may revoke a trade repository licence or foreign trade repository licence g...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Licensed Trade Repositories</title><description>Regulation of Licensed Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of licensed trade repositories</title><description>Obligations of licensed trade repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46I-</link><title>Securities and Futures Act 2001 - 46I General obligations</title><description>General obligations A licensed trade repository — must operate in a safe and efficient manner in its capacity as a trade repository; must manage any risks associated with its busi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46J-</link><title>Securities and Futures Act 2001 - 46J Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 46I(1)(b ), a licensed trade repository must — ensure that the systems and controls concerning the assessment and man...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46K-</link><title>Securities and Futures Act 2001 - 46K Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A licensed trade repository must, as soon as practicable after the occurrence of any of the following circumstances, give the Aut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46L-</link><title>Securities and Futures Act 2001 - 46L Obligation to maintain proper records</title><description>Obligation to maintain proper records A licensed trade repository must maintain a record of all transactions reported to the licensed trade repository. 34/2012 The Authority may p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46M-</link><title>Securities and Futures Act 2001 - 46M Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A licensed trade repository must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may pr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46N-</link><title>Securities and Futures Act 2001 - 46N Obligation to assist Authority</title><description>Obligation to assist Authority A licensed trade repository must provide such assistance to the Authority as the Authority may require for the performance of the functions and duti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46O-</link><title>Securities and Futures Act 2001 - 46O Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a licensed trade repository and its officers and employees must maintain, and aid in maintaining, the confidentia...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46P-</link><title>Securities and Futures Act 2001 - 46P Penalties under this Subdivision</title><description>Penalties under this Subdivision Any licensed trade repository which contravenes section 46I(1), 46J, 46K(1) or (3), 46L(1), 46M, 46N or 46O(1) or (4) shall be guilty of an offenc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of licensed trade repositories</title><description>Rules of licensed trade repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46Q-</link><title>Securities and Futures Act 2001 - 46Q Business rules of licensed trade repositories</title><description>Business rules of licensed trade repositories Without limiting sections 46I and 46ZJ — the Authority may prescribe the matters that a licensed trade repository must provide for in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46R-</link><title>Securities and Futures Act 2001 - 46R Business rules of licensed trade repositories have effect as contract</title><description>Business rules of licensed trade repositories have effect as contract The business rules of a licensed trade repository are deemed to be, and operate as, a binding contract betwee...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46S-</link><title>Securities and Futures Act 2001 - 46S Power of court to order observance or enforcement of business rules</title><description>Power of court to order observance or enforcement of business rules Where any person who is under an obligation to comply with, observe, enforce or give effect to the business rul...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46T-</link><title>Securities and Futures Act 2001 - 46T Non‑compliance with business rules not to substantially affect rights of person</title><description>Non‑compliance with business rules not to substantially affect rights of person Any failure by a licensed trade repository to comply with this Act or its business rules in relatio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46U-</link><title>Securities and Futures Act 2001 - 46U Control of substantial shareholding in licensed trade repository</title><description>Control of substantial shareholding in licensed trade repository A person must not enter into any agreement to acquire shares in a licensed trade repository, being an agreement by...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46V-</link><title>Securities and Futures Act 2001 - 46V Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons A licensed trade repository must not appoint a person as its chairperson, chief executive officer or dir...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Powers of Authority</title><description>Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46W-</link><title>Securities and Futures Act 2001 - 46W (Repealed)</title><description>Repealed by Act 10 of 2013</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46X-</link><title>Securities and Futures Act 2001 - 46X Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of a licensed trade repository, in the course of the performance of his or her duties, becomes aware of any mat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46Y-</link><title>Securities and Futures Act 2001 - 46Y Emergency powers of Authority</title><description>Emergency powers of Authority Where the Authority has reason to believe that an emergency exists, or thinks that it is necessary or expedient in the interests of the public or a s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46Z-</link><title>Securities and Futures Act 2001 - 46Z Power of Authority to remove officers of licensed trade repository</title><description>Power of Authority to remove officers of licensed trade repository Where the Authority is satisfied that any of the following applies to an officer of a licensed trade repository,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Immunity</title><description>Immunity</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZA-</link><title>Securities and Futures Act 2001 - 46ZA Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability shall be incurred by a licensed trade repository, or by any person specified in subsection (2), for any th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P23-</link><title>Securities and Futures Act 2001 - Division 3 Regulation of Licensed Foreign Trade Repositories</title><description>Regulation of Licensed Foreign Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZB-</link><title>Securities and Futures Act 2001 - 46ZB General obligations</title><description>General obligations A licensed foreign trade repository — must operate in a safe and efficient manner in its capacity as a trade repository; must manage any risks associated with ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZC-</link><title>Securities and Futures Act 2001 - 46ZC Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 46ZB(1)(b ), a licensed foreign trade repository must — ensure that the systems and controls concerning the assessmen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZD-</link><title>Securities and Futures Act 2001 - 46ZD Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A licensed foreign trade repository must, as soon as practicable after the occurrence of any of the following circumstances, give...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZE-</link><title>Securities and Futures Act 2001 - 46ZE Obligation to maintain proper records</title><description>Obligation to maintain proper records A licensed foreign trade repository must maintain a record of all transactions reported to the licensed foreign trade repository. 34/2012 The...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZF-</link><title>Securities and Futures Act 2001 - 46ZF Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A licensed foreign trade repository must submit to the Authority such reports in such form and manner, and at such frequency, as the Authorit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZG-</link><title>Securities and Futures Act 2001 - 46ZG Obligation to assist Authority</title><description>Obligation to assist Authority A licensed foreign trade repository must provide such assistance to the Authority as the Authority may require for the performance of the functions ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZH-</link><title>Securities and Futures Act 2001 - 46ZH Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a licensed foreign trade repository and its officers and employees must maintain, and aid in maintaining, the con...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZI-</link><title>Securities and Futures Act 2001 - 46ZI Penalties under this Division</title><description>Penalties under this Division Any licensed foreign trade repository which contravenes section 46ZB(1), 46ZC, 46ZD, 46ZE(1), 46ZF, 46ZG or 46ZH(1) or (4) shall be guilty of an offe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P24-</link><title>Securities and Futures Act 2001 - Division 4 General Powers of Authority</title><description>General Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZIA-</link><title>Securities and Futures Act 2001 - 46ZIA Interpretation of sections 46ZIA to 46ZIF</title><description>Interpretation of sections 46ZIA to 46ZIF In this section and sections 46ZIB to 46ZIF, unless the context otherwise requires — business includes affairs and property; office holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZIB-</link><title>Securities and Futures Act 2001 - 46ZIB Action by Authority if licensed trade repository unable to meet obligations, etc.</title><description>Action by Authority if licensed trade repository unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subsection (2) as appears t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZIC-</link><title>Securities and Futures Act 2001 - 46ZIC Effect of assumption of control under section 46ZIB</title><description>Effect of assumption of control under section 46ZIB Upon assuming control of the relevant business of a licensed trade repository or licensed foreign trade repository, the Authori...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZID-</link><title>Securities and Futures Act 2001 - 46ZID Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of a licensed trade repository or licensed foreign trade repository when the Authority is sa...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZIE-</link><title>Securities and Futures Act 2001 - 46ZIE Responsibilities of officers, member, etc., of licensed trade repository</title><description>Responsibilities of officers, member, etc., of licensed trade repository During the period when the Authority or statutory manager is in control of the relevant business of a lice...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZIF-</link><title>Securities and Futures Act 2001 - 46ZIF Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by a licensed trade repository or lic...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZJ-</link><title>Securities and Futures Act 2001 - 46ZJ Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to — the gra...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZK-</link><title>Securities and Futures Act 2001 - 46ZK Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may issue directions, whether of a general or specific nature, by written notice, to a licensed trade repository or licensed f...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZL-</link><title>Securities and Futures Act 2001 - 46ZL Power of Authority to exempt licensed trade repository or licensed foreign trade repository from provisions of this Part</title><description>Power of Authority to exempt licensed trade repository or licensed foreign trade repository from provisions of this Part Without affecting section 337(1), the Authority may, by re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P12A-P25-</link><title>Securities and Futures Act 2001 - Division 5 Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository</title><description>Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZM-</link><title>Securities and Futures Act 2001 - 46ZM Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZN-</link><title>Securities and Futures Act 2001 - 46ZN Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of a licensed trade repositor...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr46ZO-</link><title>Securities and Futures Act 2001 - 46ZO Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-</link><title>Securities and Futures Act 2001 - Part 3 CLEARING FACILITIES</title><description>CLEARING FACILITIES 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr47-</link><title>Securities and Futures Act 2001 - 47 Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote safe and efficient clearing facilities; and to reduce systemic risk. 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr48-</link><title>Securities and Futures Act 2001 - 48 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — default proceedings means any proceedings or other action taken by an approved clearing house or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P21-</link><title>Securities and Futures Act 2001 - Division 1 Establishment of Clearing Facilities</title><description>Establishment of Clearing Facilities</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr49-</link><title>Securities and Futures Act 2001 - 49 Requirement for approval or recognition</title><description>Requirement for approval or recognition A person must not establish or operate a clearing facility, or hold out that the person is operating a clearing facility, unless the person...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr50-</link><title>Securities and Futures Act 2001 - 50 Application for approval or recognition</title><description>Application for approval or recognition A Singapore corporation may apply to the Authority to be — approved as an approved clearing house; or recognised as a recognised clearing h...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr51-</link><title>Securities and Futures Act 2001 - 51 Power of Authority to approve or recognise clearing house</title><description>Power of Authority to approve or recognise clearing house Where a Singapore corporation has made an application under section 50(1), the Authority may — in the case of an applicat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr52-</link><title>Securities and Futures Act 2001 - 52 General criteria to be taken into account by Authority</title><description>General criteria to be taken into account by Authority The Authority may prescribe the criteria which it may take into account for the purposes of deciding — whether a Singapore c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr53-</link><title>Securities and Futures Act 2001 - 53 Annual fees payable by approved clearing house or recognised clearing house</title><description>Annual fees payable by approved clearing house or recognised clearing house Every approved clearing house and every recognised clearing house must pay to the Authority such annual...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr54-</link><title>Securities and Futures Act 2001 - 54 Change in status</title><description>Change in status A Singapore corporation which is an approved clearing house or a recognised clearing house may apply to the Authority to change its status in the manner referred ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr55-</link><title>Securities and Futures Act 2001 - 55 Cancellation of approval or recognition</title><description>Cancellation of approval or recognition An approved clearing house or a recognised clearing house which intends to cease operating its clearing facility or, where it operates more...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr56-</link><title>Securities and Futures Act 2001 - 56 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved clearing house under section 51(1)(a ), any r...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Approved Clearing Houses</title><description>Regulation of Approved Clearing Houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved clearing houses</title><description>Obligations of approved clearing houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr57-</link><title>Securities and Futures Act 2001 - 57 General obligations</title><description>General obligations An approved clearing house — must operate a safe and efficient clearing facility; must manage any risks associated with its business and operations prudently; ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr58-</link><title>Securities and Futures Act 2001 - 58 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters An approved clearing house must, as soon as practicable after the occurrence of any of the following circumstances, give the Auth...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr59-</link><title>Securities and Futures Act 2001 - 59 Obligation to manage risks prudently, etc.</title><description>Obligation to manage risks prudently, etc. Without limiting section 57(1)(b ), an approved clearing house must ensure that the systems and controls concerning the assessment and m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr60-</link><title>Securities and Futures Act 2001 - 60 Obligation in relation to customers’ money and assets held by approved clearing house</title><description>Obligation in relation to customers’ money and assets held by approved clearing house Without affecting sections 81Q and 341, the Authority may make regulations — relating to how ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr61-</link><title>Securities and Futures Act 2001 - 61 Obligation to maintain proper records</title><description>Obligation to maintain proper records An approved clearing house must maintain a record of all transactions effected through its clearing facility. 34/2012 The Authority may presc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr62-</link><title>Securities and Futures Act 2001 - 62 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports An approved clearing house must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may pre...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr63-</link><title>Securities and Futures Act 2001 - 63 Obligation to assist Authority</title><description>Obligation to assist Authority An approved clearing house must provide such assistance to the Authority as the Authority may require for the performance of the functions and dutie...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr64-</link><title>Securities and Futures Act 2001 - 64 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), an approved clearing house and its officers and employees must maintain, and aid in maintaining, confidentiality ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr65-</link><title>Securities and Futures Act 2001 - 65 Penalties under this Subdivision</title><description>Penalties under this Subdivision Any approved clearing house which contravenes section 57(1), 58(1) or (3), 59, 61(1), 62, 63 or 64(1) shall be guilty of an offence and shall be l...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved clearing houses</title><description>Rules of approved clearing houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr66-</link><title>Securities and Futures Act 2001 - 66 Business rules of approved clearing houses</title><description>Business rules of approved clearing houses Without limiting sections 57 and 81Q — the Authority may prescribe the matters that an approved clearing house must provide for in the b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr67-</link><title>Securities and Futures Act 2001 - 67 Business rules of approved clearing houses have effect as contract</title><description>Business rules of approved clearing houses have effect as contract The business rules of an approved clearing house are treated as, and are to operate as, a binding contract — bet...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr68-</link><title>Securities and Futures Act 2001 - 68 Power of court to order observance or enforcement of business rules</title><description>Power of court to order observance or enforcement of business rules Where any person who is under an obligation to comply with, observe, enforce or give effect to the business rul...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr69-</link><title>Securities and Futures Act 2001 - 69 Non‑compliance with business rules not to substantially affect rights of person</title><description>Non‑compliance with business rules not to substantially affect rights of person Any failure by an approved clearing house to comply with this Act or its business rules in relation...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr70-</link><title>Securities and Futures Act 2001 - 70 Control of substantial shareholding in approved clearing house</title><description>Control of substantial shareholding in approved clearing house A person must not enter into any agreement to acquire shares in an approved clearing house, being an agreement by vi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr71-</link><title>Securities and Futures Act 2001 - 71 Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons An approved clearing house must not appoint a person as its chairperson, chief executive officer or dire...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr72-</link><title>Securities and Futures Act 2001 - 72 Listing of approved clearing houses on organised market</title><description>Listing of approved clearing houses on organised market The securities or securities‑based derivatives contracts of an approved clearing house must not be listed for quotation on ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr73-</link><title>Securities and Futures Act 2001 - 73 Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of an approved clearing house, in the course of the performance of his or her duties, becomes aware of any matt...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr74-</link><title>Securities and Futures Act 2001 - 74 Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability shall be incurred by an approved clearing house, or by any person specified in subsection (2), for any thi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P23-</link><title>Securities and Futures Act 2001 - Division 3 Regulation of Recognised Clearing Houses</title><description>Regulation of Recognised Clearing Houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr75-</link><title>Securities and Futures Act 2001 - 75 General obligations</title><description>General obligations A recognised clearing house — must operate a safe and efficient clearing facility; must manage any risks associated with its business and operations prudently;...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr76-</link><title>Securities and Futures Act 2001 - 76 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A recognised clearing house must, as soon as practicable after the occurrence of any of the following circumstances, give the Aut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr77-</link><title>Securities and Futures Act 2001 - 77 Obligation in relation to customers’ money and assets held by recognised clearing house</title><description>Obligation in relation to customers’ money and assets held by recognised clearing house Without affecting sections 81Q and 341, the Authority may make regulations — relating to ho...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr78-</link><title>Securities and Futures Act 2001 - 78 Obligation to maintain proper records</title><description>Obligation to maintain proper records A recognised clearing house must maintain a record of all transactions effected through its clearing facility. 34/2012 The Authority may pres...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr79-</link><title>Securities and Futures Act 2001 - 79 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A recognised clearing house must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may pr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr80-</link><title>Securities and Futures Act 2001 - 80 Obligation to assist Authority</title><description>Obligation to assist Authority A recognised clearing house must provide such assistance to the Authority as the Authority may require for the performance of the functions and duti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81-</link><title>Securities and Futures Act 2001 - 81 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a recognised clearing house and its officers and employees must maintain, and aid in maintaining, confidentiality...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81A-</link><title>Securities and Futures Act 2001 - 81A Penalties under this Division</title><description>Penalties under this Division Any recognised clearing house which contravenes section 75(1), 76, 78(1), 79, 80 or 81(1) shall be guilty of an offence and shall be liable on convic...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P24-</link><title>Securities and Futures Act 2001 - Division 4 Insolvency</title><description>Insolvency</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81B-</link><title>Securities and Futures Act 2001 - 81B Application of this Division</title><description>Application of this Division This Division applies to such transaction or class of transactions cleared or settled by any approved clearing house or recognised clearing house, or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81C-</link><title>Securities and Futures Act 2001 - 81C Proceedings of approved clearing house or recognised clearing house take precedence over law of insolvency</title><description>Proceedings of approved clearing house or recognised clearing house take precedence over law of insolvency The following are not invalid to any extent at law by reason only of inc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81D-</link><title>Securities and Futures Act 2001 - 81D Supplementary provisions as to default proceedings</title><description>Supplementary provisions as to default proceedings A court may, on the application of a relevant office holder, make an order to alter, or to release the relevant office holder fr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81E-</link><title>Securities and Futures Act 2001 - 81E Duty to report on completion of default proceedings</title><description>Duty to report on completion of default proceedings An approved clearing house or a recognised clearing house — must, upon the conclusion of any default proceedings commenced by i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81F-</link><title>Securities and Futures Act 2001 - 81F Net sum payable on completion of default proceedings</title><description>Net sum payable on completion of default proceedings This section applies to any net sum certified under section 81E(1)(a )(i) by an approved clearing house or a recognised cleari...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81G-</link><title>Securities and Futures Act 2001 - 81G Disclaimer of onerous property, rescission of contracts, etc.</title><description>Disclaimer of onerous property, rescission of contracts, etc. Sections 230, 231, 373 and 374 of the Insolvency, Restructuring and Dissolution Act 2018 do not apply to — a market c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81H-</link><title>Securities and Futures Act 2001 - 81H Adjustment of prior transactions</title><description>Adjustment of prior transactions No order may be made, on or after , in relation to any matter to which this section applies, by a court under any of the following provisions in a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81I-</link><title>Securities and Futures Act 2001 - 81I Right of relevant office holder to recover certain amounts arising from certain transactions</title><description>Right of relevant office holder to recover certain amounts arising from certain transactions Where a participant (called in this section the first participant) sells securities, s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81J-</link><title>Securities and Futures Act 2001 - 81J Application of market collateral not affected by certain other interest, etc.</title><description>Application of market collateral not affected by certain other interest, etc. This section has effect with respect to the application by an approved clearing house, or a recognise...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81K-</link><title>Securities and Futures Act 2001 - 81K Enforcement of judgments over property subject to market charge, etc.</title><description>Enforcement of judgments over property subject to market charge, etc. Where, whether before, on or after , any property is subject to a market charge or has been provided as marke...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81L-</link><title>Securities and Futures Act 2001 - 81L Law of insolvency in other jurisdictions</title><description>Law of insolvency in other jurisdictions Despite any other written law or rule of law, a court is not to recognise or give effect to — an order of a court exercising jurisdiction ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81M-</link><title>Securities and Futures Act 2001 - 81M Participant to be party to certain transactions as principal</title><description>Participant to be party to certain transactions as principal Where — a participant, in the participant’s capacity as such, enters into any transaction (including a market contract...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81N-</link><title>Securities and Futures Act 2001 - 81N Preservation of rights, etc.</title><description>Preservation of rights, etc. Except to the extent that it expressly provides, this Division does not operate to limit, restrict or otherwise affect — any right, title, interest, p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81O-</link><title>Securities and Futures Act 2001 - 81O Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability is incurred by — a person discharging, by virtue of a delegation under the default rules of an approved cl...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P25-</link><title>Securities and Futures Act 2001 - Division 5 General Powers of Authority</title><description>General Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81P-</link><title>Securities and Futures Act 2001 - 81P Power of Authority to remove officers</title><description>Power of Authority to remove officers Where the Authority is satisfied that any of the following applies to an officer of an approved clearing house or a recognised clearing house...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81Q-</link><title>Securities and Futures Act 2001 - 81Q Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations — relating to the app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81R-</link><title>Securities and Futures Act 2001 - 81R Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may issue directions, whether of a general or specific nature, by written notice, to an approved clearing house or a recognise...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81S-</link><title>Securities and Futures Act 2001 - 81S Emergency powers of Authority</title><description>Emergency powers of Authority Where the Authority has reason to believe that an emergency exists, or thinks that it is necessary or expedient in the interests of the public or a s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SA-</link><title>Securities and Futures Act 2001 - 81SA Interpretation of sections 81SA to 81SAE</title><description>Interpretation of sections 81SA to 81SAE In this section and sections 81SAA to 81SAE, unless the context otherwise requires — business includes affairs and property; office holder...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SAA-</link><title>Securities and Futures Act 2001 - 81SAA Action by Authority if approved clearing house or recognised clearing house unable to meet obligations, etc.</title><description>Action by Authority if approved clearing house or recognised clearing house unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SAB-</link><title>Securities and Futures Act 2001 - 81SAB Effect of assumption of control under section 81SAA</title><description>Effect of assumption of control under section 81SAA Upon assuming control of the relevant business of an approved clearing house or a recognised clearing house, the Authority or s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SAC-</link><title>Securities and Futures Act 2001 - 81SAC Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of an approved clearing house or a recognised clearing house when the Authority is satisfied...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SAD-</link><title>Securities and Futures Act 2001 - 81SAD Responsibilities of officers, member, etc., of approved clearing house or recognised clearing house</title><description>Responsibilities of officers, member, etc., of approved clearing house or recognised clearing house During the period when the Authority or statutory manager is in control of the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SAE-</link><title>Securities and Futures Act 2001 - 81SAE Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by an approved clearing house or a re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SB-</link><title>Securities and Futures Act 2001 - 81SB Power of Authority to exempt approved clearing house or recognised clearing house from provisions of this Part</title><description>Power of Authority to exempt approved clearing house or recognised clearing house from provisions of this Part Without affecting section 337(1), the Authority may, by regulations ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13-P26-</link><title>Securities and Futures Act 2001 - Division 6 Voluntary Transfer of Business of Approved Clearing House or Recognised Clearing House</title><description>Voluntary Transfer of Business of Approved Clearing House or Recognised Clearing House</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SC-</link><title>Securities and Futures Act 2001 - 81SC Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SD-</link><title>Securities and Futures Act 2001 - 81SD Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of an approved clearing house...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SE-</link><title>Securities and Futures Act 2001 - 81SE Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13AA-</link><title>Securities and Futures Act 2001 - Part 3AA CENTRAL DEPOSITORY SYSTEM</title><description>CENTRAL DEPOSITORY SYSTEM</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SF-</link><title>Securities and Futures Act 2001 - 81SF Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — account holder means a person who has an account directly with the Depository and not through a d...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SG-</link><title>Securities and Futures Act 2001 - 81SG Application of this Part</title><description>Application of this Part This Part applies only to — book‑entry securities; and designated securities, as if a reference to book‑entry securities includes a reference to designate...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SH-</link><title>Securities and Futures Act 2001 - 81SH Central Depository System</title><description>Central Depository System The Central Depository System established by the repealed section 130C of the Companies Act 1967 on continues on or after as if it had been established u...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SI-</link><title>Securities and Futures Act 2001 - 81SI Depository or nominee deemed to be bare trustee</title><description>Depository or nominee deemed to be bare trustee The Depository or its nominee is deemed to hold the book‑entry securities deposited with it as a bare trustee for the collective be...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SJ-</link><title>Securities and Futures Act 2001 - 81SJ Depository not member of company and depositors deemed to be members</title><description>Depository not member of company and depositors deemed to be members Despite anything in the Companies Act 1967 or any other written law or rule of law or in any instrument or in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SK-</link><title>Securities and Futures Act 2001 - 81SK Depository to certify names of depositors to corporation upon request</title><description>Depository to certify names of depositors to corporation upon request The Depository must certify the names of persons on the Depository Register to a corporation in accordance wi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SL-</link><title>Securities and Futures Act 2001 - 81SL Maintenance of accounts</title><description>Maintenance of accounts The Depository must maintain accounts of book‑entry securities on behalf of depositors in accordance with the rules of the Depository. 36/2014</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SM-</link><title>Securities and Futures Act 2001 - 81SM Transfers effected by Depository under book‑entry clearing system</title><description>Transfers effected by Depository under book‑entry clearing system Subject to this Part, a transfer of book‑entry securities between depositors must be effected, despite anything i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SN-</link><title>Securities and Futures Act 2001 - 81SN Depository to be discharged from liability if acting on instructions</title><description>Depository to be discharged from liability if acting on instructions Subject to the regulations, the Depository, if acting in good faith and without negligence, shall not be liabl...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SO-</link><title>Securities and Futures Act 2001 - 81SO Confirmation of transaction</title><description>Confirmation of transaction The Depository must, in accordance with the depository rules, issue to each account holder and to each sub‑account holder through the sub‑account holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SP-</link><title>Securities and Futures Act 2001 - 81SP No rectification of Depository Register</title><description>No rectification of Depository Register Despite anything in the Companies Act 1967 or any written law or rule of law, no order may be made by the Court for rectification of the De...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SQ-</link><title>Securities and Futures Act 2001 - 81SQ Trustee, executor or administrator of deceased depositor named as depositor</title><description>Trustee, executor or administrator of deceased depositor named as depositor Any trustee, executor or administrator of the estate of a deceased depositor whose name was entered in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SR-</link><title>Securities and Futures Act 2001 - 81SR Non‑application of certain provisions in bankruptcy and company liquidation law</title><description>Non‑application of certain provisions in bankruptcy and company liquidation law Where by virtue of the provisions of any written law in relation to bankruptcy or company liquidati...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SS-</link><title>Securities and Futures Act 2001 - 81SS Security interest</title><description>Security interest Except as provided in this section or any other written law or any regulations made under section 81SU, no security interest may be created in book‑entry securit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ST-</link><title>Securities and Futures Act 2001 - 81ST Depository rules to be regarded as rules of approved exchange that are subject to this Act</title><description>Depository rules to be regarded as rules of approved exchange that are subject to this Act Depository rules in relation to the operation of the Central Depository System, includin...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SU-</link><title>Securities and Futures Act 2001 - 81SU Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to — rights ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81SV-</link><title>Securities and Futures Act 2001 - 81SV Power of Authority to issue written directions</title><description>Power of Authority to issue written directions The Authority may, if it thinks it necessary or expedient in the public interest or for the protection of investors, issue written d...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13A-</link><title>Securities and Futures Act 2001 - Part 3A APPROVED HOLDING COMPANIES</title><description>APPROVED HOLDING COMPANIES</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81T-</link><title>Securities and Futures Act 2001 - 81T Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to provide a regulatory framework for the establishment and operation of holding companies of — approved exchanges; licen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13A-P21-</link><title>Securities and Futures Act 2001 - Division 1 Establishment of Approved Holding Companies</title><description>Establishment of Approved Holding Companies</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81U-</link><title>Securities and Futures Act 2001 - 81U Requirement for approval</title><description>Requirement for approval No corporation may be the holding company of any approved exchange, licensed trade repository, approved clearing house or corporation which is an approved...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81V-</link><title>Securities and Futures Act 2001 - 81V Application for approval</title><description>Application for approval A corporation may apply to the Authority to be approved as an approved holding company. An application made under subsection (1) must be — made in such fo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81W-</link><title>Securities and Futures Act 2001 - 81W Power of Authority to approve holding companies</title><description>Power of Authority to approve holding companies Where an application is made under section 81V(1), the Authority may approve the corporation as an approved holding company subject...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81X-</link><title>Securities and Futures Act 2001 - 81X Annual fees payable by approved holding company</title><description>Annual fees payable by approved holding company Every approved holding company must pay to the Authority such annual fees as may be prescribed and in such manner as the Authority ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81Y-</link><title>Securities and Futures Act 2001 - 81Y Cancellation of approval</title><description>Cancellation of approval An approved holding company which intends to cease its activities as an approved holding company may apply to the Authority to cancel its approval. The Au...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81Z-</link><title>Securities and Futures Act 2001 - 81Z Power of Authority to revoke approval</title><description>Power of Authority to revoke approval The Authority may revoke any approval of a corporation as an approved holding company under section 81W(1) if — the corporation ceases to be ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13A-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Approved Holding Companies</title><description>Regulation of Approved Holding Companies</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZA-</link><title>Securities and Futures Act 2001 - 81ZA Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters An approved holding company must, as soon as practicable after the occurrence of any of the following circumstances, notify the A...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZB-</link><title>Securities and Futures Act 2001 - 81ZB Obligation to submit periodic reports</title><description>Obligation to submit periodic reports An approved holding company must submit to the Authority such reports in such form, manner and frequency as the Authority may prescribe. Any ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZC-</link><title>Securities and Futures Act 2001 - 81ZC Obligation to assist Authority</title><description>Obligation to assist Authority An approved holding company must provide such assistance to the Authority as the Authority may require for the performance of the functions and duti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZD-</link><title>Securities and Futures Act 2001 - 81ZD Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), an approved holding company and its officers and employees must maintain, and aid in maintaining, the confidentia...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZE-</link><title>Securities and Futures Act 2001 - 81ZE Control of substantial shareholding in approved holding companies</title><description>Control of substantial shareholding in approved holding companies A person must not enter into any agreement to acquire shares in an approved holding company by virtue of which th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZF-</link><title>Securities and Futures Act 2001 - 81ZF Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons An approved holding company must ensure that it appoints or employs fit and proper persons as its chairp...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZG-</link><title>Securities and Futures Act 2001 - 81ZG Listing of approved holding companies on organised market</title><description>Listing of approved holding companies on organised market The securities or securities‑based derivatives contracts of an approved holding company must not be listed for quotation ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGA-</link><title>Securities and Futures Act 2001 - 81ZGA Information of insolvency, etc.</title><description>Information of insolvency, etc. Any approved holding company which is or is likely to become insolvent, which is or is likely to become unable to meet its obligations, or which ha...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGB-</link><title>Securities and Futures Act 2001 - 81ZGB Interpretation of sections 81ZGB to 81ZGG</title><description>Interpretation of sections 81ZGB to 81ZGG In this section and sections 81ZGC to 81ZGG, unless the context otherwise requires — business includes affairs and property; office holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGC-</link><title>Securities and Futures Act 2001 - 81ZGC Action by Authority if approved holding company unable to meet obligations, etc.</title><description>Action by Authority if approved holding company unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subsection (2) as appears to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGD-</link><title>Securities and Futures Act 2001 - 81ZGD Effect of assumption of control under section 81ZGC</title><description>Effect of assumption of control under section 81ZGC Upon assuming control of the relevant business of an approved holding company, the Authority or statutory manager (as the case ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGE-</link><title>Securities and Futures Act 2001 - 81ZGE Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of an approved holding company when the Authority is satisfied that — the reasons for the Au...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGF-</link><title>Securities and Futures Act 2001 - 81ZGF Responsibilities of officers, member, etc., of approved holding company</title><description>Responsibilities of officers, member, etc., of approved holding company During the period when the Authority or statutory manager is in control of the relevant business of an appr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZGG-</link><title>Securities and Futures Act 2001 - 81ZGG Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by an approved holding company — to a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZH-</link><title>Securities and Futures Act 2001 - 81ZH Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of an approved holding company, in the course of the performance of his or her duties, becomes aware of — any m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZI-</link><title>Securities and Futures Act 2001 - 81ZI Power of Authority to exempt approved holding company from provisions of this Part</title><description>Power of Authority to exempt approved holding company from provisions of this Part Without affecting section 337(1), the Authority may, by regulations made under section 81ZK, exe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZJ-</link><title>Securities and Futures Act 2001 - 81ZJ Power of Authority to remove officers</title><description>Power of Authority to remove officers Where the Authority is satisfied that an officer of an approved holding company — has wilfully contravened or wilfully caused that approved h...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZK-</link><title>Securities and Futures Act 2001 - 81ZK Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to the appro...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZL-</link><title>Securities and Futures Act 2001 - 81ZL Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may, if it thinks it necessary or expedient — for ensuring fair, orderly and transparent markets; for ensuring safe and effici...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P13A-P23-</link><title>Securities and Futures Act 2001 - Division 3 Voluntary Transfer of Business of Approved Holding Company</title><description>Voluntary Transfer of Business of Approved Holding Company</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZM-</link><title>Securities and Futures Act 2001 - 81ZM Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZN-</link><title>Securities and Futures Act 2001 - 81ZN Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of an approved holding compan...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr81ZO-</link><title>Securities and Futures Act 2001 - 81ZO Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P14-</link><title>Securities and Futures Act 2001 - Part 4 HOLDERS OF CAPITAL MARKETS SERVICES LICENCE AND REPRESENTATIVES</title><description>HOLDERS OF CAPITAL MARKETS SERVICES LICENCE AND REPRESENTATIVES</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P14-P21-</link><title>Securities and Futures Act 2001 - Division 1 Capital Markets Services Licence</title><description>Capital Markets Services Licence 2/2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr82-</link><title>Securities and Futures Act 2001 - 82 Need for capital markets services licence</title><description>Need for capital markets services licence Subject to subsection (2) and section 99, no person may, whether as principal or agent, carry on business in any regulated activity or ho...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr83-</link><title>Securities and Futures Act 2001 - 83 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr84-</link><title>Securities and Futures Act 2001 - 84 Application for grant of capital markets services licence</title><description>Application for grant of capital markets services licence An application for the grant of a capital markets services licence must be made to the Authority in such form and manner ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr85-</link><title>Securities and Futures Act 2001 - 85 Licence fee</title><description>Licence fee The holder of a capital markets services licence must on a yearly basis on such date as the Authority may specify pay such licence fee for each regulated activity to w...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr86-</link><title>Securities and Futures Act 2001 - 86 Grant of capital markets services licence</title><description>Grant of capital markets services licence A corporation may make an application for a capital markets services licence to carry on business in one or more regulated activities. In...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr87-</link><title>Securities and Futures Act 2001 - 87 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr87A-</link><title>Securities and Futures Act 2001 - 87A (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr88-</link><title>Securities and Futures Act 2001 - 88 Power of Authority to impose conditions or restrictions</title><description>Power of Authority to impose conditions or restrictions The Authority may grant a capital markets services licence subject to such conditions or restrictions as it thinks fit. 2/2...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr89-</link><title>Securities and Futures Act 2001 - 89 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr90-</link><title>Securities and Futures Act 2001 - 90 Variation of capital markets services licence</title><description>Variation of capital markets services licence The Authority may, on the application of the holder of a capital markets services licence, vary its licence by adding a regulated act...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr91-</link><title>Securities and Futures Act 2001 - 91 Deposit to be lodged in respect of capital markets services licence</title><description>Deposit to be lodged in respect of capital markets services licence The Authority may, in granting or varying a capital markets services licence, require the applicant to lodge wi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr92-</link><title>Securities and Futures Act 2001 - 92 False statements in relation to application for grant or variation of capital markets services licence</title><description>False statements in relation to application for grant or variation of capital markets services licence Any person who, in connection with an application for the grant or variation...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr93-</link><title>Securities and Futures Act 2001 - 93 Notification of change of particulars</title><description>Notification of change of particulars Where — the holder of a capital markets services licence ceases to carry on business in any of the regulated activities to which the licence ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr94-</link><title>Securities and Futures Act 2001 - 94 Records of holders of capital markets services licence</title><description>Records of holders of capital markets services licence The Authority must keep in such form as it thinks fit records of holders of a capital markets services licence setting out t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr95-</link><title>Securities and Futures Act 2001 - 95 Lapsing, revocation and suspension of capital markets services licence</title><description>Lapsing, revocation and suspension of capital markets services licence A capital markets services licence lapses — if the holder is wound up or otherwise dissolved, whether in Sin...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr96-</link><title>Securities and Futures Act 2001 - 96 Approval of chief executive officer and director of holder of capital markets services licence</title><description>Approval of chief executive officer and director of holder of capital markets services licence Subject to subsection (1B), a holder of a capital markets services licence must not ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97-</link><title>Securities and Futures Act 2001 - 97 Removal of officer of holder of capital markets services licence</title><description>Removal of officer of holder of capital markets services licence Despite the provisions of any other written law — a holder of a capital markets services licence must not, without...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97A-</link><title>Securities and Futures Act 2001 - 97A Control of take‑over of holder of capital markets services licence</title><description>Control of take‑over of holder of capital markets services licence This section applies to all individuals whether resident in Singapore or not and whether citizens of Singapore o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97B-</link><title>Securities and Futures Act 2001 - 97B Objection to control of holder of capital markets services licence</title><description>Objection to control of holder of capital markets services licence The Authority may serve a written notice of objection on — any person required to obtain the Authority’s approva...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97C-</link><title>Securities and Futures Act 2001 - 97C Information of insolvency, etc.</title><description>Information of insolvency, etc. Any holder of a capital markets services licence which is or is likely to become insolvent, which is or is likely to become unable to meet its obli...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97D-</link><title>Securities and Futures Act 2001 - 97D Interpretation of sections 97D to 97I</title><description>Interpretation of sections 97D to 97I In this section and sections 97E to 97I, unless the context otherwise requires — business includes affairs and property; office holder , in r...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97E-</link><title>Securities and Futures Act 2001 - 97E Action by Authority if holder of capital markets services licence unable to meet obligations, etc.</title><description>Action by Authority if holder of capital markets services licence unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subsection...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97F-</link><title>Securities and Futures Act 2001 - 97F Effect of assumption of control under section 97E</title><description>Effect of assumption of control under section 97E Upon assuming control of the relevant business of a holder of a capital markets services licence, the Authority or statutory mana...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97G-</link><title>Securities and Futures Act 2001 - 97G Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of a holder of a capital markets services licence when the Authority is satisfied that — the...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97H-</link><title>Securities and Futures Act 2001 - 97H Responsibilities of officers, member, etc., of holder of capital markets services licence</title><description>Responsibilities of officers, member, etc., of holder of capital markets services licence During the period when the Authority or statutory manager is in control of the relevant b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr97I-</link><title>Securities and Futures Act 2001 - 97I Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by a holder of a capital markets serv...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr98-</link><title>Securities and Futures Act 2001 - 98 Appeals</title><description>Appeals Subject to subsection (2), any person who is aggrieved by — the refusal of the Authority to grant or vary a capital markets services licence; the revocation or suspension ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99-</link><title>Securities and Futures Act 2001 - 99 Exemptions from requirement to hold capital markets services licence</title><description>Exemptions from requirement to hold capital markets services licence The following persons are exempted in respect of the following regulated activities from the requirement to ho...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99A-</link><title>Securities and Futures Act 2001 - 99A Annual fees payable by exempt person and certain representatives</title><description>Annual fees payable by exempt person and certain representatives Every exempt person and every representative of a person exempted under section 99(1)(f ), (g ) or (h ) must pay t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P14-P21A-</link><title>Securities and Futures Act 2001 - Division 1A Voluntary Transfer of Business of Holder of Capital Markets Services Licence</title><description>Voluntary Transfer of Business of Holder of Capital Markets Services Licence</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99AA-</link><title>Securities and Futures Act 2001 - 99AA Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99AB-</link><title>Securities and Futures Act 2001 - 99AB Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of a holder of a capital mark...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99AC-</link><title>Securities and Futures Act 2001 - 99AC Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P14-P22-</link><title>Securities and Futures Act 2001 - Division 2 Representatives</title><description>Representatives</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99B-</link><title>Securities and Futures Act 2001 - 99B Acting as representative</title><description>Acting as representative No person may act as a representative in respect of any type of regulated activity or hold himself or herself out as doing so, unless the person is — an a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99C-</link><title>Securities and Futures Act 2001 - 99C Records and public register of representatives</title><description>Records and public register of representatives The Authority must keep in such form as it thinks fit records of the following information of each appointed representative, provisi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99D-</link><title>Securities and Futures Act 2001 - 99D Appointed representative</title><description>Appointed representative For the purposes of this Act, an appointed representative in respect of a type of regulated activity is an individual — who satisfies such entry and exami...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99E-</link><title>Securities and Futures Act 2001 - 99E Provisional representative</title><description>Provisional representative For the purposes of this Act, a provisional representative in respect of a type of regulated activity is an individual — who satisfies such entry requir...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99F-</link><title>Securities and Futures Act 2001 - 99F Temporary representative</title><description>Temporary representative For the purposes of this Act, a temporary representative in respect of a type of regulated activity is an individual — who satisfies such entry requiremen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99G-</link><title>Securities and Futures Act 2001 - 99G Offences</title><description>Offences Any person who contravenes section 99D(3), 99E(4) (in relation to the application of section 99D(3) to a provisional representative) or 99F(4) (in relation to the applica...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99H-</link><title>Securities and Futures Act 2001 - 99H Lodgment of documents</title><description>Lodgment of documents A principal who desires to appoint an individual as an appointed, provisional or temporary representative in respect of any type of regulated activity must l...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99I-</link><title>Securities and Futures Act 2001 - 99I Exemption</title><description>Exemption The Authority may exempt any person or class of persons from any of the requirements of sections 99D to 99H. 2/2009 Such exemption is subject to such conditions or restr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99J-</link><title>Securities and Futures Act 2001 - 99J Representative to act for only one principal</title><description>Representative to act for only one principal Unless otherwise approved by the Authority in writing, no appointed representative, temporary representative or provisional representa...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99K-</link><title>Securities and Futures Act 2001 - 99K Lodgment and fees</title><description>Lodgment and fees An individual must, by the prescribed time, pay to the Authority such fee as the Authority may prescribe for the lodgment of documents under section 99H by his o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99L-</link><title>Securities and Futures Act 2001 - 99L Additional regulated activity</title><description>Additional regulated activity The principal of an appointed representative may at any time lodge a notice with the Authority of its intention to appoint the representative as an a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99M-</link><title>Securities and Futures Act 2001 - 99M Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative</title><description>Power of Authority to refuse entry or revoke or suspend status of appointed, provisional or temporary representative Subject to regulations made under this Act, the Authority may ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99N-</link><title>Securities and Futures Act 2001 - 99N Power of Authority to impose conditions or restrictions</title><description>Power of Authority to impose conditions or restrictions The Authority may, by written notice to an appointed, provisional or temporary representative, impose such conditions or re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99O-</link><title>Securities and Futures Act 2001 - 99O False statements in relation to notification of appointed, provisional or temporary representative</title><description>False statements in relation to notification of appointed, provisional or temporary representative Any principal who, in connection with the lodgment of any document under section...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr99P-</link><title>Securities and Futures Act 2001 - 99P Appeals</title><description>Appeals Any person who is aggrieved by — the refusal of the Authority under section 99M(1) to enter his or her name and other particulars in the public register of representatives...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P14-P23-</link><title>Securities and Futures Act 2001 - Division 3 General</title><description>General</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr100-</link><title>Securities and Futures Act 2001 - 100 Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations relating to the grant of a capital markets services licence, the proposed ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr101-</link><title>Securities and Futures Act 2001 - 101 Power of Authority to issue written directions</title><description>Power of Authority to issue written directions The Authority may, if it thinks it necessary or expedient in the interests of the public or a section of the public or for the prote...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr101A-</link><title>Securities and Futures Act 2001 - 101A Power of Authority to make prohibition orders</title><description>Power of Authority to make prohibition orders The Authority may, by written notice, make a prohibition order against a relevant person if — the Authority suspends or revokes the c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr101B-</link><title>Securities and Futures Act 2001 - 101B Effect of prohibition orders</title><description>Effect of prohibition orders A person against whom a prohibition order is made must comply with the prohibition order. 2/2009 Where a prohibition order is made against a person an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr101C-</link><title>Securities and Futures Act 2001 - 101C Variation or revocation of prohibition orders</title><description>Variation or revocation of prohibition orders The Authority may vary or revoke a prohibition order, by giving written notice to the person against whom the order was made, if the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr101D-</link><title>Securities and Futures Act 2001 - 101D Date and effect of prohibition orders</title><description>Date and effect of prohibition orders A prohibition order, or any variation or revocation of a prohibition order, takes effect on the date specified in the order by the Authority....</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P15-</link><title>Securities and Futures Act 2001 - Part 5 BOOKS, CUSTOMER ASSETS AND AUDIT</title><description>BOOKS, CUSTOMER ASSETS AND AUDIT</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P15-P21-</link><title>Securities and Futures Act 2001 - Division 1 Books</title><description>Books</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr102-</link><title>Securities and Futures Act 2001 - 102 Keeping of books and providing of returns</title><description>Keeping of books and providing of returns A holder of a capital markets services licence must — keep, or cause to be kept, such books as will sufficiently explain the transactions...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr103-</link><title>Securities and Futures Act 2001 - 103 Penalties under this Division</title><description>Penalties under this Division A holder of a capital markets services licence which, without reasonable excuse, contravenes section 102(1), (3) or (4) or any regulation made under ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P15-P22-</link><title>Securities and Futures Act 2001 - Division 2 Customer Assets</title><description>Customer Assets</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr104-</link><title>Securities and Futures Act 2001 - 104 Handling of customer assets</title><description>Handling of customer assets A holder of a capital markets services licence must, to the extent that it receives money or other assets from or on account of a customer — do so, exc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr104A-</link><title>Securities and Futures Act 2001 - 104A Non‑availability of customer money and other assets for payment of debt</title><description>Non‑availability of customer money and other assets for payment of debt Except as otherwise provided in this Part or the regulations made thereunder, all money or other assets rec...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr105-</link><title>Securities and Futures Act 2001 - 105 Penalties under this Division</title><description>Penalties under this Division Any holder of a capital markets services licence which, without reasonable excuse, contravenes section 104(1) or any regulation made under section 10...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P15-P23-</link><title>Securities and Futures Act 2001 - Division 3 Audit</title><description>Audit</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr106-</link><title>Securities and Futures Act 2001 - 106 Appointment of auditors</title><description>Appointment of auditors A holder of a capital markets services licence must appoint an auditor to audit its accounts and where, for any reason, the auditor ceases to act for such ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr107-</link><title>Securities and Futures Act 2001 - 107 Lodgment of annual accounts, etc.</title><description>Lodgment of annual accounts, etc. A holder of a capital markets services licence must, in respect of each financial year — prepare a true and fair profit and loss account and a ba...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr108-</link><title>Securities and Futures Act 2001 - 108 Reports by auditor to Authority in certain cases</title><description>Reports by auditor to Authority in certain cases Where, in the performance of his or her duties as an auditor for a holder of a capital markets services licence, an auditor become...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr109-</link><title>Securities and Futures Act 2001 - 109 Power of Authority to appoint auditor</title><description>Power of Authority to appoint auditor Where — a holder of a capital markets services licence fails to lodge an auditor’s report under section 107; or the Authority receives a repo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr110-</link><title>Securities and Futures Act 2001 - 110 Power of auditors appointed by Authority</title><description>Power of auditors appointed by Authority An auditor appointed by the Authority under section 109 may, for the purpose of carrying out an examination and audit of the books of a ho...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr111-</link><title>Securities and Futures Act 2001 - 111 Offence to destroy, conceal, alter, etc., books</title><description>Offence to destroy, conceal, alter, etc., books Any person who, with intent to prevent, delay or obstruct the carrying out of any examination or audit under this Division — destro...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr112-</link><title>Securities and Futures Act 2001 - 112 Safeguarding of books</title><description>Safeguarding of books A holder of a capital markets services licence must take reasonable precautions — to prevent falsification of the books required to be kept by it under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr113-</link><title>Securities and Futures Act 2001 - 113 Restriction on auditor’s and employee’s right to communicate certain matters</title><description>Restriction on auditor’s and employee’s right to communicate certain matters Except as may be necessary for the carrying into effect of the provisions of this Act or so far as may...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr114-</link><title>Securities and Futures Act 2001 - 114 Exchanges, etc., may impose additional obligations on members</title><description>Exchanges, etc., may impose additional obligations on members Nothing in this Division prevents any approved exchange, licensed trade repository, approved clearing house or recogn...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr115-</link><title>Securities and Futures Act 2001 - 115 Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors The Authority may impose all or any of the following duties on an auditor of a holder of a capital markets services licence: ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr116-</link><title>Securities and Futures Act 2001 - 116 Defamation</title><description>Defamation No auditor or employee of such auditor shall, in the absence of malice on his or her part, be liable to any action for defamation at the suit of any person in respect o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16-</link><title>Securities and Futures Act 2001 - Part 6 CONDUCT OF BUSINESS</title><description>CONDUCT OF BUSINESS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16-P21-</link><title>Securities and Futures Act 2001 - Division 1 General</title><description>General</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr117-</link><title>Securities and Futures Act 2001 - 117 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr118-</link><title>Securities and Futures Act 2001 - 118 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr119-</link><title>Securities and Futures Act 2001 - 119 (Repealed)</title><description>Repealed by Act 1 of 2005</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr120-</link><title>Securities and Futures Act 2001 - 120 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr121-</link><title>Securities and Futures Act 2001 - 121 (Repealed)</title><description>Repealed by Act 1 of 2005</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr122-</link><title>Securities and Futures Act 2001 - 122 (Repealed)</title><description>Repealed by Act 2 of 2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123-</link><title>Securities and Futures Act 2001 - 123 Power of Authority to make regulations</title><description>Power of Authority to make regulations The Authority may make regulations in respect of the conduct of business in any regulated activity by the holder of a capital markets servic...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-</link><title>Securities and Futures Act 2001 - Part 6AA FINANCIAL BENCHMARKS</title><description>FINANCIAL BENCHMARKS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123A-</link><title>Securities and Futures Act 2001 - 123A Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote fair and transparent determination of financial benchmarks; and to reduce systemic risks. 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P21-</link><title>Securities and Futures Act 2001 - Division 1 Designation of Financial Benchmarks</title><description>Designation of Financial Benchmarks</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123B-</link><title>Securities and Futures Act 2001 - 123B Power of Authority to designate financial benchmarks</title><description>Power of Authority to designate financial benchmarks The Authority may, by order in the Gazette , designate a financial benchmark as a designated benchmark for the purposes of thi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123C-</link><title>Securities and Futures Act 2001 - 123C Withdrawal of designation of financial benchmark</title><description>Withdrawal of designation of financial benchmark The Authority may, by order in the Gazette , withdraw the designation of any designated benchmark if the Authority is of the opini...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-</link><title>Securities and Futures Act 2001 - Division 2 Benchmark Administrators of Designated Benchmarks</title><description>Benchmark Administrators of Designated Benchmarks</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark administrator</title><description>Authorised benchmark administrator</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123D-</link><title>Securities and Futures Act 2001 - 123D Requirement for authorisation</title><description>Requirement for authorisation No person may carry on, or hold out that the person is carrying on, a business of administering a designated benchmark, unless the person is an autho...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123E-</link><title>Securities and Futures Act 2001 - 123E Application for authorisation</title><description>Application for authorisation A corporation may apply to the Authority to be authorised as an authorised benchmark administrator. 4/2017 An application made under subsection (1) m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123F-</link><title>Securities and Futures Act 2001 - 123F Power of Authority to authorise benchmark administrators</title><description>Power of Authority to authorise benchmark administrators Where a corporation mentioned in section 123E(1) makes an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123G-</link><title>Securities and Futures Act 2001 - 123G Deposit to be lodged by corporation or authorised benchmark administrator</title><description>Deposit to be lodged by corporation or authorised benchmark administrator The Authority may require the corporation mentioned in section 123E(1) that has made an application under...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123H-</link><title>Securities and Futures Act 2001 - 123H False statements in relation to application for authorisation</title><description>False statements in relation to application for authorisation Any person who, in connection with an application for authorisation as an authorised benchmark administrator — withou...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123I-</link><title>Securities and Futures Act 2001 - 123I Annual fees payable by authorised benchmark administrator</title><description>Annual fees payable by authorised benchmark administrator Every authorised benchmark administrator must pay to the Authority such annual fee as may be prescribed by regulations ma...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123J-</link><title>Securities and Futures Act 2001 - 123J Revocation, suspension or withdrawal of authorisation</title><description>Revocation, suspension or withdrawal of authorisation The Authority may revoke the authorisation of a corporation as an authorised benchmark administrator under section 123F(1) if...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark administrator</title><description>Exempt benchmark administrator</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123K-</link><title>Securities and Futures Act 2001 - 123K Power of Authority to exempt corporations from authorisation</title><description>Power of Authority to exempt corporations from authorisation The Authority may — despite section 337(1), by regulations made under section 123ZZA exempt any corporation or class o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123L-</link><title>Securities and Futures Act 2001 - 123L False statements in relation to application for exemption</title><description>False statements in relation to application for exemption Any person who, in connection with an application for exemption under section 123K(1)(b ) — without reasonable excuse, ma...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123M-</link><title>Securities and Futures Act 2001 - 123M Annual fees payable by exempt benchmark administrator</title><description>Annual fees payable by exempt benchmark administrator Every exempt benchmark administrator must pay to the Authority such annual fee as may be prescribed by regulations made under...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123N-</link><title>Securities and Futures Act 2001 - 123N Power to revoke exemption</title><description>Power to revoke exemption The Authority may revoke any exemption granted to a corporation under section 123K(1) if — the corporation does not commence carrying on a business of ad...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Code on designated benchmark</title><description>Code on designated benchmark</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123O-</link><title>Securities and Futures Act 2001 - 123O Code on designated benchmark</title><description>Code on designated benchmark For the effective administration and control of designated benchmarks, every authorised benchmark administrator and exempt benchmark administrator mus...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark administrators and exempt benchmark administrators</title><description>Obligations of authorised benchmark administrators and exempt benchmark administrators</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123P-</link><title>Securities and Futures Act 2001 - 123P General obligations</title><description>General obligations Every authorised benchmark administrator and exempt benchmark administrator must, for every designated benchmark in respect of which it carries on a business o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123Q-</link><title>Securities and Futures Act 2001 - 123Q Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters Every authorised benchmark administrator and exempt benchmark administrator must, as soon as practicable after the occurrence of ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123R-</link><title>Securities and Futures Act 2001 - 123R Obligation to maintain proper records</title><description>Obligation to maintain proper records Every authorised benchmark administrator and exempt benchmark administrator must maintain a record of the following in respect of a designate...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123S-</link><title>Securities and Futures Act 2001 - 123S Obligation to submit periodic reports</title><description>Obligation to submit periodic reports Every authorised benchmark administrator and exempt benchmark administrator must submit to the Authority such reports in such form, manner an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123T-</link><title>Securities and Futures Act 2001 - 123T Notification of change of particulars</title><description>Notification of change of particulars Where — an authorised benchmark administrator or exempt benchmark administrator ceases to carry on a business of administering a designated b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123U-</link><title>Securities and Futures Act 2001 - 123U Records of authorised benchmark administrators and exempt benchmark administrators</title><description>Records of authorised benchmark administrators and exempt benchmark administrators The Authority must keep records of every authorised benchmark administrator and exempt benchmark...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123V-</link><title>Securities and Futures Act 2001 - 123V Obligation to assist Authority</title><description>Obligation to assist Authority Every authorised benchmark administrator and exempt benchmark administrator must provide such assistance to the Authority as the Authority may requi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123W-</link><title>Securities and Futures Act 2001 - 123W Penalties under this Subdivision</title><description>Penalties under this Subdivision Any authorised benchmark administrator or exempt benchmark administrator which contravenes section 123P, 123Q, 123R, 123S, 123T or 123V shall be g...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123X-</link><title>Securities and Futures Act 2001 - 123X Approval of chief executive officer and director of authorised benchmark administrator</title><description>Approval of chief executive officer and director of authorised benchmark administrator Subject to subsection (3), an authorised benchmark administrator must not — appoint a person...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123Y-</link><title>Securities and Futures Act 2001 - 123Y Removal of officer of authorised benchmark administrator</title><description>Removal of officer of authorised benchmark administrator Despite the provisions of any other written law — an authorised benchmark administrator must not, without the prior writte...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123Z-</link><title>Securities and Futures Act 2001 - 123Z Control of take‑over of authorised benchmark administrator</title><description>Control of take‑over of authorised benchmark administrator This section applies to all individuals whether resident in Singapore or not and whether citizens of Singapore or not, a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZA-</link><title>Securities and Futures Act 2001 - 123ZA Objection to control of authorised benchmark administrator</title><description>Objection to control of authorised benchmark administrator The Authority may serve a written notice of objection on — any person required to obtain the Authority’s approval or who...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZB-</link><title>Securities and Futures Act 2001 - 123ZB Appeals</title><description>Appeals Any authorised benchmark administrator who is aggrieved by — the refusal of the Authority to grant an approval to the authorised benchmark administrator to appoint a perso...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-</link><title>Securities and Futures Act 2001 - Division 3 Benchmark Submitters of Designated Benchmarks</title><description>Benchmark Submitters of Designated Benchmarks</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Authorised benchmark submitter</title><description>Authorised benchmark submitter</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZC-</link><title>Securities and Futures Act 2001 - 123ZC Requirement for authorisation</title><description>Requirement for authorisation Subject to section 123ZH(1), no person may, as principal or agent, carry on a business or activity of providing information in relation to a designat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZD-</link><title>Securities and Futures Act 2001 - 123ZD Application for authorisation</title><description>Application for authorisation A corporation may apply to the Authority to be authorised as an authorised benchmark submitter. 4/2017 An application made under subsection (1) must ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZE-</link><title>Securities and Futures Act 2001 - 123ZE Power of Authority to authorise benchmark submitters</title><description>Power of Authority to authorise benchmark submitters Where a corporation mentioned in section 123ZD(1) has made an application under that provision, the Authority may authorise th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZF-</link><title>Securities and Futures Act 2001 - 123ZF False statements in relation to application for authorisation</title><description>False statements in relation to application for authorisation Any person who, in connection with an application for authorisation as an authorised benchmark submitter — without re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZG-</link><title>Securities and Futures Act 2001 - 123ZG Revocation, suspension or withdrawal of authorisation</title><description>Revocation, suspension or withdrawal of authorisation The Authority may revoke the authorisation of a corporation as an authorised benchmark submitter under section 123ZE(1) if — ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Exempt benchmark submitter</title><description>Exempt benchmark submitter</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZH-</link><title>Securities and Futures Act 2001 - 123ZH Exemptions from requirement to be authorised as authorised benchmark submitter</title><description>Exemptions from requirement to be authorised as authorised benchmark submitter The following persons are exempt from section 123ZC(1): any bank licensed under the Banking Act 1970...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Designated benchmark submitter</title><description>Designated benchmark submitter</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZI-</link><title>Securities and Futures Act 2001 - 123ZI Power of Authority to designate benchmark submitters</title><description>Power of Authority to designate benchmark submitters The Authority may, by order in the Gazette , designate any of the following persons as a designated benchmark submitter in rel...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZJ-</link><title>Securities and Futures Act 2001 - 123ZJ Obligation to provide information for purposes of determining designated benchmark</title><description>Obligation to provide information for purposes of determining designated benchmark Every designated benchmark submitter must provide to the authorised benchmark administrator or e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZK-</link><title>Securities and Futures Act 2001 - 123ZK Power of Authority to impose requirements or restrictions</title><description>Power of Authority to impose requirements or restrictions The Authority may, by written notice, impose requirements or restrictions on a designated benchmark submitter. 4/2017 The...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</title><description>Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZL-</link><title>Securities and Futures Act 2001 - 123ZL General obligations</title><description>General obligations Every authorised benchmark submitter, exempt benchmark submitter and designated benchmark submitter must, in relation to the designated benchmark in respect of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZM-</link><title>Securities and Futures Act 2001 - 123ZM Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters Every authorised benchmark submitter, exempt benchmark submitter and designated benchmark submitter must, as soon as practicable ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZN-</link><title>Securities and Futures Act 2001 - 123ZN Obligation to maintain proper records</title><description>Obligation to maintain proper records Every authorised benchmark submitter, exempt benchmark submitter and designated benchmark submitter must maintain a record of the following i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZO-</link><title>Securities and Futures Act 2001 - 123ZO Obligation to submit periodic reports</title><description>Obligation to submit periodic reports Every authorised benchmark submitter, exempt benchmark submitter or designated benchmark submitter, must submit to the Authority such reports...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZP-</link><title>Securities and Futures Act 2001 - 123ZP Notification of change of particulars</title><description>Notification of change of particulars Where — an authorised benchmark submitter or exempt benchmark submitter ceases to carry on a business or activity of providing information in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZQ-</link><title>Securities and Futures Act 2001 - 123ZQ Records of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters</title><description>Records of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters The Authority must keep records of every authorised benchmark submitter...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZR-</link><title>Securities and Futures Act 2001 - 123ZR Obligation to assist Authority</title><description>Obligation to assist Authority Every authorised benchmark submitter, exempt benchmark submitter and designated benchmark submitter must provide such assistance to the Authority as...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZS-</link><title>Securities and Futures Act 2001 - 123ZS Penalties under this Subdivision</title><description>Penalties under this Subdivision Any authorised benchmark submitter, exempt benchmark submitter or designated benchmark submitter which contravenes section 123ZL, 123ZM, 123ZN, 12...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P23-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZT-</link><title>Securities and Futures Act 2001 - 123ZT Approval of chief executive officer and director of authorised benchmark submitter or designated benchmark submitter</title><description>Approval of chief executive officer and director of authorised benchmark submitter or designated benchmark submitter Subject to subsection (3), an authorised benchmark submitter o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZU-</link><title>Securities and Futures Act 2001 - 123ZU Removal of officer of authorised benchmark submitter or designated benchmark submitter</title><description>Removal of officer of authorised benchmark submitter or designated benchmark submitter Despite the provisions of any other written law — an authorised benchmark submitter or a des...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZV-</link><title>Securities and Futures Act 2001 - 123ZV Control of take‑over of authorised benchmark submitter or designated benchmark submitter</title><description>Control of take‑over of authorised benchmark submitter or designated benchmark submitter This section applies to all individuals whether resident in Singapore or not and whether c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZW-</link><title>Securities and Futures Act 2001 - 123ZW Objection to control of authorised benchmark submitter or designated benchmark submitter</title><description>Objection to control of authorised benchmark submitter or designated benchmark submitter The Authority may serve a written notice of objection on — any person required to obtain t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZX-</link><title>Securities and Futures Act 2001 - 123ZX Appeals</title><description>Appeals Any authorised benchmark submitter or designated benchmark submitter that is aggrieved by — the refusal of the Authority to grant an approval to the authorised benchmark s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P24-</link><title>Securities and Futures Act 2001 - Division 4 Information Gathering Powers over Financial Benchmarks, Disclosure of Information and Record Keeping</title><description>Information Gathering Powers over Financial Benchmarks, Disclosure of Information and Record Keeping</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZY-</link><title>Securities and Futures Act 2001 - 123ZY Provision of information to Authority</title><description>Provision of information to Authority The Authority may, by regulations made under section 123ZZA, require a person or a class of persons whom the Authority believes on reasonable...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZ-</link><title>Securities and Futures Act 2001 - 123ZZ Power to require maintenance of records and submit periodic reports</title><description>Power to require maintenance of records and submit periodic reports The Authority may, by regulations made under section 123ZZA or by written notice, require any financial institu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16AA-P25-</link><title>Securities and Futures Act 2001 - Division 5 General Powers</title><description>General Powers</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZA-</link><title>Securities and Futures Act 2001 - 123ZZA Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations prescribing matters required or permitted by this Part to be prescribed, o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZB-</link><title>Securities and Futures Act 2001 - 123ZZB Power of Authority to issue written directions</title><description>Power of Authority to issue written directions The Authority may, if it thinks it necessary or expedient, in the interests of a class, or classes, of users of a designated benchma...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZC-</link><title>Securities and Futures Act 2001 - 123ZZC Power of Authority to make prohibition orders</title><description>Power of Authority to make prohibition orders The Authority may, by written notice, make a prohibition order against a relevant person if — the Authority cancels or revokes the au...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZD-</link><title>Securities and Futures Act 2001 - 123ZZD Effect of prohibition orders</title><description>Effect of prohibition orders A person against whom a prohibition order is made must comply with the prohibition order. 4/2017 Where a prohibition order is made against a person an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZE-</link><title>Securities and Futures Act 2001 - 123ZZE Variation or revocation of prohibition orders</title><description>Variation or revocation of prohibition orders The Authority may vary or revoke a prohibition order, by giving written notice to the person against whom the order was made, if the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr123ZZF-</link><title>Securities and Futures Act 2001 - 123ZZF Date and effect of prohibition orders</title><description>Date and effect of prohibition orders A prohibition order, or any variation or revocation of a prohibition order, takes effect on the date specified in the order by the Authority,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16A-</link><title>Securities and Futures Act 2001 - Part 6A REPORTING OF DERIVATIVES CONTRACTS</title><description>REPORTING OF DERIVATIVES CONTRACTS 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr124-</link><title>Securities and Futures Act 2001 - 124 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — market contract means — a contract subject to the business rules of an approved clearing house, o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr125-</link><title>Securities and Futures Act 2001 - 125 Reporting of specified derivatives contracts</title><description>Reporting of specified derivatives contracts Every specified person who is a party to a specified derivatives contract must, at such time or times and in such form or manner as th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr126-</link><title>Securities and Futures Act 2001 - 126 Power of Authority to obtain information</title><description>Power of Authority to obtain information The Authority may require any person to provide the Authority with such information or documents as the Authority considers necessary for ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr127-</link><title>Securities and Futures Act 2001 - 127 Directions on alternative reporting arrangements</title><description>Directions on alternative reporting arrangements Where the Authority is of the opinion that any licensed trade repository or licensed foreign trade repository is not available for...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr128-</link><title>Securities and Futures Act 2001 - 128 Compliance with laws and practices of relevant reporting jurisdiction</title><description>Compliance with laws and practices of relevant reporting jurisdiction Subject to subsection (3), a specified person who is a party to a specified derivatives contract is treated t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129-</link><title>Securities and Futures Act 2001 - 129 Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations to prescribe anything...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129A-</link><title>Securities and Futures Act 2001 - 129A Exemption from section 125</title><description>Exemption from section 125 Without affecting section 337(1), the Authority may, by regulations made under section 129, exempt any specified person or class of specified persons fr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16B-</link><title>Securities and Futures Act 2001 - Part 6B CLEARING OF DERIVATIVES CONTRACTS</title><description>CLEARING OF DERIVATIVES CONTRACTS 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129B-</link><title>Securities and Futures Act 2001 - 129B Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — clearing means any arrangement, process, mechanism or service provided by a person in respect of ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129C-</link><title>Securities and Futures Act 2001 - 129C Clearing of specified derivatives contracts</title><description>Clearing of specified derivatives contracts Every specified person who is a party to a specified derivatives contract must, within such time as the Authority may prescribe by regu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129D-</link><title>Securities and Futures Act 2001 - 129D Power of Authority to obtain information</title><description>Power of Authority to obtain information The Authority may require any person to provide the Authority with such information or documents as the Authority considers necessary for ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129E-</link><title>Securities and Futures Act 2001 - 129E Directions on alternative clearing arrangements</title><description>Directions on alternative clearing arrangements Where the Authority is of the opinion that any clearing facility operated by any approved clearing house or recognised clearing hou...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129F-</link><title>Securities and Futures Act 2001 - 129F Compliance with laws and practices of relevant clearing jurisdiction</title><description>Compliance with laws and practices of relevant clearing jurisdiction Subject to subsection (2), a specified person who is a party to a specified derivatives contract is treated to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129G-</link><title>Securities and Futures Act 2001 - 129G Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations to prescribe anything...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129H-</link><title>Securities and Futures Act 2001 - 129H Exemption from section 129C</title><description>Exemption from section 129C Without affecting section 337(1), the Authority may, by regulations made under section 129G, exempt any specified person or class of specified persons ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P16C-</link><title>Securities and Futures Act 2001 - Part 6C TRADING OF DERIVATIVES CONTRACTS</title><description>TRADING OF DERIVATIVES CONTRACTS 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129I-</link><title>Securities and Futures Act 2001 - 129I Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — specified derivatives contract means any derivatives contract that is, or that belongs to a class...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129J-</link><title>Securities and Futures Act 2001 - 129J Trading of specified derivatives contracts</title><description>Trading of specified derivatives contracts Every specified person who executes a specified derivatives contract must do so — on an organised market operated by an approved exchang...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129K-</link><title>Securities and Futures Act 2001 - 129K Power of Authority to obtain information</title><description>Power of Authority to obtain information The Authority may require any person to provide the Authority with such information or documents as the Authority considers necessary for ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129L-</link><title>Securities and Futures Act 2001 - 129L Directions on alternative trading arrangements</title><description>Directions on alternative trading arrangements Where the Authority is of the opinion that any organised market operated by any approved exchange or recognised market operator or a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129M-</link><title>Securities and Futures Act 2001 - 129M Compliance with laws and practices of relevant trading jurisdiction</title><description>Compliance with laws and practices of relevant trading jurisdiction Subject to subsection (2), a specified person is treated as having complied with section 129J(1) in relation to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129N-</link><title>Securities and Futures Act 2001 - 129N Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part. 4/2017 In deciding whether to prescribe any...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr129O-</link><title>Securities and Futures Act 2001 - 129O Exemption from section 129J</title><description>Exemption from section 129J Despite section 337(1), the Authority may, by regulations made under section 129N, exempt any specified person or class of specified persons from secti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-</link><title>Securities and Futures Act 2001 - Part 7 DISCLOSURE OF INTERESTS</title><description>DISCLOSURE OF INTERESTS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P21-</link><title>Securities and Futures Act 2001 - Division 1 Disclosure of Interest in Corporation</title><description>Disclosure of Interest in Corporation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr130-</link><title>Securities and Futures Act 2001 - 130 Application and interpretation of this Division</title><description>Application and interpretation of this Division This section has effect for the purposes of this Division but does not affect the operation of any other provision of this Act. 2/2...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr131-</link><title>Securities and Futures Act 2001 - 131 Persons obliged to comply with this Division and power of Authority to grant exemption or extension</title><description>Persons obliged to comply with this Division and power of Authority to grant exemption or extension The obligation to comply with this Division extends to all natural persons, whe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr132-</link><title>Securities and Futures Act 2001 - 132 Authority may extend scope of Division in certain circumstances</title><description>Authority may extend scope of Division in certain circumstances The Authority may, if it thinks it is necessary in the interests of the public or a section of the public, to prote...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by directors and chief executive officer of corporation</title><description>Disclosure by directors and chief executive officer of corporation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr133-</link><title>Securities and Futures Act 2001 - 133 Duty of director or chief executive officer to notify corporation of his or her interests</title><description>Duty of director or chief executive officer to notify corporation of his or her interests Every director and chief executive officer of a corporation must give written notice to t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr134-</link><title>Securities and Futures Act 2001 - 134 Penalties under this Subdivision</title><description>Penalties under this Subdivision Any director or chief executive officer of a corporation who — intentionally or recklessly contravenes section 133(1)(a )(i), (b )(i), (c )(i), (d...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by substantial shareholders in corporation</title><description>Disclosure by substantial shareholders in corporation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr135-</link><title>Securities and Futures Act 2001 - 135 Duty of substantial shareholder to notify corporation of interests</title><description>Duty of substantial shareholder to notify corporation of interests A person who is or (if the person has ceased to be one) had been a substantial shareholder in a corporation must...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr136-</link><title>Securities and Futures Act 2001 - 136 Duty of substantial shareholder to notify corporation of change in interests</title><description>Duty of substantial shareholder to notify corporation of change in interests Where there is a change in the percentage level of the interest or interests of a substantial sharehol...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137-</link><title>Securities and Futures Act 2001 - 137 Duty of person who ceases to be substantial shareholder to notify corporation</title><description>Duty of person who ceases to be substantial shareholder to notify corporation A person who ceases to be a substantial shareholder in a corporation must give written notice to the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137A-</link><title>Securities and Futures Act 2001 - 137A Beneficial owner to ensure notification by person who holds, acquires or disposes of interests on beneficial owner’s behalf</title><description>Beneficial owner to ensure notification by person who holds, acquires or disposes of interests on beneficial owner’s behalf Where a person (A ) authorises another person (B ) to h...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137B-</link><title>Securities and Futures Act 2001 - 137B Notification by person who holds, acquires or disposes of interests for benefit of another person</title><description>Notification by person who holds, acquires or disposes of interests for benefit of another person Where a person (A ) holds voting shares in a corporation, being voting shares in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137C-</link><title>Securities and Futures Act 2001 - 137C Corporation to keep register of substantial shareholders</title><description>Corporation to keep register of substantial shareholders A corporation must keep a register in which it must immediately enter — the names of persons from whom it has received a n...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137D-</link><title>Securities and Futures Act 2001 - 137D Penalties under this Subdivision</title><description>Penalties under this Subdivision Any person who — intentionally or recklessly contravenes section 135, 136(1) or (2), 137, 137A or 137B; or in purported compliance with section 13...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137E-</link><title>Securities and Futures Act 2001 - 137E Powers of court with respect to non‑compliance by substantial shareholders</title><description>Powers of court with respect to non‑compliance by substantial shareholders Where a person is or has been a substantial shareholder in a corporation and has failed to comply with s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137F-</link><title>Securities and Futures Act 2001 - 137F Power of corporation to require disclosure of beneficial interest in its voting shares</title><description>Power of corporation to require disclosure of beneficial interest in its voting shares Any corporation may by written notice require any member of the corporation within such reas...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by corporation</title><description>Disclosure by corporation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137G-</link><title>Securities and Futures Act 2001 - 137G Duty of corporation to make disclosure</title><description>Duty of corporation to make disclosure Where a corporation has been notified in writing by — a director or chief executive officer of the corporation pursuant to a requirement imp...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P22-</link><title>Securities and Futures Act 2001 - Division 2 Disclosure of Interest in Business Trust and Interest in Trustee‑Manager of Business Trust</title><description>Disclosure of Interest in Business Trust and Interest in Trustee‑Manager of Business Trust</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137H-</link><title>Securities and Futures Act 2001 - 137H Application and interpretation of this Division</title><description>Application and interpretation of this Division This section has effect for the purposes of this Division but does not affect the operation of any other provision of this Act. 2/2...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137I-</link><title>Securities and Futures Act 2001 - 137I Persons obliged to comply with this Division and power of Authority to grant exemption or extension</title><description>Persons obliged to comply with this Division and power of Authority to grant exemption or extension The obligation to comply with this Division extends to all natural persons, whe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137IA-</link><title>Securities and Futures Act 2001 - 137IA Authority may extend scope of Division in certain circumstances</title><description>Authority may extend scope of Division in certain circumstances The Authority may, if it thinks it is necessary in the interests of the public or a section of the public, to prote...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of business trust</title><description>Disclosure by substantial unitholders of business trust</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137J-</link><title>Securities and Futures Act 2001 - 137J Duty of substantial unitholder to notify trustee‑manager of interests</title><description>Duty of substantial unitholder to notify trustee‑manager of interests Sections 135 to 137B apply, with such modifications and qualifications as may be necessary, to a person who i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137K-</link><title>Securities and Futures Act 2001 - 137K Trustee‑manager to keep register of substantial unitholders</title><description>Trustee‑manager to keep register of substantial unitholders The trustee‑manager of a registered business trust or recognised business trust must keep a register in which it must i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137L-</link><title>Securities and Futures Act 2001 - 137L Powers of court with respect to non‑compliance by substantial unitholders</title><description>Powers of court with respect to non‑compliance by substantial unitholders Where a person is or has been a substantial unitholder of a registered business trust or recognised busin...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137M-</link><title>Securities and Futures Act 2001 - 137M Power of trustee‑manager to require disclosure of beneficial interest in voting units</title><description>Power of trustee‑manager to require disclosure of beneficial interest in voting units The trustee‑manager of a registered business trust or recognised business trust may by writte...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of trustee‑manager of business trust</title><description>Disclosure by directors and chief executive officer of trustee‑manager of business trust</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137N-</link><title>Securities and Futures Act 2001 - 137N Duty of director and chief executive officer of trustee‑manager to notify of interests</title><description>Duty of director and chief executive officer of trustee‑manager to notify of interests Every director and chief executive officer of the trustee‑manager of a registered business t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137O-</link><title>Securities and Futures Act 2001 - 137O Penalties under this Subdivision</title><description>Penalties under this Subdivision Any director or chief executive officer of the trustee‑manager of a registered business trust or recognised business trust who — intentionally or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in trustee‑manager</title><description>Disclosure by holders of voting shares in trustee‑manager</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137P-</link><title>Securities and Futures Act 2001 - 137P Duty of holders of voting shares in trustee‑manager to notify trustee‑manager</title><description>Duty of holders of voting shares in trustee‑manager to notify trustee‑manager Where the percentage of interest of a person in the voting shares in a trustee‑manager of a registere...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137Q-</link><title>Securities and Futures Act 2001 - 137Q Penalties under this Subdivision</title><description>Penalties under this Subdivision Any person who — intentionally or recklessly contravenes section 137P(1) or (2); or in purported compliance with section 137P, provides any inform...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by trustee‑manager</title><description>Disclosure by trustee‑manager</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137R-</link><title>Securities and Futures Act 2001 - 137R Duty of trustee‑manager of business trust to make disclosure</title><description>Duty of trustee‑manager of business trust to make disclosure Where the trustee‑manager of a registered business trust or recognised business trust — acquires or disposes of intere...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P23-</link><title>Securities and Futures Act 2001 - Division 3 Disclosure of Interests in Real Estate Investment Trust and Interests in Shares of Responsible Person</title><description>Disclosure of Interests in Real Estate Investment Trust and Interests in Shares of Responsible Person</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137S-</link><title>Securities and Futures Act 2001 - 137S Application and interpretation of this Division</title><description>Application and interpretation of this Division This section has effect for the purposes of this Division but does not affect the operation of any other provision of this Act. 2/2...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137T-</link><title>Securities and Futures Act 2001 - 137T Persons obliged to comply with Division and power of Authority to grant exemption or extension</title><description>Persons obliged to comply with Division and power of Authority to grant exemption or extension The obligation to comply with this Division extends to all natural persons, whether ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137TA-</link><title>Securities and Futures Act 2001 - 137TA Authority may extend scope of Division in certain circumstances</title><description>Authority may extend scope of Division in certain circumstances The Authority may, if it thinks it is necessary in the interests of the public or a section of the public, to prote...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Disclosure by substantial unitholders of real estate investment trust</title><description>Disclosure by substantial unitholders of real estate investment trust</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137U-</link><title>Securities and Futures Act 2001 - 137U Duty of substantial unitholder to notify trustee and responsible person of interests</title><description>Duty of substantial unitholder to notify trustee and responsible person of interests Sections 135 to 137B apply, with such modifications and qualifications as may be necessary, to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137V-</link><title>Securities and Futures Act 2001 - 137V Trustee to keep register of substantial unitholders</title><description>Trustee to keep register of substantial unitholders The trustee of a real estate investment trust must keep a register in which it must immediately enter — the names of persons fr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137W-</link><title>Securities and Futures Act 2001 - 137W Powers of court with respect to non‑compliance by substantial unitholders</title><description>Powers of court with respect to non‑compliance by substantial unitholders Where a person is or has been a substantial unitholder of a real estate investment trust and has failed t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137X-</link><title>Securities and Futures Act 2001 - 137X Power of trustee to require disclosure of beneficial interest in voting units</title><description>Power of trustee to require disclosure of beneficial interest in voting units The trustee of a real estate investment trust may by written notice require any unitholder of the tru...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Disclosure by directors and chief executive officer of responsible person</title><description>Disclosure by directors and chief executive officer of responsible person</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137Y-</link><title>Securities and Futures Act 2001 - 137Y Duty of director and chief executive officer of responsible person to notify of interests</title><description>Duty of director and chief executive officer of responsible person to notify of interests Every director and chief executive officer of the responsible person for a real estate in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137Z-</link><title>Securities and Futures Act 2001 - 137Z Penalties under this Subdivision</title><description>Penalties under this Subdivision Any director or chief executive officer of the responsible person for a real estate investment trust who — intentionally or recklessly contravenes...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Disclosure by holders of voting shares in responsible person</title><description>Disclosure by holders of voting shares in responsible person</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZA-</link><title>Securities and Futures Act 2001 - 137ZA Duty of holders of voting shares in responsible person to notify responsible person</title><description>Duty of holders of voting shares in responsible person to notify responsible person Where the percentage of interest of a person in the voting shares in a responsible person for a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZB-</link><title>Securities and Futures Act 2001 - 137ZB Penalties under this Subdivision</title><description>Penalties under this Subdivision Any person who — intentionally or recklessly contravenes section 137ZA(1) or (2); or in purported compliance with section 137ZA, provides any info...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P23-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Disclosure by responsible person</title><description>Disclosure by responsible person</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZC-</link><title>Securities and Futures Act 2001 - 137ZC Duty of responsible person for real estate investment trust to make disclosure</title><description>Duty of responsible person for real estate investment trust to make disclosure Where the responsible person for a real estate investment trust — acquires or disposes of interests ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17-P24-</link><title>Securities and Futures Act 2001 - Division 4 Civil Penalty</title><description>Civil Penalty</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZD-</link><title>Securities and Futures Act 2001 - 137ZD Civil penalty</title><description>Civil penalty Whenever it appears to the Authority that any person has — intentionally or recklessly, contravened any of the following provisions: section 133(1) or (3), 135, 136(...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZE-</link><title>Securities and Futures Act 2001 - 137ZE Action under section 137ZD not to commence, etc., in certain situations</title><description>Action under section 137ZD not to commence, etc., in certain situations An action under section 137ZD for an act referred to in subsection (1)(a ), (b ) or (c ) of that section mu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZF-</link><title>Securities and Futures Act 2001 - 137ZF Jurisdiction of District Court</title><description>Jurisdiction of District Court A District Court has jurisdiction to hear and determine any action under section 137ZD regardless of the monetary amount. 2/2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZG-</link><title>Securities and Futures Act 2001 - 137ZG Rules of Court</title><description>Rules of Court Rules of Court may be made — to regulate and prescribe the procedure and practice to be followed in respect of proceedings under section 137ZD; and to provide for c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P17A-</link><title>Securities and Futures Act 2001 - Part 7A SHORT SELLING</title><description>SHORT SELLING 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZH-</link><title>Securities and Futures Act 2001 - 137ZH Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — securities lending arrangement means a written arrangement where a person (called in this Part th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZI-</link><title>Securities and Futures Act 2001 - 137ZI Persons obliged to comply with this Part and power of Authority to grant exemptions or extensions</title><description>Persons obliged to comply with this Part and power of Authority to grant exemptions or extensions The obligation to comply with this Part extends to all natural persons, whether r...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZJ-</link><title>Securities and Futures Act 2001 - 137ZJ Disclosure of short sell orders</title><description>Disclosure of short sell orders Subject to subsection (2), a person (A ) who makes a short sell order on any approved exchange must, before or at the time of the short sell order,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZK-</link><title>Securities and Futures Act 2001 - 137ZK Reporting of short position</title><description>Reporting of short position Where a person’s (A ) short position in relation to any specified capital markets products is equivalent to or more than the short position threshold p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZL-</link><title>Securities and Futures Act 2001 - 137ZL Power of Authority to publish information</title><description>Power of Authority to publish information Without affecting section 322, the Authority may, for the purpose of maintaining a fair, orderly or transparent market, publish in any fo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr137ZM-</link><title>Securities and Futures Act 2001 - 137ZM Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations to prescribe anything...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P18-</link><title>Securities and Futures Act 2001 - Part 8 SECURITIES INDUSTRY COUNCIL AND TAKE‑OVER OFFERS</title><description>SECURITIES INDUSTRY COUNCIL AND TAKE‑OVER OFFERS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr138-</link><title>Securities and Futures Act 2001 - 138 Securities Industry Council</title><description>Securities Industry Council The advisory body known as the Securities Industry Council referred to in section 14 of the repealed Securities Industry Act (Cap. 289, 1985 Revised Ed...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr139-</link><title>Securities and Futures Act 2001 - 139 Take‑over Code</title><description>Take‑over Code This section and section 140 apply to and in relation to all natural persons, whether resident in Singapore or not and whether citizens of Singapore or not, and to ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr140-</link><title>Securities and Futures Act 2001 - 140 Offences relating to take‑over offers</title><description>Offences relating to take‑over offers A person who has no intention to make an offer in the nature of a take‑over offer must not give notice or publicly announce that the person i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-</link><title>Securities and Futures Act 2001 - Part 9 SUPERVISION AND INVESTIGATION</title><description>SUPERVISION AND INVESTIGATION</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P21-</link><title>Securities and Futures Act 2001 - Division 1 Supervisory Powers</title><description>Supervisory Powers 2/2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Powers of Authority to require disclosure of information about capital markets products</title><description>Powers of Authority to require disclosure of information about capital markets products 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr141-</link><title>Securities and Futures Act 2001 - 141 Interpretation of this Subdivision</title><description>Interpretation of this Subdivision In this Subdivision, a reference to disclosing information includes, in relation to information that is contained in a document, a reference to ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr142-</link><title>Securities and Futures Act 2001 - 142 Acquisition and disposal of capital markets products</title><description>Acquisition and disposal of capital markets products The Authority may, where it considers it necessary for the protection of investors, require the holder of a capital markets se...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr143-</link><title>Securities and Futures Act 2001 - 143 Exercise of certain powers in relation to capital markets products and financial instruments</title><description>Exercise of certain powers in relation to capital markets products and financial instruments This section applies where the Authority considers that — it may be necessary to prohi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr144-</link><title>Securities and Futures Act 2001 - 144 Exercise of certain powers in relation to financial benchmarks</title><description>Exercise of certain powers in relation to financial benchmarks This section applies where the Authority considers that — it may be necessary to give a direction in relation to any...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr145-</link><title>Securities and Futures Act 2001 - 145 Self‑incrimination</title><description>Self‑incrimination A person is not excused from disclosing information to the Authority, under a requirement made of the person under section 142, 143 or 144, on the ground that t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr146-</link><title>Securities and Futures Act 2001 - 146 Saving for advocates and solicitors</title><description>Saving for advocates and solicitors Nothing in this Subdivision compels the disclosure by an advocate and solicitor, or a legal counsel referred to in section 128A of the Evidence...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr147-</link><title>Securities and Futures Act 2001 - 147 Immunities</title><description>Immunities No civil or criminal proceedings, other than proceedings for an offence under section 148, shall lie against any person for disclosing any information to the Authority ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr148-</link><title>Securities and Futures Act 2001 - 148 Offences</title><description>Offences A person who, without reasonable excuse, refuses or fails to comply with a requirement of the Authority under section 142, 143 or 144 shall be guilty of an offence and sh...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr149-</link><title>Securities and Futures Act 2001 - 149 Copies of or extracts from documents to be admitted in evidence</title><description>Copies of or extracts from documents to be admitted in evidence Subject to this section, a copy of or extract from a document produced under this Subdivision that is proved to be ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Inspection powers of Authority</title><description>Inspection powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr150-</link><title>Securities and Futures Act 2001 - 150 Inspection by Authority</title><description>Inspection by Authority The Authority may inspect under conditions of secrecy, the books of an approved exchange, a recognised market operator, a licensed trade repository, a lice...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr150A-</link><title>Securities and Futures Act 2001 - 150A Confidentiality of inspection reports</title><description>Confidentiality of inspection reports Where a written report or any part of a written report (called in this section the report) has been produced by the Authority upon an inspect...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Inspection powers of foreign regulatory authority</title><description>Inspection powers of foreign regulatory authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr150B-</link><title>Securities and Futures Act 2001 - 150B Inspection by foreign regulatory authority</title><description>Inspection by foreign regulatory authority A foreign regulatory authority of a country or territory other than Singapore may conduct an inspection in Singapore of the books of — t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr150C-</link><title>Securities and Futures Act 2001 - 150C Confidentiality of inspection report by foreign regulatory authority</title><description>Confidentiality of inspection report by foreign regulatory authority Where a written report or any part of a written report (called in this section the report) has been produced b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P22-</link><title>Securities and Futures Act 2001 - Division 2 Power of Minister to Appoint Inspector for Investigating Dealings in Securities, etc.</title><description>Power of Minister to Appoint Inspector for Investigating Dealings in Securities, etc.</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr151-</link><title>Securities and Futures Act 2001 - 151 Power of Minister to appoint inspectors</title><description>Power of Minister to appoint inspectors Despite anything in this Act, the Minister may, if he or she thinks it in the public interest to do so, appoint any person as an inspector ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P23-</link><title>Securities and Futures Act 2001 - Division 3 Investigative Powers of Authority</title><description>Investigative Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P23-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 General</title><description>General</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr152-</link><title>Securities and Futures Act 2001 - 152 Investigation by Authority</title><description>Investigation by Authority The Authority may conduct such investigation as it considers necessary or expedient for any of the following purposes: to exercise any of its powers or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr152A-</link><title>Securities and Futures Act 2001 - 152A Confidentiality of investigation reports</title><description>Confidentiality of investigation reports Where a written report or any part thereof (called in this section the report) has been produced by the Authority in respect of any invest...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr153-</link><title>Securities and Futures Act 2001 - 153 Self‑incrimination and saving for advocates and solicitors</title><description>Self‑incrimination and saving for advocates and solicitors A person is not excused from disclosing information to the Authority or, as the case may be, an investigator under Subdi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P23-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Examination of persons</title><description>Examination of persons</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr154-</link><title>Securities and Futures Act 2001 - 154 Requirement to appear for examination</title><description>Requirement to appear for examination For the purpose of an investigation under this Division, the Authority may, in writing, require a person — to give to the Authority all reaso...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr155-</link><title>Securities and Futures Act 2001 - 155 Proceedings at examination</title><description>Proceedings at examination The provisions of this Subdivision apply where, pursuant to a requirement made under section 154 for the purposes of an investigation under this Divisio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr156-</link><title>Securities and Futures Act 2001 - 156 Requirements made of examinee</title><description>Requirements made of examinee The investigator may examine the examinee on oath or affirmation and may, for that purpose, administer an oath or affirmation to the examinee. The oa...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr157-</link><title>Securities and Futures Act 2001 - 157 Examination to take place in private</title><description>Examination to take place in private The examination must take place in private and the investigator may give directions as to who may be present during the examination or part th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr158-</link><title>Securities and Futures Act 2001 - 158 Record of examination</title><description>Record of examination The investigator may, and must if the examinee so requests, cause a record to be made of statements made at the examination. If a record made under subsectio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr159-</link><title>Securities and Futures Act 2001 - 159 Giving copies of record to other persons</title><description>Giving copies of record to other persons The Authority may give a copy of a written record of the examination, or such a copy together with a copy of any related book, to an advoc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr160-</link><title>Securities and Futures Act 2001 - 160 Copies given subject to conditions</title><description>Copies given subject to conditions If a copy of a written record or a book is given to a person under section 158(2) or 159(3) subject to conditions or restrictions imposed by the...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr161-</link><title>Securities and Futures Act 2001 - 161 Record to accompany report</title><description>Record to accompany report If — in the Authority’s opinion, a statement made at an examination is relevant to any other investigation conducted under this Division; a record of th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr162-</link><title>Securities and Futures Act 2001 - 162 Offences under this Subdivision</title><description>Offences under this Subdivision A person who, without reasonable excuse, refuses or fails to comply with a requirement under section 154 or 156(3) shall be guilty of an offence an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P23-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Powers to obtain information</title><description>Powers to obtain information</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr163-</link><title>Securities and Futures Act 2001 - 163 Power of Authority to order production of books</title><description>Power of Authority to order production of books For the purpose of an investigation under this Division, the Authority may, in writing, require any person at a specified time and ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr163A-</link><title>Securities and Futures Act 2001 - 163A Power to enter premises without warrant</title><description>Power to enter premises without warrant In connection with an investigation under this Division, any officer of the Authority who is authorised by the Authority to do so (called i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr164-</link><title>Securities and Futures Act 2001 - 164 Warrant to seize books, etc.</title><description>Warrant to seize books, etc. A Magistrate may, on the application of the Authority — issue a warrant, if the Magistrate is satisfied that there are reasonable grounds to suspect t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr165-</link><title>Securities and Futures Act 2001 - 165 Powers where books are produced or seized</title><description>Powers where books are produced or seized This section applies where — books are produced to the Authority — pursuant to a requirement of the Authority under section 163 or of an ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr166-</link><title>Securities and Futures Act 2001 - 166 Powers where books not produced</title><description>Powers where books not produced Where a person fails to comply with a requirement imposed by the Authority under section 163 to produce any book, the Authority may require the per...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr167-</link><title>Securities and Futures Act 2001 - 167 Copies of or extracts from books to be admitted in evidence</title><description>Copies of or extracts from books to be admitted in evidence Subject to this section, a copy of or extract from a book referred to in this Subdivision that is proved to be a true c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr168-</link><title>Securities and Futures Act 2001 - 168 Offences under this Division</title><description>Offences under this Division A person who, without reasonable excuse, refuses or fails to comply with any requirement imposed under section 163, 163A(5), 165(3)(d ) or (7) or 166,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P19-P24-</link><title>Securities and Futures Act 2001 - Division 4 Transfer of Evidence</title><description>Transfer of Evidence</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr168A-</link><title>Securities and Futures Act 2001 - 168A Interpretation of this Division</title><description>Interpretation of this Division In this Division –– Commercial Affairs Officer means a Commercial Affairs Officer appointed under section 64 of the Police Force Act 2004; police o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr168B-</link><title>Securities and Futures Act 2001 - 168B Evidence obtained by Authority may be used in criminal investigations and proceedings</title><description>Evidence obtained by Authority may be used in criminal investigations and proceedings Despite the provisions of any written law or any rule of law, the Authority may provide any b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr168C-</link><title>Securities and Futures Act 2001 - 168C Evidence obtained in police investigations may be used in civil proceedings</title><description>Evidence obtained in police investigations may be used in civil proceedings Despite the provisions of any written law or any rule of law, any book, document, statement or other in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P110-</link><title>Securities and Futures Act 2001 - Part 10 ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES</title><description>ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr169-</link><title>Securities and Futures Act 2001 - 169 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — enforce means enforce through criminal, civil or administrative proceedings; enforcement means th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr169A-</link><title>Securities and Futures Act 2001 - 169A Application of this Part</title><description>Application of this Part This Part does not apply to any request for assistance mentioned in section 154(1) of the Monetary Authority of Singapore Act 1970. 31/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr170-</link><title>Securities and Futures Act 2001 - 170 Conditions for provision of assistance</title><description>Conditions for provision of assistance The Authority may provide the assistance referred to in section 172 to a regulatory authority of a foreign country if the Authority is satis...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr171-</link><title>Securities and Futures Act 2001 - 171 Other factors to consider for provision of assistance</title><description>Other factors to consider for provision of assistance In deciding whether to grant a request for assistance referred to in section 172 from a regulatory authority of a foreign cou...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr172-</link><title>Securities and Futures Act 2001 - 172 Assistance that may be rendered</title><description>Assistance that may be rendered Despite the provisions of any prescribed written law or any requirement imposed thereunder or any rule of law, the Authority or any person authoris...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr173-</link><title>Securities and Futures Act 2001 - 173 Offences under this Part</title><description>Offences under this Part Any person who — without reasonable excuse refuses or fails to comply with an order under section 172(1)(b ), (c ) or (d ); in purported compliance with a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr174-</link><title>Securities and Futures Act 2001 - 174 Immunities</title><description>Immunities No civil or criminal proceedings, other than proceedings for an offence under section 173, shall lie against any person for — providing to the Authority or transmitting...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P111-</link><title>Securities and Futures Act 2001 - Part 11 INVESTOR COMPENSATION SCHEME</title><description>INVESTOR COMPENSATION SCHEME</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr175-</link><title>Securities and Futures Act 2001 - 175 Interpretation of this Part</title><description>Interpretation of this Part In this Part, member , in relation to an approved exchange, means a person who — holds membership of any class or description of the approved exchange,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr176-</link><title>Securities and Futures Act 2001 - 176 Establishment of fidelity fund</title><description>Establishment of fidelity fund Each approved exchange must establish, keep and administer a fidelity fund (called in this Part a fidelity fund or fund). 2/2009 The assets of the f...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr177-</link><title>Securities and Futures Act 2001 - 177 Moneys constituting fidelity fund</title><description>Moneys constituting fidelity fund The fidelity fund of an approved exchange consists of — all moneys paid to the exchange by its members in accordance with this Part; all moneys p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr178-</link><title>Securities and Futures Act 2001 - 178 Fund to be kept in separate bank account</title><description>Fund to be kept in separate bank account All moneys forming part of a fidelity fund must, pending the investment or application thereof in accordance with this Part, be kept in a ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr179-</link><title>Securities and Futures Act 2001 - 179 Payments out of fidelity fund</title><description>Payments out of fidelity fund Subject to this Part, there is to be paid out of the fidelity fund of an approved exchange as required and in such order as the exchange considers pr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr180-</link><title>Securities and Futures Act 2001 - 180 Accounts of fund</title><description>Accounts of fund An approved exchange must establish and keep proper accounts of its fidelity fund and must, within 5 months from the last day of each financial year of that excha...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr181-</link><title>Securities and Futures Act 2001 - 181 Fidelity fund to consist of amount of $20 million, etc.</title><description>Fidelity fund to consist of amount of $20 million, etc. The fidelity fund of an approved exchange must consist of an amount of not less than — $20 million; or such other amount as...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr182-</link><title>Securities and Futures Act 2001 - 182 Provisions if fund is reduced below minimum amount</title><description>Provisions if fund is reduced below minimum amount If the fidelity fund of an approved exchange is reduced below the minimum amount referred to in section 181, the exchange must t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr183-</link><title>Securities and Futures Act 2001 - 183 Levy to meet liabilities</title><description>Levy to meet liabilities If at any time a fidelity fund is not sufficient to satisfy the liabilities that are then ascertained of an approved exchange in relation thereto, the app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr184-</link><title>Securities and Futures Act 2001 - 184 Power of approved exchange to make advances to fund</title><description>Power of approved exchange to make advances to fund An approved exchange may, out of its general funds, give or advance any sum of money to its fidelity fund on such terms as it t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr185-</link><title>Securities and Futures Act 2001 - 185 Investment of fund</title><description>Investment of fund Any moneys in a fidelity fund that are not immediately required for any purpose referred to in this Part may be invested by an approved exchange in any manner i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr186-</link><title>Securities and Futures Act 2001 - 186 Application of fund</title><description>Application of fund Subject to this Part, a fidelity fund must be held and applied for the purpose of compensating any person (other than an accredited investor) who suffers pecun...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr187-</link><title>Securities and Futures Act 2001 - 187 Claims against fund</title><description>Claims against fund Subject to this Part, every person who suffers pecuniary loss referred to in section 186 is entitled to claim compensation out of the fidelity fund and to take...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr188-</link><title>Securities and Futures Act 2001 - 188 Notice calling for claims against fund</title><description>Notice calling for claims against fund An approved exchange may cause to be published in a daily newspaper published and circulating generally in Singapore a notice, in or to the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr189-</link><title>Securities and Futures Act 2001 - 189 Power of approved exchange to settle claims</title><description>Power of approved exchange to settle claims An approved exchange may, subject to this Part, allow and settle any proper claim for compensation out of a fidelity fund at any time a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr190-</link><title>Securities and Futures Act 2001 - 190 Power of approved exchange to require production of evidence</title><description>Power of approved exchange to require production of evidence An approved exchange may require any person to produce and deliver any contract note, document or statement of evidenc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr191-</link><title>Securities and Futures Act 2001 - 191 Subrogation of approved exchange to rights, etc., of claimant upon payment from fund</title><description>Subrogation of approved exchange to rights, etc., of claimant upon payment from fund On payment out of a fidelity fund of any moneys in respect of any claim under this Part, the a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr192-</link><title>Securities and Futures Act 2001 - 192 Payment of claims only from fund</title><description>Payment of claims only from fund No moneys or other property belonging to an approved exchange, other than the fidelity fund, is available for the payment of any claim under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr193-</link><title>Securities and Futures Act 2001 - 193 Provision where fund insufficient to meet claims or where claims exceed total amount payable</title><description>Provision where fund insufficient to meet claims or where claims exceed total amount payable Where the amount at credit in a fidelity fund is insufficient to pay the whole amount ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr194-</link><title>Securities and Futures Act 2001 - 194 Power of approved exchange to enter into contracts of insurance</title><description>Power of approved exchange to enter into contracts of insurance An approved exchange may enter into any contract with any person or body of persons, corporate or unincorporate, ca...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr195-</link><title>Securities and Futures Act 2001 - 195 Application of insurance moneys</title><description>Application of insurance moneys No claimant against a fidelity fund has any right of action against any person or body of persons with whom a contract of insurance or indemnity is...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-</link><title>Securities and Futures Act 2001 - Part 12 MARKET CONDUCT</title><description>MARKET CONDUCT</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P21-</link><title>Securities and Futures Act 2001 - Division 1 Prohibited Conduct — Capital Markets Products</title><description>Prohibited Conduct — Capital Markets Products 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr196-</link><title>Securities and Futures Act 2001 - 196 Application of this Division</title><description>Application of this Division This Division applies to — acts occurring within Singapore in relation to — securities or securities‑based derivatives contracts of any corporation, w...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr196A-</link><title>Securities and Futures Act 2001 - 196A Interpretation of this Division</title><description>Interpretation of this Division In this Division — debenture has the meaning given by section 2(1) and, in relation to a business trust, means any debenture issued by the trustee‑...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr197-</link><title>Securities and Futures Act 2001 - 197 False trading and market rigging transactions</title><description>False trading and market rigging transactions A person must not do any thing, cause any thing to be done or engage in any course of conduct, if the person’s purpose, or any of the...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr198-</link><title>Securities and Futures Act 2001 - 198 Market manipulation in relation to securities and securities‑based derivatives contracts</title><description>Market manipulation in relation to securities and securities‑based derivatives contracts A person must not effect, take part in, be concerned in or carry out, directly or indirect...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr199-</link><title>Securities and Futures Act 2001 - 199 False or misleading statements, etc.</title><description>False or misleading statements, etc. A person must not make a statement, or disseminate information, that is false or misleading in a material particular and is likely — to induce...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr200-</link><title>Securities and Futures Act 2001 - 200 Fraudulently inducing persons to deal in capital markets products</title><description>Fraudulently inducing persons to deal in capital markets products A person must not — by making or publishing any statement, promise or forecast that the person knows or ought rea...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr201-</link><title>Securities and Futures Act 2001 - 201 Employment of manipulative and deceptive devices</title><description>Employment of manipulative and deceptive devices A person must not, directly or indirectly, in connection with the subscription, purchase or sale of any capital markets products —...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr201A-</link><title>Securities and Futures Act 2001 - 201A Bucketing</title><description>Bucketing A person must not knowingly execute, or hold himself, herself or itself out as having executed, an order for the purchase or sale of a derivatives contract, without havi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr201B-</link><title>Securities and Futures Act 2001 - 201B Manipulation of price of derivatives contracts and cornering</title><description>Manipulation of price of derivatives contracts and cornering A person must not, directly or indirectly — manipulate or attempt to manipulate the price of a derivatives contract tr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr202-</link><title>Securities and Futures Act 2001 - 202 Dissemination of information about illegal transactions</title><description>Dissemination of information about illegal transactions A person must not circulate or disseminate, or authorise or be concerned in the circulation or dissemination of, any statem...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr203-</link><title>Securities and Futures Act 2001 - 203 Continuous disclosure</title><description>Continuous disclosure A person to whom this subsection applies must not intentionally, recklessly or negligently fail to notify the approved exchange of such information as is req...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr204-</link><title>Securities and Futures Act 2001 - 204 Penalties under this Division</title><description>Penalties under this Division Any person who contravenes any of the provisions of this Division shall be guilty of an offence and shall be liable on conviction to a fine not excee...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P22-</link><title>Securities and Futures Act 2001 - Division 2 Prohibited Conduct — Financial Benchmarks</title><description>Prohibited Conduct — Financial Benchmarks</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr205-</link><title>Securities and Futures Act 2001 - 205 Application of this Division</title><description>Application of this Division This Division applies to — acts occurring within Singapore in relation to financial benchmarks, whether administered in Singapore or elsewhere; and ac...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr206-</link><title>Securities and Futures Act 2001 - 206 Interpretation of this Division</title><description>Interpretation of this Division In this Division — administer , in relation to a financial benchmark, means the activity of administering the financial benchmark; international bo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr207-</link><title>Securities and Futures Act 2001 - 207 Manipulation of financial benchmarks</title><description>Manipulation of financial benchmarks A person must not do any thing, cause any thing to be done or engage in any course of conduct, if the person’s purpose, or any of the person’s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr208-</link><title>Securities and Futures Act 2001 - 208 Exception for conduct pursuant to policy requirement</title><description>Exception for conduct pursuant to policy requirement Section 207 does not apply in respect of any thing done or to be done or any course of conduct engaged by, or by a person acti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr209-</link><title>Securities and Futures Act 2001 - 209 False or misleading statements</title><description>False or misleading statements A person must not make a statement, disseminate any information or express any opinion that is false or misleading in a material particular to a per...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr210-</link><title>Securities and Futures Act 2001 - 210 Penalties under this Division</title><description>Penalties under this Division Any person who contravenes any of the provisions of this Division shall be guilty of an offence and shall be liable on conviction to a fine not excee...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr211-</link><title>Securities and Futures Act 2001 - 211 (Repealed)</title><description>Repealed by Act 4 of 2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr212-</link><title>Securities and Futures Act 2001 - 212 (Repealed)</title><description>Repealed by Act 4 of 2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P23-</link><title>Securities and Futures Act 2001 - Division 3 Insider Trading</title><description>Insider Trading</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr213-</link><title>Securities and Futures Act 2001 - 213 Application of this Division</title><description>Application of this Division This Division applies to — acts occurring within Singapore in relation to — securities or securities‑based derivatives contracts of any corporation, w...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr214-</link><title>Securities and Futures Act 2001 - 214 Interpretation of this Division</title><description>Interpretation of this Division In this Division — Collective Investment Scheme unit or CIS unit means — a right or interest (however described) in a collective investment scheme ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr215-</link><title>Securities and Futures Act 2001 - 215 Information generally available</title><description>Information generally available For the purposes of this Division, information is generally available if — it consists of readily observable matter; without limiting paragraph (a ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr216-</link><title>Securities and Futures Act 2001 - 216 Material effect on price or value of securities, securities‑based derivatives contracts or CIS units</title><description>Material effect on price or value of securities, securities‑based derivatives contracts or CIS units For the purposes of this Division, a reasonable person would be taken to expec...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr217-</link><title>Securities and Futures Act 2001 - 217 Trading and procuring trading in securities, securities‑based derivatives contracts or CIS units</title><description>Trading and procuring trading in securities, securities‑based derivatives contracts or CIS units For the purposes of this Division, trading in any securities, securities‑based der...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr218-</link><title>Securities and Futures Act 2001 - 218 Prohibited conduct by connected person in possession of inside information</title><description>Prohibited conduct by connected person in possession of inside information Subject to this Division, where — a person who is connected to a corporation possesses information conce...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr219-</link><title>Securities and Futures Act 2001 - 219 Prohibited conduct by other persons in possession of inside information</title><description>Prohibited conduct by other persons in possession of inside information Subject to this Division, where — a person who is not a connected person referred to in section 218 (called...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr220-</link><title>Securities and Futures Act 2001 - 220 Not necessary to prove intention to use</title><description>Not necessary to prove intention to use To avoid doubt, in any proceedings against a person for a contravention of section 218 or 219, it is not necessary for the prosecution or p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr221-</link><title>Securities and Futures Act 2001 - 221 Penalties under this Division</title><description>Penalties under this Division A person who contravenes section 218 or 219, shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $250,000 or to i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr222-</link><title>Securities and Futures Act 2001 - 222 Exception for redemption of units in collective investment scheme</title><description>Exception for redemption of units in collective investment scheme Sections 218(2) and 219(2) do not apply in respect of the redemption of units in a collective investment scheme b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr223-</link><title>Securities and Futures Act 2001 - 223 Exception for underwriters</title><description>Exception for underwriters Sections 218(2) and 219(2) do not apply in respect of — subscribing for, or purchasing, securities, securities‑based derivatives contracts or CIS units ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr224-</link><title>Securities and Futures Act 2001 - 224 Exception for purchase pursuant to legal requirement</title><description>Exception for purchase pursuant to legal requirement Sections 218(2) and 219(2) do not apply in respect of the purchase of securities, securities‑based derivatives contracts or CI...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr225-</link><title>Securities and Futures Act 2001 - 225 Exception for information communicated pursuant to legal requirement</title><description>Exception for information communicated pursuant to legal requirement Sections 218(3) and 219(3) do not apply in respect of the communication of information pursuant to a requireme...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr226-</link><title>Securities and Futures Act 2001 - 226 Attribution of knowledge within corporations</title><description>Attribution of knowledge within corporations For the purposes of this Division — a corporation is taken to possess any information which an officer of the corporation possesses an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr227-</link><title>Securities and Futures Act 2001 - 227 Attribution of knowledge within partnerships and limited liability partnerships</title><description>Attribution of knowledge within partnerships and limited liability partnerships For the purposes of this Division — a partner of a partnership or a limited liability partnership (...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr228-</link><title>Securities and Futures Act 2001 - 228 Exception for knowledge of individual’s own intentions or activities</title><description>Exception for knowledge of individual’s own intentions or activities An individual does not contravene section 218(2) or 219(2) by entering into a transaction or agreement in rela...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr229-</link><title>Securities and Futures Act 2001 - 229 Exception for corporations and its officers, etc.</title><description>Exception for corporations and its officers, etc. A corporation does not contravene section 218(2) or 219(2) by entering into a transaction or agreement in relation to securities,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr230-</link><title>Securities and Futures Act 2001 - 230 Unsolicited transactions by holder of capital markets services licence and representatives</title><description>Unsolicited transactions by holder of capital markets services licence and representatives The holder of a capital markets services licence to deal in capital markets products, or...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr231-</link><title>Securities and Futures Act 2001 - 231 Parity of information defences</title><description>Parity of information defences In any proceedings against a person for a contravention of section 218(2) or 219(2) because the person entered into, or procured another person to e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P24-</link><title>Securities and Futures Act 2001 - Division 4 Civil Liability</title><description>Civil Liability</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr232-</link><title>Securities and Futures Act 2001 - 232 Civil penalty</title><description>Civil penalty Whenever it appears to the Authority that any person has contravened any provision in this Part, the Authority may, with the consent of the Public Prosecutor, bring ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr233-</link><title>Securities and Futures Act 2001 - 233 Action under section 232 not to commence, etc., in certain situations</title><description>Action under section 232 not to commence, etc., in certain situations An action under section 232 must not be commenced after the expiration of 6 years from the date of the contra...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr234-</link><title>Securities and Futures Act 2001 - 234 Civil liability</title><description>Civil liability A person who has acted in contravention of any of the provisions in this Part (called in this section and sections 235 and 236 the contravening person) is, if the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr235-</link><title>Securities and Futures Act 2001 - 235 Action under section 234 not to commence, etc., in certain situations</title><description>Action under section 234 not to commence, etc., in certain situations Except with the leave of court, no action under section 234 may be brought against the contravening person in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236-</link><title>Securities and Futures Act 2001 - 236 Civil liability in event of conviction, etc.</title><description>Civil liability in event of conviction, etc. Despite section 234, where the contravening person — has been convicted of an offence under this Part; or has an order for the payment...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P25-</link><title>Securities and Futures Act 2001 - Division 5 Attributed Liability</title><description>Attributed Liability</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236A-</link><title>Securities and Futures Act 2001 - 236A Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — defendant means an individual liable to an order for a civil penalty under section 236H i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P25-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Corporations</title><description>Corporations</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236B-</link><title>Securities and Futures Act 2001 - 236B Liability of corporation when employee or officer commits contravention with consent or connivance of corporation</title><description>Liability of corporation when employee or officer commits contravention with consent or connivance of corporation Where an offence of contravening any provision in this Part is pr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236C-</link><title>Securities and Futures Act 2001 - 236C Civil penalty when corporation fails to prevent or detect contravention by employee or officer</title><description>Civil penalty when corporation fails to prevent or detect contravention by employee or officer A corporation which fails to prevent or detect a contravention of any provision in t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236D-</link><title>Securities and Futures Act 2001 - 236D Civil liability of corporation for contravention by employee or officer</title><description>Civil liability of corporation for contravention by employee or officer A defendant corporation which has gained a profit or avoided a loss as a result of the contravention of a p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P25-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Partnerships and limited liability partnerships</title><description>Partnerships and limited liability partnerships</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236E-</link><title>Securities and Futures Act 2001 - 236E Liability of partnership and limited liability partnership when partner, etc., commits contravention with consent or connivance</title><description>Liability of partnership and limited liability partnership when partner, etc., commits contravention with consent or connivance Where an offence of contravening any provision of t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236F-</link><title>Securities and Futures Act 2001 - 236F Civil penalty when partnership or limited liability partnership fails to prevent or detect contravention by partner, etc.</title><description>Civil penalty when partnership or limited liability partnership fails to prevent or detect contravention by partner, etc. A partnership or limited liability partnership which fail...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236G-</link><title>Securities and Futures Act 2001 - 236G Civil liability of partnership or limited liability partnership for contravention by partner, etc.</title><description>Civil liability of partnership or limited liability partnership for contravention by partner, etc. A defendant partnership which has gained a profit or avoided a loss as a result ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P25-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Officers, partners, etc., of entities</title><description>Officers, partners, etc., of entities</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236H-</link><title>Securities and Futures Act 2001 - 236H Civil penalty against officer of corporation, etc.</title><description>Civil penalty against officer of corporation, etc. Where it appears to the Authority that a corporation, partnership, limited liability partnership or unincorporated association (...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236I-</link><title>Securities and Futures Act 2001 - 236I Civil liability of officer of corporation, etc.</title><description>Civil liability of officer of corporation, etc. A defendant who has gained a profit or avoided a loss as a result of the contravention of a provision in this Part by a contravenin...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P25-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 General</title><description>General</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236J-</link><title>Securities and Futures Act 2001 - 236J Actions not to commence or stayed in certain situations</title><description>Actions not to commence or stayed in certain situations Except with the leave of court, no action may be brought against — a defendant corporation under section 236B, 236C or 236D...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236K-</link><title>Securities and Futures Act 2001 - 236K Civil liability in event of conviction or civil penalty</title><description>Civil liability in event of conviction or civil penalty Despite section 236D, 236G or 236I, where a defendant corporation, defendant partnership (including, in the case of a partn...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr236L-</link><title>Securities and Futures Act 2001 - 236L Order for disgorgement against third party</title><description>Order for disgorgement against third party Without affecting any action under section 234, 236, 236D, 236G, 236I or 236K, where — a person has been convicted by a court of an offe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P112-P26-</link><title>Securities and Futures Act 2001 - Division 6 Miscellaneous</title><description>Miscellaneous 2/2009</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr237-</link><title>Securities and Futures Act 2001 - 237 Jurisdiction of District Court</title><description>Jurisdiction of District Court A District Court has jurisdiction to hear and determine any action or application under Division 4 or 5 regardless of the monetary amount. 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr238-</link><title>Securities and Futures Act 2001 - 238 Rules of Court</title><description>Rules of Court Rules of Court may be made — to regulate and prescribe the procedure and practice to be followed in respect of proceedings under Divisions 4 and 5; and to provide f...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-</link><title>Securities and Futures Act 2001 - Part 13 OFFERS OF INVESTMENTS</title><description>OFFERS OF INVESTMENTS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-</link><title>Securities and Futures Act 2001 - Division 1 Securities and Securities‑based Derivatives Contracts</title><description>Securities and Securities‑based Derivatives Contracts 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239-</link><title>Securities and Futures Act 2001 - 239 Preliminary provisions</title><description>Preliminary provisions In this Division — borrowing entity means an entity that is or will be under a liability (whether or not such liability is present or future) to repay any m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239A-</link><title>Securities and Futures Act 2001 - 239A Authority may disapply this Division to certain offers</title><description>Authority may disapply this Division to certain offers Despite any provision to the contrary in this Division, where — an offer of securities or securities‑based derivatives contr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239B-</link><title>Securities and Futures Act 2001 - 239B Modification of provisions to certain offers</title><description>Modification of provisions to certain offers The Authority may, if it thinks it necessary in the interests of the public or a section of the public or for the protection of invest...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P31A-</link><title>Securities and Futures Act 2001 - Subdivision 1A Offers of units in and recognition of business trusts</title><description>Offers of units in and recognition of business trusts</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239C-</link><title>Securities and Futures Act 2001 - 239C Requirement for registration or recognition</title><description>Requirement for registration or recognition A person must not make an offer of units or derivatives of units in a business trust unless the business trust is a registered business...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239D-</link><title>Securities and Futures Act 2001 - 239D Power of Authority to recognise business trusts constituted outside Singapore</title><description>Power of Authority to recognise business trusts constituted outside Singapore The Authority may, upon an application made to it in such form and manner as may be prescribed and su...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239E-</link><title>Securities and Futures Act 2001 - 239E Power of Authority to impose conditions or restrictions</title><description>Power of Authority to impose conditions or restrictions The Authority may recognise a business trust under section 239D(1) subject to such conditions or restrictions as it thinks ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr239F-</link><title>Securities and Futures Act 2001 - 239F Revocation, suspension or withdrawal of recognition</title><description>Revocation, suspension or withdrawal of recognition The Authority may revoke the recognition of a recognised business trust granted under section 239D(1) if — the application for ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr240-</link><title>Securities and Futures Act 2001 - 240 Requirement for prospectus and profile statement, where relevant</title><description>Requirement for prospectus and profile statement, where relevant A person must not make an offer of securities or securities‑based derivatives contracts unless the offer — is made...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr240AA-</link><title>Securities and Futures Act 2001 - 240AA Requirement for product highlights sheet, where relevant</title><description>Requirement for product highlights sheet, where relevant A person must not make an offer of any relevant securities or securities‑based derivatives contracts, being an offer that ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr240AB-</link><title>Securities and Futures Act 2001 - 240AB Exemption from requirement for product highlights sheet</title><description>Exemption from requirement for product highlights sheet Despite section 337(1), the Authority may, by regulations made under section 341, exempt any person or class of persons fro...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr240A-</link><title>Securities and Futures Act 2001 - 240A Debenture issuance programme</title><description>Debenture issuance programme A prospectus for every offer of debentures or units of debentures that is part of a debenture issuance programme must comprise — a base prospectus app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr241-</link><title>Securities and Futures Act 2001 - 241 Lodging supplementary document or replacement document</title><description>Lodging supplementary document or replacement document If, after a prospectus or profile statement is registered but before the close of the offer of securities or securities‑base...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr242-</link><title>Securities and Futures Act 2001 - 242 Stop order for prospectus and profile statement</title><description>Stop order for prospectus and profile statement If a prospectus has been registered and — the Authority is of the opinion that the prospectus contains a false or misleading statem...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr243-</link><title>Securities and Futures Act 2001 - 243 Contents of prospectus</title><description>Contents of prospectus A prospectus for an offer of securities or securities‑based derivatives contracts must contain — all the information that investors and their professional a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr244-</link><title>Securities and Futures Act 2001 - 244 (Repealed)</title><description>Repealed by Act 16 of 2003</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr245-</link><title>Securities and Futures Act 2001 - 245 Retention of over‑subscriptions and statement of asset‑backing in debenture issues</title><description>Retention of over‑subscriptions and statement of asset‑backing in debenture issues An entity must not accept or retain subscriptions to a debenture issue in excess of the amount o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr246-</link><title>Securities and Futures Act 2001 - 246 Contents of profile statement</title><description>Contents of profile statement A profile statement for an offer of securities or securities‑based derivatives contracts must contain — the following particulars: identification of ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr247-</link><title>Securities and Futures Act 2001 - 247 Exemption from requirements as to form or content of prospectus or profile statement</title><description>Exemption from requirements as to form or content of prospectus or profile statement The Authority may exempt any person or any prospectus or profile statement from any requiremen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr248-</link><title>Securities and Futures Act 2001 - 248 Exemption for certain governmental and international entities as regards signing of copy of prospectus or profile statement by all directors or equivalent persons</title><description>Exemption for certain governmental and international entities as regards signing of copy of prospectus or profile statement by all directors or equivalent persons This section app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr249-</link><title>Securities and Futures Act 2001 - 249 Expert’s consent to issue of prospectus or profile statement containing statement by him or her</title><description>Expert’s consent to issue of prospectus or profile statement containing statement by him or her Where an offer of securities or securities‑based derivatives contracts is made in o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr249A-</link><title>Securities and Futures Act 2001 - 249A Consent of issue manager and underwriter to being named in prospectus or profile statement</title><description>Consent of issue manager and underwriter to being named in prospectus or profile statement Where an offer of securities or securities‑based derivatives contracts is made in or acc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr250-</link><title>Securities and Futures Act 2001 - 250 Duration of validity of prospectus and profile statement</title><description>Duration of validity of prospectus and profile statement A person must not make an offer of securities or securities‑based derivatives contracts, or allot, issue or sell any secur...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr251-</link><title>Securities and Futures Act 2001 - 251 Restrictions on advertisements, etc.</title><description>Restrictions on advertisements, etc. If a prospectus is required for an offer or intended offer of securities or securities‑based derivatives contracts, a person must not — advert...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr252-</link><title>Securities and Futures Act 2001 - 252 Persons liable on prospectus or profile statement to inform person making offer about certain deficiencies</title><description>Persons liable on prospectus or profile statement to inform person making offer about certain deficiencies A person referred to in section 254(3) (other than paragraph (a )) must ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr253-</link><title>Securities and Futures Act 2001 - 253 Criminal liability for false or misleading statements</title><description>Criminal liability for false or misleading statements Where an offer of securities or securities‑based derivatives contracts is made in or accompanied by a prospectus or profile s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr254-</link><title>Securities and Futures Act 2001 - 254 Civil liability for false or misleading statements</title><description>Civil liability for false or misleading statements Where an offer of securities or securities‑based derivatives contracts is made in or accompanied by a prospectus or profile stat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr255-</link><title>Securities and Futures Act 2001 - 255 Defences</title><description>Defences A person referred to in section 253(4)(a ), (b ) or (c ) is not liable under section 253(1), and a person referred to in section 254(3) is not liable under section 254(1)...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr256-</link><title>Securities and Futures Act 2001 - 256 (Repealed)</title><description>Repealed by Act 1 of 2005</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr257-</link><title>Securities and Futures Act 2001 - 257 Document containing offer of securities or securities‑based derivatives contracts for sale deemed prospectus</title><description>Document containing offer of securities or securities‑based derivatives contracts for sale deemed prospectus Subsection (2) applies where — an entity allots or agrees to allot to ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr258-</link><title>Securities and Futures Act 2001 - 258 Application and moneys to be held in trust in separate bank account until allotment</title><description>Application and moneys to be held in trust in separate bank account until allotment All application and other moneys paid prior to allotment by any applicant on account of securit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr259-</link><title>Securities and Futures Act 2001 - 259 Allotment of securities or securities‑based derivatives contracts where prospectus indicates application to list on approved exchange</title><description>Allotment of securities or securities‑based derivatives contracts where prospectus indicates application to list on approved exchange Where a prospectus states or implies that app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr260-</link><title>Securities and Futures Act 2001 - 260 Prohibition of allotment unless minimum subscription received</title><description>Prohibition of allotment unless minimum subscription received A person must not make an allotment of any securities or securities‑based derivatives contracts of a company or busin...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Debentures</title><description>Debentures</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr261-</link><title>Securities and Futures Act 2001 - 261 Preliminary provisions</title><description>Preliminary provisions Subject to subsection (1A), this Subdivision applies where an entity makes an offer of debentures. Sections 268, 269 and 270 do not apply if the borrowing e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr262-</link><title>Securities and Futures Act 2001 - 262 Offer of asset‑backed securities</title><description>Offer of asset‑backed securities An offer of asset‑backed securities is made only if they are issued by — a special purpose vehicle other than a trust; or the trustee of a trust t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr263-</link><title>Securities and Futures Act 2001 - 263 (Repealed)</title><description>Repealed by Act 16 of 2003</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr264-</link><title>Securities and Futures Act 2001 - 264 (Repealed)</title><description>Repealed by Act 16 of 2003</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr265-</link><title>Securities and Futures Act 2001 - 265 Power of court in relation to certain irredeemable debentures</title><description>Power of court in relation to certain irredeemable debentures Despite anything in any debenture or trust deed, the security for any debentures which are irredeemable or redeemable...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr265A-</link><title>Securities and Futures Act 2001 - 265A Requirement for trustees</title><description>Requirement for trustees Where an offer of debentures is made in or accompanied by a prospectus, the borrowing entity must appoint a trustee for the holders of debentures (called ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr266-</link><title>Securities and Futures Act 2001 - 266 Duties of trustees</title><description>Duties of trustees A trustee for the holders of debentures must — at all times exercise due diligence and vigilance in carrying out its functions and duties, and in safeguarding t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr267-</link><title>Securities and Futures Act 2001 - 267 Powers of trustee to apply to court for directions, etc.</title><description>Powers of trustee to apply to court for directions, etc. A trustee for the holders of debentures may apply to the court — for directions in relation to any matter arising in conne...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr267A-</link><title>Securities and Futures Act 2001 - 267A Right of Authority, approved exchange and holders of debentures to apply to court for order</title><description>Right of Authority, approved exchange and holders of debentures to apply to court for order Without affecting any other right of action or remedy in any written law or rule of law...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr268-</link><title>Securities and Futures Act 2001 - 268 Obligations of borrowing entity</title><description>Obligations of borrowing entity Deleted by Act 34 of 2012 Deleted by Act 34 of 2012 Deleted by Act 34 of 2012 Where there is a trustee for the holders of any debentures issued by ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr268A-</link><title>Securities and Futures Act 2001 - 268A Additional obligations of borrowing entity, where debentures are not listed on approved exchange</title><description>Additional obligations of borrowing entity, where debentures are not listed on approved exchange A borrowing entity that issues any debentures which are not listed on an approved ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr269-</link><title>Securities and Futures Act 2001 - 269 Obligation of guarantor entity to provide information</title><description>Obligation of guarantor entity to provide information For the purpose of the preparation of a report that, by this Subdivision, is required to be signed by or on behalf of the dir...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr270-</link><title>Securities and Futures Act 2001 - 270 Loans and deposits to be immediately repayable on certain events</title><description>Loans and deposits to be immediately repayable on certain events Where there is, in any prospectus issued in connection with an offer of debentures, a statement as to any particul...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr271-</link><title>Securities and Futures Act 2001 - 271 Liability of trustees for debenture holders</title><description>Liability of trustees for debenture holders Subject to this section, any provision contained in a trust deed relating to or securing an issue of debentures, or in any contract wit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr272-</link><title>Securities and Futures Act 2001 - 272 Issue or transfer of securities or securities‑based derivatives contracts for no consideration</title><description>Issue or transfer of securities or securities‑based derivatives contracts for no consideration Subdivisions (2) and (3) of this Division (other than section 257) do not apply to a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr272A-</link><title>Securities and Futures Act 2001 - 272A Small offers</title><description>Small offers Subdivisions (2) and (3) of this Division (other than section 257) do not apply to personal offers of securities or securities‑based derivatives contracts of an entit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr272B-</link><title>Securities and Futures Act 2001 - 272B Private placement</title><description>Private placement Subdivisions (2) and (3) of this Division (other than section 257) do not apply to offers of securities or securities‑based derivatives contracts of an entity or...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr273-</link><title>Securities and Futures Act 2001 - 273 Offer made under certain circumstances</title><description>Offer made under certain circumstances Subject to subsection (5), Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of securities or secu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr274-</link><title>Securities and Futures Act 2001 - 274 Offer made to institutional investors</title><description>Offer made to institutional investors Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of securities or securities‑based derivatives con...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr275-</link><title>Securities and Futures Act 2001 - 275 Offer made to accredited investors and certain other persons</title><description>Offer made to accredited investors and certain other persons Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of securities or securitie...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr276-</link><title>Securities and Futures Act 2001 - 276 Offer of securities acquired pursuant to section 274 or 275</title><description>Offer of securities acquired pursuant to section 274 or 275 Despite sections 272A, 272B, 273(1)(d ), (e ) and (f ), 277, 278 and 279 but subject to subsection (7), where securitie...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr277-</link><title>Securities and Futures Act 2001 - 277 Offer made using offer information statement</title><description>Offer made using offer information statement Subject to subsection (1A), Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of securities ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr278-</link><title>Securities and Futures Act 2001 - 278 Offer in respect of international debentures</title><description>Offer in respect of international debentures Subdivisions (2) and (3) of this Division (other than section 257) do not apply to an offer of debentures, or units of debentures, by ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr279-</link><title>Securities and Futures Act 2001 - 279 Offer of debentures made by Government or international financial institutions</title><description>Offer of debentures made by Government or international financial institutions Subdivisions (2) and (3) of this Division do not apply to an offer of debentures, or units of debent...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr280-</link><title>Securities and Futures Act 2001 - 280 Making offer using automated teller machine or electronic means</title><description>Making offer using automated teller machine or electronic means Subject to subsection (3) and such requirements as the Authority may prescribe, a person making an offer of securit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr280A-</link><title>Securities and Futures Act 2001 - 280A Information relating to certain offers</title><description>Information relating to certain offers The Authority may, by regulations made under section 341, require any person or class of persons to provide the Authority with such informat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr281-</link><title>Securities and Futures Act 2001 - 281 Revocation of exemption</title><description>Revocation of exemption Where the Authority considers that a person is contravening, or is likely to contravene, or has contravened any condition or restriction imposed under sect...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr282-</link><title>Securities and Futures Act 2001 - 282 Transactions under exempted offers subject to Division 2 of Part 12 of Companies Act 1967 and Part 12 of this Act</title><description>Transactions under exempted offers subject to Division 2 of Part 12 of Companies Act 1967 and Part 12 of this Act To avoid doubt, it is declared that in relation to any transactio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P21-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 General</title><description>General</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr282AA-</link><title>Securities and Futures Act 2001 - 282AA Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may, where it thinks it necessary or expedient in the interests of the public or a section of the public or for the protection...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-</link><title>Securities and Futures Act 2001 - Division 2 Collective Investment Schemes</title><description>Collective Investment Schemes</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Interpretation</title><description>Interpretation</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr283-</link><title>Securities and Futures Act 2001 - 283 Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — authorised real estate investment trust means a real estate investment trust that is a co...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr283A-</link><title>Securities and Futures Act 2001 - 283A Use of term "real estate investment trust"</title><description>Use of term real estate investment trust A person must not, when describing or referring to any arrangement the rights or interests of which are, will be or have been the subject ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr284-</link><title>Securities and Futures Act 2001 - 284 Code on Collective Investment Schemes</title><description>Code on Collective Investment Schemes For the more effective administration, supervision and control of collective investment schemes, the Authority may, under section 321, issue ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr284A-</link><title>Securities and Futures Act 2001 - 284A Authority may disapply this Division to certain offers and invitations</title><description>Authority may disapply this Division to certain offers and invitations Despite any provision to the contrary in this Division, where — an offer of units in a collective investment...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr284B-</link><title>Securities and Futures Act 2001 - 284B Division not to apply to certain collective investment schemes which are business trusts</title><description>Division not to apply to certain collective investment schemes which are business trusts This Division (other than section 283A) does not apply to an offer of units in a collectiv...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr284C-</link><title>Securities and Futures Act 2001 - 284C Modification of provisions to certain offers</title><description>Modification of provisions to certain offers The Authority may, if it thinks it necessary in the interests of the public or a section of the public or for the protection of invest...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Authorisation and recognition</title><description>Authorisation and recognition</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr285-</link><title>Securities and Futures Act 2001 - 285 Requirement for authorisation or recognition</title><description>Requirement for authorisation or recognition A person must not make an offer of units in a collective investment scheme if the collective investment scheme has not been authorised...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr286-</link><title>Securities and Futures Act 2001 - 286 Authorised schemes</title><description>Authorised schemes The Authority may, upon an application made to the Authority in such form and manner as may be prescribed by regulations made under section 341, authorise a col...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr287-</link><title>Securities and Futures Act 2001 - 287 Recognised schemes</title><description>Recognised schemes The Authority may, upon an application made to the Authority in such form and manner as may be prescribed by regulations made under section 341, recognise a col...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr288-</link><title>Securities and Futures Act 2001 - 288 Revocation, suspension or withdrawal of authorisation or recognition</title><description>Revocation, suspension or withdrawal of authorisation or recognition The Authority may revoke the authorisation of a collective investment scheme granted under section 286 or the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr289-</link><title>Securities and Futures Act 2001 - 289 Approval of trustees</title><description>Approval of trustees The Authority may, upon an application made to the Authority in such form and manner as may be prescribed by regulations made under section 341, approve a pub...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr290-</link><title>Securities and Futures Act 2001 - 290 Inspection of approved trustees</title><description>Inspection of approved trustees The Authority may, from time to time, inspect the books of an approved trustee. For the purpose of an inspection under this section, the approved t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr291-</link><title>Securities and Futures Act 2001 - 291 Duty of trustees to furnish Authority with such return and information as Authority requires</title><description>Duty of trustees to furnish Authority with such return and information as Authority requires An approved trustee must furnish such returns and provide such information relating to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292-</link><title>Securities and Futures Act 2001 - 292 Liability of trustees</title><description>Liability of trustees Subject to subsection (2), any provision in a trust deed required under section 286(2)(c ) or in any contract with the participants of a collective investmen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292A-</link><title>Securities and Futures Act 2001 - 292A Disqualification or removal of director or executive officer</title><description>Disqualification or removal of director or executive officer Despite the provisions of any other written law — an approved trustee must not, without the prior written consent of t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292B-</link><title>Securities and Futures Act 2001 - 292B Information of insolvency, etc.</title><description>Information of insolvency, etc. Any approved trustee which is or is likely to become insolvent, which is or is likely to become unable to meet its obligations, or which has suspen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292C-</link><title>Securities and Futures Act 2001 - 292C Interpretation of sections 292C to 292H</title><description>Interpretation of sections 292C to 292H In this section and sections 292D, 292E, 292F, 292G and 292H, unless the context otherwise requires — business includes affairs and propert...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292D-</link><title>Securities and Futures Act 2001 - 292D Action by Authority if approved trustee unable to meet obligations, etc.</title><description>Action by Authority if approved trustee unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subsection (2) as appears to it to b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292E-</link><title>Securities and Futures Act 2001 - 292E Effect of assumption of control under section 292D</title><description>Effect of assumption of control under section 292D Upon assuming control of the relevant business of an approved trustee, the Authority or statutory manager (as the case may be) m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292F-</link><title>Securities and Futures Act 2001 - 292F Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of an approved trustee when the Authority is satisfied that — the reasons for the Authority’...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292G-</link><title>Securities and Futures Act 2001 - 292G Responsibilities of officers, member, etc., of approved trustee</title><description>Responsibilities of officers, member, etc., of approved trustee During the period when the Authority or statutory manager is in control of the relevant business of an approved tru...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr292H-</link><title>Securities and Futures Act 2001 - 292H Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by an approved trustee — to a statuto...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr293-</link><title>Securities and Futures Act 2001 - 293 Authority may issue directions</title><description>Authority may issue directions The Authority may, where it thinks it necessary or expedient in the interests of the public or a section of the public or for the protection of inve...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr294-</link><title>Securities and Futures Act 2001 - 294 Service</title><description>Service Where a collective investment scheme — is authorised under section 286 and constituted as a unit trust, any document relating to the scheme is sufficiently served if serve...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295-</link><title>Securities and Futures Act 2001 - 295 Winding up</title><description>Winding up Where a collective investment scheme (other than one constituted as a VCC or sub‑fund) is to be wound up, whether under this section or otherwise, the responsible perso...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295A-</link><title>Securities and Futures Act 2001 - 295A Power to acquire units of participants of real estate investment trust in certain circumstances</title><description>Power to acquire units of participants of real estate investment trust in certain circumstances Where an arrangement or a contract involving the transfer of all of the units, or a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295B-</link><title>Securities and Futures Act 2001 - 295B Unclaimed money to be paid to Official Receiver</title><description>Unclaimed money to be paid to Official Receiver The Official Receiver who receives moneys arising from the proceeds of a sale or disposal under section 295A must place the moneys ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295C-</link><title>Securities and Futures Act 2001 - 295C Remedies in cases of oppression or injustice</title><description>Remedies in cases of oppression or injustice Any participant of a real estate investment trust may apply to a court for an order under this section on the ground — that the affair...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-P32A-</link><title>Securities and Futures Act 2001 - Subdivision 2A Voluntary transfer of business of approved trustee</title><description>Voluntary transfer of business of approved trustee</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295D-</link><title>Securities and Futures Act 2001 - 295D Interpretation of this Subdivision</title><description>Interpretation of this Subdivision In this Subdivision, unless the context otherwise requires — approved trustee means a trustee for collective investment schemes which are author...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295E-</link><title>Securities and Futures Act 2001 - 295E Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of an approved trustee) to a ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr295F-</link><title>Securities and Futures Act 2001 - 295F Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Prospectus requirements</title><description>Prospectus requirements</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr296-</link><title>Securities and Futures Act 2001 - 296 Requirement for prospectus and profile statement, where relevant</title><description>Requirement for prospectus and profile statement, where relevant A person must not make an offer of units in a collective investment scheme unless the offer — is made in or accomp...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr296A-</link><title>Securities and Futures Act 2001 - 296A Requirement for product highlights sheet, where relevant</title><description>Requirement for product highlights sheet, where relevant A person must not make an offer of units in a collective investment scheme, being an offer that is made in or accompanied ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr297-</link><title>Securities and Futures Act 2001 - 297 Stop order for prospectus and profile statement</title><description>Stop order for prospectus and profile statement If a prospectus has been registered and — the Authority is of the opinion that the prospectus contains a false or misleading statem...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr298-</link><title>Securities and Futures Act 2001 - 298 Lodging supplementary document or replacement document</title><description>Lodging supplementary document or replacement document If, after a prospectus or profile statement is registered but before the close of the offer of units in a collective investm...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr299-</link><title>Securities and Futures Act 2001 - 299 Duration of validity of prospectus and profile statement</title><description>Duration of validity of prospectus and profile statement A person must not make an offer of units in a collective investment scheme, or issue or sell any units in a collective inv...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr300-</link><title>Securities and Futures Act 2001 - 300 Restrictions on advertisements, etc.</title><description>Restrictions on advertisements, etc. If a prospectus is required for an offer, or intended offer of units in a collective investment scheme or proposed collective investment schem...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr301-</link><title>Securities and Futures Act 2001 - 301 Issue of units where prospectus indicates application to list on approved exchange</title><description>Issue of units where prospectus indicates application to list on approved exchange Where a prospectus states or implies that application has been or will be made for permission fo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr302-</link><title>Securities and Futures Act 2001 - 302 Application of provisions relating to securities and securities‑based derivatives contracts</title><description>Application of provisions relating to securities and securities‑based derivatives contracts Sections 247, 249, 249A, 252, 253, 254 and 255 apply, with the necessary modifications,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Exemptions</title><description>Exemptions</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr302A-</link><title>Securities and Futures Act 2001 - 302A Issue or transfer for no consideration</title><description>Issue or transfer for no consideration Subdivisions (2) and (3) of this Division do not apply to an offer of units in a collective investment scheme (other than an offer of an opt...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr302B-</link><title>Securities and Futures Act 2001 - 302B Small offers</title><description>Small offers Subdivisions (2) and (3) of this Division do not apply to personal offers of units in a collective investment scheme by a person if — the total amount raised by the p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr302C-</link><title>Securities and Futures Act 2001 - 302C Private placement</title><description>Private placement Subdivisions (2) and (3) of this Division do not apply to offers of units in a collective investment scheme that are made by a person if — the offers are made to...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr303-</link><title>Securities and Futures Act 2001 - 303 Offer or invitation made under certain circumstances</title><description>Offer or invitation made under certain circumstances Subdivision (3) of this Division does not apply to an offer of units in a collective investment scheme if it is made in relati...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr304-</link><title>Securities and Futures Act 2001 - 304 Offer made to institutional investors</title><description>Offer made to institutional investors Subdivisions (2) and (3) of this Division do not apply to an offer of units in a collective investment scheme (whether or not they have been ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr304A-</link><title>Securities and Futures Act 2001 - 304A First sale of units acquired pursuant to section 304</title><description>First sale of units acquired pursuant to section 304 Despite sections 302B, 302C, 303(1) and 305B but subject to subsection (2), where units in a collective investment scheme acqu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr305-</link><title>Securities and Futures Act 2001 - 305 Offer made to accredited investors and certain other persons</title><description>Offer made to accredited investors and certain other persons Except to such extent and with such modifications as the Authority may prescribe, Subdivisions (2) and (3) of this Div...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr305A-</link><title>Securities and Futures Act 2001 - 305A First sale of units acquired pursuant to section 305</title><description>First sale of units acquired pursuant to section 305 Despite sections 302B, 302C, 303(1) and 305B but subject to subsection (5), where units in a collective investment scheme acqu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr305B-</link><title>Securities and Futures Act 2001 - 305B Offer made using offer information statement</title><description>Offer made using offer information statement Subject to subsection (2), Subdivision (3) of this Division does not apply to an offer of units in a collective investment scheme whos...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr305C-</link><title>Securities and Futures Act 2001 - 305C Making offer using automated teller machine or electronic means</title><description>Making offer using automated teller machine or electronic means Subject to subsection (3) and such requirements as the Authority may prescribe, a person making an offer of units i...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr306-</link><title>Securities and Futures Act 2001 - 306 Power of Authority to exempt</title><description>Power of Authority to exempt The Authority may exempt any person or class of persons, subject to such conditions as the Authority may determine, from complying with all or any of ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr307-</link><title>Securities and Futures Act 2001 - 307 Revocation of exemption</title><description>Revocation of exemption Where the Authority considers that it is necessary in the interests of the public or for the protection of investors, it may revoke any exemption under thi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr308-</link><title>Securities and Futures Act 2001 - 308 Transactions under exempted offers subject to Division 2 of Part 12 of Companies Act 1967, Division 2 of Part 13 of the Variable Capital Companies Act 2018, and Part 12 of this Act</title><description>Transactions under exempted offers subject to Division 2 of Part 12 of Companies Act 1967, Division 2 of Part 13 of the Variable Capital Companies Act 2018, and Part 12 of this Ac...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P23-</link><title>Securities and Futures Act 2001 - Division 3 Hawking of Securities, Securities‑based Derivatives Contracts and Units in Collective Investment Scheme</title><description>Hawking of Securities, Securities‑based Derivatives Contracts and Units in Collective Investment Scheme 4/2017</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr309-</link><title>Securities and Futures Act 2001 - 309 Securities hawking prohibited</title><description>Securities hawking prohibited A person must not — make an offer to any person of units in a collective investment scheme, securities or securities‑based derivatives contracts for ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P113-P24-</link><title>Securities and Futures Act 2001 - Division 4 Capital Markets Products</title><description>Capital Markets Products</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr309A-</link><title>Securities and Futures Act 2001 - 309A Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — issuer means — in relation to an offer of units in a collective investment scheme, the re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr309B-</link><title>Securities and Futures Act 2001 - 309B Obligation of issuer to determine, and to notify approved exchange and relevant person of, classification of capital markets products</title><description>Obligation of issuer to determine, and to notify approved exchange and relevant person of, classification of capital markets products An issuer must not make an offer of any capit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr309C-</link><title>Securities and Futures Act 2001 - 309C Use of term "capital protected" or "principal protected"</title><description>Use of term capital protected or principal protected A person must not, when describing or referring to any capital markets products which are, will be or have been the subject of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr309D-</link><title>Securities and Futures Act 2001 - 309D Use of term "product highlights sheet"</title><description>Use of term product highlights sheet A person must not, when describing or referring to any publication in respect of any offer or intended offer of any capital markets products, ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P114-</link><title>Securities and Futures Act 2001 - Part 14 APPEALS</title><description>APPEALS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr310-</link><title>Securities and Futures Act 2001 - 310 Appeals to Minister</title><description>Appeals to Minister Where an appeal is made to the Minister under this Act, the Minister may confirm, vary or reverse the decision of the Authority on appeal, or give such directi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr311-</link><title>Securities and Futures Act 2001 - 311 Appeal Advisory Committees</title><description>Appeal Advisory Committees To enable the Appeal Advisory Committees to be constituted under section 310, the Minister must appoint a panel (called in this Part the Appeal Advisory...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr312-</link><title>Securities and Futures Act 2001 - 312 Disclosure of information</title><description>Disclosure of information Nothing in this Act requires the Minister or any public servant to disclose facts which he or she considers to be against the interest of the public to d...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr313-</link><title>Securities and Futures Act 2001 - 313 Regulations for purposes of this Part</title><description>Regulations for purposes of this Part The Minister may make regulations for the purposes and provisions of this Part and for the due administration thereof. Without limiting subse...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=P115-</link><title>Securities and Futures Act 2001 - Part 15 MISCELLANEOUS</title><description>MISCELLANEOUS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr314-</link><title>Securities and Futures Act 2001 - 314 (Repealed)</title><description>Repealed by Act 1 of 2005</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr315-</link><title>Securities and Futures Act 2001 - 315 (Repealed)</title><description>Repealed by Act 1 of 2005</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr316-</link><title>Securities and Futures Act 2001 - 316 Opportunity to be heard</title><description>Opportunity to be heard Where this Act provides for a person to be given an opportunity to be heard by the Authority, the Authority may prescribe the manner in which the person mu...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr317-</link><title>Securities and Futures Act 2001 - 317 Records</title><description>Records Without affecting sections 94, 99C, 101A(7) and (8), 123U and 123ZQ, the Authority must keep such records as it considers necessary, in such form as it thinks fit. 2/2009;...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr318-</link><title>Securities and Futures Act 2001 - 318 Size, durability and legibility of records delivered to Authority</title><description>Size, durability and legibility of records delivered to Authority For the purposes of securing that the records provided to or lodged with the Authority under this Act are of a st...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr318A-</link><title>Securities and Futures Act 2001 - 318A Translation of instruments</title><description>Translation of instruments Where a person submits or provides to or lodges with the Authority any book, application, return, report, prospectus, statement or other information or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr319-</link><title>Securities and Futures Act 2001 - 319 Supply of magnetic tapes — exclusion of liability for errors or omissions</title><description>Supply of magnetic tapes — exclusion of liability for errors or omissions Where the Authority provides information, whether in bulk or otherwise, to any person by way of magnetic ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr320-</link><title>Securities and Futures Act 2001 - 320 Appointment of assistants</title><description>Appointment of assistants Subject to subsection (1A), the Authority may appoint any person to exercise any of its powers or perform any of its functions or duties under this Act, ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr321-</link><title>Securities and Futures Act 2001 - 321 Codes, guidelines, etc., by Authority</title><description>Codes, guidelines, etc., by Authority The Authority may issue, in such manner as it considers appropriate, such codes, guidelines, policy statements, practice notes and no‑action ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr322-</link><title>Securities and Futures Act 2001 - 322 Power of Authority to publish information</title><description>Power of Authority to publish information The Authority may, where it thinks it necessary or expedient in the interests of the public or section of the public or for the protectio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr323-</link><title>Securities and Futures Act 2001 - 323 (Repealed)</title><description>Repealed by Act 24 of 2003</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr324-</link><title>Securities and Futures Act 2001 - 324 Power of court to prohibit payment or transfer of moneys, capital markets products, etc.</title><description>Power of court to prohibit payment or transfer of moneys, capital markets products, etc. A court may, on an application by the Authority, make one or more of the orders referred t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr325-</link><title>Securities and Futures Act 2001 - 325 Power of court to make certain orders</title><description>Power of court to make certain orders Where — on the application of the Authority, it appears to the court that a person — has committed an offence under this Act; has contravened...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr326-</link><title>Securities and Futures Act 2001 - 326 Injunctions</title><description>Injunctions Where a person has engaged, is engaging or is likely to engage in any conduct that constitutes or would constitute a contravention of this Act, the court may, on the a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr327-</link><title>Securities and Futures Act 2001 - 327 Criminal jurisdiction of District Court</title><description>Criminal jurisdiction of District Court Despite any provision to the contrary in the Criminal Procedure Code 2010, a District Court has jurisdiction to try any offence under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr328-</link><title>Securities and Futures Act 2001 - 328 Falsification of records by officer, employee or agent of relevant person</title><description>Falsification of records by officer, employee or agent of relevant person Any officer, auditor, employee or agent of any relevant person who — wilfully makes, or causes to be made...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr329-</link><title>Securities and Futures Act 2001 - 329 Duty not to provide false information to Authority</title><description>Duty not to provide false information to Authority Any person who provides the Authority with any information under this Act must use due care to ensure that the information is no...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr330-</link><title>Securities and Futures Act 2001 - 330 Duty not to provide false statements to approved exchange, licensed trade repository, approved clearing house, recognised clearing house, authorised benchmark administrator, exempt benchmark administrator and Securities Industry Council</title><description>Duty not to provide false statements to approved exchange, licensed trade repository, approved clearing house, recognised clearing house, authorised benchmark administrator, exemp...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr331-</link><title>Securities and Futures Act 2001 - 331 Corporate offenders and unincorporated associations</title><description>Corporate offenders and unincorporated associations Where an offence under this Act committed by a body corporate is proved to have been committed with the consent or connivance o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr332-</link><title>Securities and Futures Act 2001 - 332 Offences by officers</title><description>Offences by officers Any person, being an officer of an approved holding company, an approved exchange, a recognised market operator, a licensed trade repository, a licensed forei...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr333-</link><title>Securities and Futures Act 2001 - 333 Penalties for corporations</title><description>Penalties for corporations Subject to subsections (2) and (3), where a corporation is convicted of an offence under this Act, the penalty that the court may impose is a fine not e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr334-</link><title>Securities and Futures Act 2001 - 334 Power of Authority to reprimand for misconduct</title><description>Power of Authority to reprimand for misconduct Where the Authority is satisfied that a relevant person is guilty of misconduct, the Authority may, if it thinks it necessary in the...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr336-</link><title>Securities and Futures Act 2001 - 336 Proceedings with consent of Public Prosecutor and power to compound offences</title><description>Proceedings with consent of Public Prosecutor and power to compound offences Proceedings for an offence against any provisions of Part 12 may be taken only with the consent of the...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr337-</link><title>Securities and Futures Act 2001 - 337 Exemption</title><description>Exemption The Authority may, by regulations, exempt any person, capital markets product, matter or transaction, or any class thereof, from all or any of the provisions of this Act...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr338-</link><title>Securities and Futures Act 2001 - 338 Power to make regulations giving effect to treaty, etc.</title><description>Power to make regulations giving effect to treaty, etc. Without limiting section 341, the Authority may make regulations prescribing the matters necessary or expedient to give eff...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr339-</link><title>Securities and Futures Act 2001 - 339 Extra‑territoriality of Act</title><description>Extra‑territoriality of Act Where a person does an act partly in and partly outside Singapore which, if done wholly in Singapore, would constitute an offence against any provision...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr340-</link><title>Securities and Futures Act 2001 - 340 Amendment of Schedules</title><description>Amendment of Schedules The Minister may by order in the Gazette , amend, add to or vary the First, Second, Third or Fourth Schedule. The Minister may, in any order made under subs...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=pr341-</link><title>Securities and Futures Act 2001 - 341 Regulations</title><description>Regulations The Authority may make regulations for carrying out the purposes and provisions of this Act and for the due administration thereof. Without limiting subsection (1), th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=Sc1-</link><title>Securities and Futures Act 2001 - First Schedule </title><description>Sections 2(1) and 340(1) Market Definition of organised market In this Act, organised market means — a place at which, or a facility (whether electronic or otherwise) by means of ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=Sc2-</link><title>Securities and Futures Act 2001 - Second Schedule Regulated activities</title><description>Sections 2(1) and 340(1) and (4) Regulated activities TYPES OF REGULATED ACTIVITIES The following are regulated activities for the purposes of this Act: dealing in capital markets...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=Sc3-</link><title>Securities and Futures Act 2001 - Third Schedule Specified persons</title><description>Sections 82(2) and 340(1) Specified persons Any company licensed under the Trust Companies Act 2005 whose carrying on of the business in that regulated activity is solely incident...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=Sc4-</link><title>Securities and Futures Act 2001 - Fourth Schedule Specified provisions</title><description>Sections 320(1A) and 340(1) Specified provisions Section 7(7) Section 27(11) Section 28(12) Section 46AAG(2) Section 46U(11) Section 46V(12) Section 46ZL(2) Section 49(7) Section ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=xv-</link><title>Securities and Futures Act 2001 - Legislative History</title><description>This Legislative History is a service provided by the Law Revision Commission on a best-efforts basis. It is not part of the Act. Part 1 Securities Industry Act, 1973 (Act 17 of 1...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act-Rev/SFA2001/Published?DocDate=20211231&amp;ProvIds=xy-</link><title>Securities and Futures Act 2001 - Comparative Table</title><description>This Act has undergone renumbering in the 2020 Revised Edition. This Comparative Table is provided to help readers locate the corresponding provisions in the last Revised Edition....</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=al-</link><title>Securities and Futures Act 2001 - Long Title</title><description>An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading, of financial benchmarks ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P11-</link><title>Securities and Futures Act 2001 - Part 1 PRELIMINARY</title><description>PRELIMINARY</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr1-</link><title>Securities and Futures Act 2001 - 1 Short title</title><description>Short title This Act is the Securities and Futures Act 2001 .</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr2-</link><title>Securities and Futures Act 2001 - 2 Interpretation</title><description>Interpretation In this Act, unless the context otherwise requires — administering a designated benchmark means — controlling the development of the definition of a designated benc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr3-</link><title>Securities and Futures Act 2001 - 3 Associated person</title><description>Associated person Unless the context otherwise requires, any reference in this Act to a person associated with another person is a reference to — where the other person is a corpo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr4-</link><title>Securities and Futures Act 2001 - 4 Interest in securities, securities‑based derivatives contracts or units in collective investment scheme</title><description>Interest in securities, securities‑based derivatives contracts or units in collective investment scheme Subject to this section, a person has an interest in securities, securities...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr4A-</link><title>Securities and Futures Act 2001 - 4A Specific classes of investors</title><description>Specific classes of investors Subject to subsection (2), unless the context otherwise requires — accredited investor means — an individual — whose net personal assets exceed in va...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr4B-</link><title>Securities and Futures Act 2001 - 4B Application</title><description>Application This Act does not apply to a person in respect of whom a transitional approval or transitional licence mentioned in section 66 of the Commodity Trading Act 1992 is in ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12-</link><title>Securities and Futures Act 2001 - Part 2 ORGANISED MARKETS</title><description>ORGANISED MARKETS</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr5-</link><title>Securities and Futures Act 2001 - 5 Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote fair, orderly and transparent markets; to facilitate efficient markets for the allocation of capital and the t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr6-</link><title>Securities and Futures Act 2001 - 6 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — foreign corporation means a corporation that is formed or incorporated outside Singapore; Singapo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=P12-P21-</link><title>Securities and Futures Act 2001 - Division 1 Establishment of Organised Markets</title><description>Establishment of Organised Markets</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr7-</link><title>Securities and Futures Act 2001 - 7 Requirement for approval or recognition</title><description>Requirement for approval or recognition A person must not establish or operate an organised market, or hold itself out as operating an organised market, unless the person is — an ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr8-</link><title>Securities and Futures Act 2001 - 8 Application for approval or recognition</title><description>Application for approval or recognition A Singapore corporation may apply to the Authority to be — approved as an approved exchange; or recognised as a recognised market operator....</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr9-</link><title>Securities and Futures Act 2001 - 9 Power of Authority to approve exchanges and recognise market operators</title><description>Power of Authority to approve exchanges and recognise market operators Where a Singapore corporation makes an application under section 8(1), the Authority may — in the case of an...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=pr10-</link><title>Securities and Futures Act 2001 - 10 General criteria to be taken into account by Authority</title><description>General criteria to be taken into account by Authority The Authority may by regulations made under section 44 prescribe the criteria that the Authority may take into account for t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr11-</link><title>Securities and Futures Act 2001 - 11 Annual fees payable by approved exchange and recognised market operator</title><description>Annual fees payable by approved exchange and recognised market operator Every approved exchange and every recognised market operator must pay to the Authority such annual fees as ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr12-</link><title>Securities and Futures Act 2001 - 12 Change in status</title><description>Change in status A Singapore corporation that is an approved exchange or a recognised market operator may apply to the Authority to change its status in the manner mentioned in su...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr13-</link><title>Securities and Futures Act 2001 - 13 Cancellation of approval or recognition</title><description>Cancellation of approval or recognition An approved exchange or a recognised market operator that intends to cease operating its organised market or, where it operates more than o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr14-</link><title>Securities and Futures Act 2001 - 14 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved exchange under section 9(1)(a ), any recognit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Approved Exchanges</title><description>Regulation of Approved Exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved exchanges</title><description>Obligations of approved exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr15-</link><title>Securities and Futures Act 2001 - 15 General obligations</title><description>General obligations An approved exchange must — as far as is reasonably practicable, ensure that every organised market it operates is a fair, orderly and transparent organised ma...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr16-</link><title>Securities and Futures Act 2001 - 16 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters An approved exchange must, as soon as practicable after the occurrence of any of the following circumstances, notify the Authorit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr17-</link><title>Securities and Futures Act 2001 - 17 Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 15(1)(b ), an approved exchange must ensure that the systems and controls concerning the assessment and management of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr18-</link><title>Securities and Futures Act 2001 - 18 Obligation to maintain proper records</title><description>Obligation to maintain proper records An approved exchange must maintain a record of all transactions effected through its organised market in accordance with regulations mentione...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr19-</link><title>Securities and Futures Act 2001 - 19 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports An approved exchange must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may prescribe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr20-</link><title>Securities and Futures Act 2001 - 20 Obligation to assist Authority</title><description>Obligation to assist Authority An approved exchange must provide such assistance to the Authority as the Authority may require for the performance of the Authority’s functions and...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr21-</link><title>Securities and Futures Act 2001 - 21 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), an approved exchange and its officers and employees must maintain, and aid in maintaining, the confidentiality of...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr22-</link><title>Securities and Futures Act 2001 - 22 Penalties under this Subdivision</title><description>Penalties under this Subdivision Any approved exchange which contravenes section 15(1), 16(1) or (3), 18(1), 19, 20 or 21(1) shall be guilty of an offence and shall be liable on c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved exchanges</title><description>Rules of approved exchanges</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr23-</link><title>Securities and Futures Act 2001 - 23 Business rules and listing rules of approved exchanges</title><description>Business rules and listing rules of approved exchanges Without limiting sections 15 and 44 — the Authority may by regulations made under section 44 prescribe the matters that an a...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr24-</link><title>Securities and Futures Act 2001 - 24 Business rules of approved exchanges have effect as contract</title><description>Business rules of approved exchanges have effect as contract The business rules of an approved exchange are to be treated, and are to operate, as a binding contract — between the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr25-</link><title>Securities and Futures Act 2001 - 25 Power of court to order observance or enforcement of business rules or listing rules</title><description>Power of court to order observance or enforcement of business rules or listing rules Where any person (A ) which is under an obligation to comply with, observe, enforce or give ef...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr26-</link><title>Securities and Futures Act 2001 - 26 Non‑compliance with business rules or listing rules not to substantially affect rights of person</title><description>Non‑compliance with business rules or listing rules not to substantially affect rights of person Any failure by an approved exchange to comply with — this Act; its business rules;...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr27-</link><title>Securities and Futures Act 2001 - 27 Control of substantial shareholding in approved exchange</title><description>Control of substantial shareholding in approved exchange A person must not enter into any agreement to acquire shares in an approved exchange by virtue of which the person would, ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr28-</link><title>Securities and Futures Act 2001 - 28 Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons An approved exchange must not appoint a person as its chairperson, chief executive officer or director u...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr29-</link><title>Securities and Futures Act 2001 - 29 Listing, de‑listing or trading of certain instruments, contracts and transactions</title><description>Listing, de‑listing or trading of certain instruments, contracts and transactions An approved exchange must, in respect of any relevant product that is listed or permitted for tra...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr30-</link><title>Securities and Futures Act 2001 - 30 Listing of approved exchange on organised market</title><description>Listing of approved exchange on organised market The securities or securities‑based derivatives contracts of an approved exchange must not be listed for quotation on an organised ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr31-</link><title>Securities and Futures Act 2001 - 31 Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of an approved exchange, in the course of the performance of the auditor’s duties, becomes aware of any matter ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Immunity</title><description>Immunity</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr32-</link><title>Securities and Futures Act 2001 - 32 Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability is incurred by — an approved exchange; or any person acting on behalf of an approved exchange, for any thi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12-P23-</link><title>Securities and Futures Act 2001 - Division 3 Regulation of Recognised Market Operators</title><description>Regulation of Recognised Market Operators</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr33-</link><title>Securities and Futures Act 2001 - 33 General obligations</title><description>General obligations A recognised market operator must — as far as is reasonably practicable, ensure that every organised market it operates is a fair, orderly and transparent orga...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr34-</link><title>Securities and Futures Act 2001 - 34 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A recognised market operator must, as soon as practicable after the occurrence of any of the following circumstances, notify the ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr35-</link><title>Securities and Futures Act 2001 - 35 Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 33(1)(b ), a recognised market operator must ensure that the systems and controls concerning the assessment and manag...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr36-</link><title>Securities and Futures Act 2001 - 36 Obligation to maintain proper records</title><description>Obligation to maintain proper records A recognised market operator must maintain a record of all transactions effected through its organised market in accordance with regulations ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr37-</link><title>Securities and Futures Act 2001 - 37 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A recognised market operator must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr38-</link><title>Securities and Futures Act 2001 - 38 Obligation to assist Authority</title><description>Obligation to assist Authority A recognised market operator must provide such assistance to the Authority as the Authority may require for the performance of the functions and dut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr39-</link><title>Securities and Futures Act 2001 - 39 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a recognised market operator and its officers and employees must maintain, and aid in maintaining, the confidenti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr40-</link><title>Securities and Futures Act 2001 - 40 Non‑compliance with business rules or listing rules not to substantially affect rights of person</title><description>Non‑compliance with business rules or listing rules not to substantially affect rights of person Any failure by a recognised market operator to comply with — this Act; its busines...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr41-</link><title>Securities and Futures Act 2001 - 41 Listing, de‑listing or trading of certain instruments, contracts and transactions</title><description>Listing, de‑listing or trading of certain instruments, contracts and transactions A recognised market operator must, in respect of any relevant product that is listed or permitted...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr42-</link><title>Securities and Futures Act 2001 - 42 Penalties under this Division</title><description>Penalties under this Division Any recognised market operator which contravenes section 33(1), 34, 36(1), 37, 38 or 39(1) shall be guilty of an offence and shall be liable on convi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12-P24-</link><title>Securities and Futures Act 2001 - Division 4 General Powers of Authority</title><description>General Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr43-</link><title>Securities and Futures Act 2001 - 43 Power of Authority to remove officers</title><description>Power of Authority to remove officers Subsection (2) applies if the Authority is satisfied that an officer of an approved exchange or a recognised market operator (such approved e...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr44-</link><title>Securities and Futures Act 2001 - 44 Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations — relating to the app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr45-</link><title>Securities and Futures Act 2001 - 45 Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may issue directions, whether of a general or specific nature, by written notice, to an approved exchange or a recognised mark...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46-</link><title>Securities and Futures Act 2001 - 46 Power of Authority in organised market</title><description>Power of Authority in organised market Without limiting section 45, where the Authority is of the opinion that it is necessary to prohibit trading in — particular securities of, o...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46AA-</link><title>Securities and Futures Act 2001 - 46AA Emergency powers of Authority</title><description>Emergency powers of Authority Where the Authority has reason to believe that an emergency exists, or thinks that it is necessary or expedient in the interests of the public or a s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAA-</link><title>Securities and Futures Act 2001 - 46AAA Interpretation of sections 46AAA to 46AAF</title><description>Interpretation of sections 46AAA to 46AAF In this section and sections 46AAB to 46AAF, unless the context otherwise requires — business includes affairs and property; office holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46AAB-</link><title>Securities and Futures Act 2001 - 46AAB Action by Authority if approved exchange or recognised market operator unable to meet obligations, etc.</title><description>Action by Authority if approved exchange or recognised market operator unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subse...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAC-</link><title>Securities and Futures Act 2001 - 46AAC Effect of assumption of control under section 46AAB</title><description>Effect of assumption of control under section 46AAB Upon assuming control of the relevant business of an approved exchange or a recognised market operator, the Authority or statut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46AAD-</link><title>Securities and Futures Act 2001 - 46AAD Duration of control</title><description>Duration of control The Authority must cease control of the relevant business of an approved exchange or a recognised market operator if the Authority is satisfied that — the reas...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAE-</link><title>Securities and Futures Act 2001 - 46AAE Responsibilities of officers, member, etc., of approved exchange or recognised market operator</title><description>Responsibilities of officers, member, etc., of approved exchange or recognised market operator During the period when the Authority or statutory manager is in control of the relev...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46AAF-</link><title>Securities and Futures Act 2001 - 46AAF Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by an approved exchange or a recognis...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAG-</link><title>Securities and Futures Act 2001 - 46AAG Power of Authority to exempt approved exchange or recognised market operator from provisions of this Part</title><description>Power of Authority to exempt approved exchange or recognised market operator from provisions of this Part The Authority may, by regulations made under section 44, exempt — any app...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12-P25-</link><title>Securities and Futures Act 2001 - Division 5 Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator</title><description>Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAH-</link><title>Securities and Futures Act 2001 - 46AAH Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46AAI-</link><title>Securities and Futures Act 2001 - 46AAI Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of an approved exchange or a ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46AAJ-</link><title>Securities and Futures Act 2001 - 46AAJ Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-</link><title>Securities and Futures Act 2001 - Part 2A TRADE REPOSITORIES</title><description>TRADE REPOSITORIES 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46A-</link><title>Securities and Futures Act 2001 - 46A Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote safe and efficient trade repositories; to promote transparent markets through timely and reliable access to in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46B-</link><title>Securities and Futures Act 2001 - 46B Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — foreign trade repository means a trade repository which is incorporated or formed outside Singapo...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P12A-P21-</link><title>Securities and Futures Act 2001 - Division 1 Licensing of Trade Repositories</title><description>Licensing of Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46C-</link><title>Securities and Futures Act 2001 - 46C Holding out as licensed trade repository or licensed foreign trade repository</title><description>Holding out as licensed trade repository or licensed foreign trade repository A person must not hold out that the person is — a licensed trade repository, unless the person has in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46D-</link><title>Securities and Futures Act 2001 - 46D Application for licence</title><description>Application for licence A corporation that is, or intends to be, a Singapore trade repository may apply to the Authority for the grant of a trade repository licence. 34/2012 A cor...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46E-</link><title>Securities and Futures Act 2001 - 46E Power of Authority to grant trade repository licence or foreign trade repository licence</title><description>Power of Authority to grant trade repository licence or foreign trade repository licence Where a corporation referred to in section 46D(1) has made an application under that provi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46F-</link><title>Securities and Futures Act 2001 - 46F Annual fees payable by licensed trade repository or licensed foreign trade repository</title><description>Annual fees payable by licensed trade repository or licensed foreign trade repository Every licensed trade repository and every licensed foreign trade repository must pay to the A...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46G-</link><title>Securities and Futures Act 2001 - 46G Cancellation of trade repository licence or foreign trade repository licence</title><description>Cancellation of trade repository licence or foreign trade repository licence A corporation which intends to cease operating as a licensed trade repository or licensed foreign trad...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46H-</link><title>Securities and Futures Act 2001 - 46H Power of Authority to revoke trade repository licence or foreign trade repository licence</title><description>Power of Authority to revoke trade repository licence or foreign trade repository licence The Authority may revoke a trade repository licence or foreign trade repository licence g...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=P12A-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Licensed Trade Repositories</title><description>Regulation of Licensed Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of licensed trade repositories</title><description>Obligations of licensed trade repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46I-</link><title>Securities and Futures Act 2001 - 46I General obligations</title><description>General obligations A licensed trade repository — must operate in a safe and efficient manner in its capacity as a trade repository; must manage any risks associated with its busi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46J-</link><title>Securities and Futures Act 2001 - 46J Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 46I(1)(b ), a licensed trade repository must — ensure that the systems and controls concerning the assessment and man...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46K-</link><title>Securities and Futures Act 2001 - 46K Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A licensed trade repository must, as soon as practicable after the occurrence of any of the following circumstances, give the Aut...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46L-</link><title>Securities and Futures Act 2001 - 46L Obligation to maintain proper records</title><description>Obligation to maintain proper records A licensed trade repository must maintain a record of all transactions reported to the licensed trade repository. 34/2012 The Authority may p...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46M-</link><title>Securities and Futures Act 2001 - 46M Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A licensed trade repository must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may pr...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46N-</link><title>Securities and Futures Act 2001 - 46N Obligation to assist Authority</title><description>Obligation to assist Authority A licensed trade repository must provide such assistance to the Authority as the Authority may require for the performance of the functions and duti...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46O-</link><title>Securities and Futures Act 2001 - 46O Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a licensed trade repository and its officers and employees must maintain, and aid in maintaining, the confidentia...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46P-</link><title>Securities and Futures Act 2001 - 46P Penalties under this Subdivision</title><description>Penalties under this Subdivision Any licensed trade repository which contravenes section 46I(1), 46J, 46K(1) or (3), 46L(1), 46M, 46N or 46O(1) or (4) shall be guilty of an offenc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of licensed trade repositories</title><description>Rules of licensed trade repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46Q-</link><title>Securities and Futures Act 2001 - 46Q Business rules of licensed trade repositories</title><description>Business rules of licensed trade repositories Without limiting sections 46I and 46ZJ — the Authority may prescribe the matters that a licensed trade repository must provide for in...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46R-</link><title>Securities and Futures Act 2001 - 46R Business rules of licensed trade repositories have effect as contract</title><description>Business rules of licensed trade repositories have effect as contract The business rules of a licensed trade repository are deemed to be, and operate as, a binding contract betwee...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46S-</link><title>Securities and Futures Act 2001 - 46S Power of court to order observance or enforcement of business rules</title><description>Power of court to order observance or enforcement of business rules Where any person who is under an obligation to comply with, observe, enforce or give effect to the business rul...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr46T-</link><title>Securities and Futures Act 2001 - 46T Non‑compliance with business rules not to substantially affect rights of person</title><description>Non‑compliance with business rules not to substantially affect rights of person Any failure by a licensed trade repository to comply with this Act or its business rules in relatio...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46U-</link><title>Securities and Futures Act 2001 - 46U Control of substantial shareholding in licensed trade repository</title><description>Control of substantial shareholding in licensed trade repository A person must not enter into any agreement to acquire shares in a licensed trade repository, being an agreement by...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46V-</link><title>Securities and Futures Act 2001 - 46V Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons A licensed trade repository must not appoint a person as its chairperson, chief executive officer or dir...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-P22-P34-</link><title>Securities and Futures Act 2001 - Subdivision 4 Powers of Authority</title><description>Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46W-</link><title>Securities and Futures Act 2001 - 46W (Repealed)</title><description>Repealed by Act 10 of 2013</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46X-</link><title>Securities and Futures Act 2001 - 46X Additional powers of Authority in respect of auditors</title><description>Additional powers of Authority in respect of auditors If an auditor of a licensed trade repository, in the course of the performance of his or her duties, becomes aware of any mat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46Y-</link><title>Securities and Futures Act 2001 - 46Y Emergency powers of Authority</title><description>Emergency powers of Authority Where the Authority has reason to believe that an emergency exists, or thinks that it is necessary or expedient in the interests of the public or a s...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr46Z-</link><title>Securities and Futures Act 2001 - 46Z Power of Authority to remove officers of licensed trade repository</title><description>Power of Authority to remove officers of licensed trade repository Where the Authority is satisfied that any of the following applies to an officer of a licensed trade repository,...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P12A-P22-P35-</link><title>Securities and Futures Act 2001 - Subdivision 5 Immunity</title><description>Immunity</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZA-</link><title>Securities and Futures Act 2001 - 46ZA Immunity from criminal or civil liability</title><description>Immunity from criminal or civil liability No criminal or civil liability shall be incurred by a licensed trade repository, or by any person specified in subsection (2), for any th...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12A-P23-</link><title>Securities and Futures Act 2001 - Division 3 Regulation of Licensed Foreign Trade Repositories</title><description>Regulation of Licensed Foreign Trade Repositories</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZB-</link><title>Securities and Futures Act 2001 - 46ZB General obligations</title><description>General obligations A licensed foreign trade repository — must operate in a safe and efficient manner in its capacity as a trade repository; must manage any risks associated with ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZC-</link><title>Securities and Futures Act 2001 - 46ZC Obligation to manage risks prudently</title><description>Obligation to manage risks prudently Without limiting section 46ZB(1)(b ), a licensed foreign trade repository must — ensure that the systems and controls concerning the assessmen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZD-</link><title>Securities and Futures Act 2001 - 46ZD Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters A licensed foreign trade repository must, as soon as practicable after the occurrence of any of the following circumstances, give...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZE-</link><title>Securities and Futures Act 2001 - 46ZE Obligation to maintain proper records</title><description>Obligation to maintain proper records A licensed foreign trade repository must maintain a record of all transactions reported to the licensed foreign trade repository. 34/2012 The...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZF-</link><title>Securities and Futures Act 2001 - 46ZF Obligation to submit periodic reports</title><description>Obligation to submit periodic reports A licensed foreign trade repository must submit to the Authority such reports in such form and manner, and at such frequency, as the Authorit...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZG-</link><title>Securities and Futures Act 2001 - 46ZG Obligation to assist Authority</title><description>Obligation to assist Authority A licensed foreign trade repository must provide such assistance to the Authority as the Authority may require for the performance of the functions ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZH-</link><title>Securities and Futures Act 2001 - 46ZH Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), a licensed foreign trade repository and its officers and employees must maintain, and aid in maintaining, the con...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZI-</link><title>Securities and Futures Act 2001 - 46ZI Penalties under this Division</title><description>Penalties under this Division Any licensed foreign trade repository which contravenes section 46ZB(1), 46ZC, 46ZD, 46ZE(1), 46ZF, 46ZG or 46ZH(1) or (4) shall be guilty of an offe...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12A-P24-</link><title>Securities and Futures Act 2001 - Division 4 General Powers of Authority</title><description>General Powers of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZIA-</link><title>Securities and Futures Act 2001 - 46ZIA Interpretation of sections 46ZIA to 46ZIF</title><description>Interpretation of sections 46ZIA to 46ZIF In this section and sections 46ZIB to 46ZIF, unless the context otherwise requires — business includes affairs and property; office holde...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZIB-</link><title>Securities and Futures Act 2001 - 46ZIB Action by Authority if licensed trade repository unable to meet obligations, etc.</title><description>Action by Authority if licensed trade repository unable to meet obligations, etc. The Authority may exercise any one or more of the powers specified in subsection (2) as appears t...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZIC-</link><title>Securities and Futures Act 2001 - 46ZIC Effect of assumption of control under section 46ZIB</title><description>Effect of assumption of control under section 46ZIB Upon assuming control of the relevant business of a licensed trade repository or licensed foreign trade repository, the Authori...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZID-</link><title>Securities and Futures Act 2001 - 46ZID Duration of control</title><description>Duration of control The Authority must cease to be in control of the relevant business of a licensed trade repository or licensed foreign trade repository when the Authority is sa...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZIE-</link><title>Securities and Futures Act 2001 - 46ZIE Responsibilities of officers, member, etc., of licensed trade repository</title><description>Responsibilities of officers, member, etc., of licensed trade repository During the period when the Authority or statutory manager is in control of the relevant business of a lice...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZIF-</link><title>Securities and Futures Act 2001 - 46ZIF Remuneration and expenses of Authority and others in certain cases</title><description>Remuneration and expenses of Authority and others in certain cases The Authority may at any time fix the remuneration and expenses to be paid by a licensed trade repository or lic...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZJ-</link><title>Securities and Futures Act 2001 - 46ZJ Power of Authority to make regulations</title><description>Power of Authority to make regulations Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to — the gra...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZK-</link><title>Securities and Futures Act 2001 - 46ZK Power of Authority to issue directions</title><description>Power of Authority to issue directions The Authority may issue directions, whether of a general or specific nature, by written notice, to a licensed trade repository or licensed f...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZL-</link><title>Securities and Futures Act 2001 - 46ZL Power of Authority to exempt licensed trade repository or licensed foreign trade repository from provisions of this Part</title><description>Power of Authority to exempt licensed trade repository or licensed foreign trade repository from provisions of this Part Without affecting section 337(1), the Authority may, by re...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P12A-P25-</link><title>Securities and Futures Act 2001 - Division 5 Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository</title><description>Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZM-</link><title>Securities and Futures Act 2001 - 46ZM Interpretation of this Division</title><description>Interpretation of this Division In this Division, unless the context otherwise requires — business includes affairs, property, right, obligation and liability; Court means the Gen...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr46ZN-</link><title>Securities and Futures Act 2001 - 46ZN Voluntary transfer of business</title><description>Voluntary transfer of business A transferor may transfer the whole or any part of its business (including any business that is not the usual business of a licensed trade repositor...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr46ZO-</link><title>Securities and Futures Act 2001 - 46ZO Approval of transfer</title><description>Approval of transfer A transferor must apply to the Court for its approval of the transfer of the whole or any part of the business of the transferor to the transferee under this ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=P13-</link><title>Securities and Futures Act 2001 - Part 3 CLEARING FACILITIES</title><description>CLEARING FACILITIES 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr47-</link><title>Securities and Futures Act 2001 - 47 Objectives of this Part</title><description>Objectives of this Part The objectives of this Part are — to promote safe and efficient clearing facilities; and to reduce systemic risk. 34/2012</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr48-</link><title>Securities and Futures Act 2001 - 48 Interpretation of this Part</title><description>Interpretation of this Part In this Part, unless the context otherwise requires — default proceedings means any proceedings or other action taken by an approved clearing house or ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=P13-P21-</link><title>Securities and Futures Act 2001 - Division 1 Establishment of Clearing Facilities</title><description>Establishment of Clearing Facilities</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr49-</link><title>Securities and Futures Act 2001 - 49 Requirement for approval or recognition</title><description>Requirement for approval or recognition A person must not establish or operate a clearing facility, or hold out that the person is operating a clearing facility, unless the person...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr50-</link><title>Securities and Futures Act 2001 - 50 Application for approval or recognition</title><description>Application for approval or recognition A Singapore corporation may apply to the Authority to be — approved as an approved clearing house; or recognised as a recognised clearing h...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr51-</link><title>Securities and Futures Act 2001 - 51 Power of Authority to approve or recognise clearing house</title><description>Power of Authority to approve or recognise clearing house Where a Singapore corporation has made an application under section 50(1), the Authority may — in the case of an applicat...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr52-</link><title>Securities and Futures Act 2001 - 52 General criteria to be taken into account by Authority</title><description>General criteria to be taken into account by Authority The Authority may prescribe the criteria which it may take into account for the purposes of deciding — whether a Singapore c...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr53-</link><title>Securities and Futures Act 2001 - 53 Annual fees payable by approved clearing house or recognised clearing house</title><description>Annual fees payable by approved clearing house or recognised clearing house Every approved clearing house and every recognised clearing house must pay to the Authority such annual...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr54-</link><title>Securities and Futures Act 2001 - 54 Change in status</title><description>Change in status A Singapore corporation which is an approved clearing house or a recognised clearing house may apply to the Authority to change its status in the manner referred ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr55-</link><title>Securities and Futures Act 2001 - 55 Cancellation of approval or recognition</title><description>Cancellation of approval or recognition An approved clearing house or a recognised clearing house which intends to cease operating its clearing facility or, where it operates more...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr56-</link><title>Securities and Futures Act 2001 - 56 Power of Authority to revoke approval and recognition</title><description>Power of Authority to revoke approval and recognition The Authority may revoke any approval of a Singapore corporation as an approved clearing house under section 51(1)(a ), any r...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20240510?ValidDate=20240510&amp;ProvIds=P13-P22-</link><title>Securities and Futures Act 2001 - Division 2 Regulation of Approved Clearing Houses</title><description>Regulation of Approved Clearing Houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P13-P22-P31-</link><title>Securities and Futures Act 2001 - Subdivision 1 Obligations of approved clearing houses</title><description>Obligations of approved clearing houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr57-</link><title>Securities and Futures Act 2001 - 57 General obligations</title><description>General obligations An approved clearing house — must operate a safe and efficient clearing facility; must manage any risks associated with its business and operations prudently; ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr58-</link><title>Securities and Futures Act 2001 - 58 Obligation to notify Authority of certain matters</title><description>Obligation to notify Authority of certain matters An approved clearing house must, as soon as practicable after the occurrence of any of the following circumstances, give the Auth...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr59-</link><title>Securities and Futures Act 2001 - 59 Obligation to manage risks prudently, etc.</title><description>Obligation to manage risks prudently, etc. Without limiting section 57(1)(b ), an approved clearing house must ensure that the systems and controls concerning the assessment and m...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr60-</link><title>Securities and Futures Act 2001 - 60 Obligation in relation to customers’ money and assets held by approved clearing house</title><description>Obligation in relation to customers’ money and assets held by approved clearing house Without affecting sections 81Q and 341, the Authority may make regulations — relating to how ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr61-</link><title>Securities and Futures Act 2001 - 61 Obligation to maintain proper records</title><description>Obligation to maintain proper records An approved clearing house must maintain a record of all transactions effected through its clearing facility. 34/2012 The Authority may presc...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr62-</link><title>Securities and Futures Act 2001 - 62 Obligation to submit periodic reports</title><description>Obligation to submit periodic reports An approved clearing house must submit to the Authority such reports in such form and manner, and at such frequency, as the Authority may pre...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr63-</link><title>Securities and Futures Act 2001 - 63 Obligation to assist Authority</title><description>Obligation to assist Authority An approved clearing house must provide such assistance to the Authority as the Authority may require for the performance of the functions and dutie...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20220401?ValidDate=20220401&amp;ProvIds=pr64-</link><title>Securities and Futures Act 2001 - 64 Obligation to maintain confidentiality</title><description>Obligation to maintain confidentiality Subject to subsection (2), an approved clearing house and its officers and employees must maintain, and aid in maintaining, confidentiality ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr65-</link><title>Securities and Futures Act 2001 - 65 Penalties under this Subdivision</title><description>Penalties under this Subdivision Any approved clearing house which contravenes section 57(1), 58(1) or (3), 59, 61(1), 62, 63 or 64(1) shall be guilty of an offence and shall be l...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P13-P22-P32-</link><title>Securities and Futures Act 2001 - Subdivision 2 Rules of approved clearing houses</title><description>Rules of approved clearing houses</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20230428?ValidDate=20230428&amp;ProvIds=pr66-</link><title>Securities and Futures Act 2001 - 66 Business rules of approved clearing houses</title><description>Business rules of approved clearing houses Without limiting sections 57 and 81Q — the Authority may prescribe the matters that an approved clearing house must provide for in the b...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr67-</link><title>Securities and Futures Act 2001 - 67 Business rules of approved clearing houses have effect as contract</title><description>Business rules of approved clearing houses have effect as contract The business rules of an approved clearing house are treated as, and are to operate as, a binding contract — bet...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr68-</link><title>Securities and Futures Act 2001 - 68 Power of court to order observance or enforcement of business rules</title><description>Power of court to order observance or enforcement of business rules Where any person who is under an obligation to comply with, observe, enforce or give effect to the business rul...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr69-</link><title>Securities and Futures Act 2001 - 69 Non‑compliance with business rules not to substantially affect rights of person</title><description>Non‑compliance with business rules not to substantially affect rights of person Any failure by an approved clearing house to comply with this Act or its business rules in relation...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=P13-P22-P33-</link><title>Securities and Futures Act 2001 - Subdivision 3 Matters requiring approval of Authority</title><description>Matters requiring approval of Authority</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr70-</link><title>Securities and Futures Act 2001 - 70 Control of substantial shareholding in approved clearing house</title><description>Control of substantial shareholding in approved clearing house A person must not enter into any agreement to acquire shares in an approved clearing house, being an agreement by vi...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20221009?ValidDate=20221009&amp;ProvIds=pr71-</link><title>Securities and Futures Act 2001 - 71 Approval of chairperson, chief executive officer, director and key persons</title><description>Approval of chairperson, chief executive officer, director and key persons An approved clearing house must not appoint a person as its chairperson, chief executive officer or dire...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item><item><link>https://sso.agc.gov.sg//Act/SFA2001/Historical/20211231?ValidDate=20211231&amp;ProvIds=pr72-</link><title>Securities and Futures Act 2001 - 72 Listing of approved clearing houses on organised market</title><description>Listing of approved clearing houses on organised market The securities or securities‑based derivatives contracts of an approved clearing house must not be listed for quotation on ...</description><pubDate>Fri, 31 Dec 2021 00:00:00 +0800</pubDate></item></channel></rss>