Subsidiary Legislation

Securities and Futures Act
Status:
Not current version (effective from 02 Jan 2021 to 30 Jun 2021)
Short Title     |   Number
Securities and Futures (Affairs of Business Trust and Affairs of Entity) Regulations 2018
Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations
Securities and Futures (Appeals) Regulations 2005
Securities and Futures (Approved Holding Companies) Regulations 2005
Securities and Futures (Capital Markets Products) Regulations 2018
Securities and Futures (Capital Markets Services Licence and Representative’s Licence) (Transitional and Savings Provisions) Regulations
Securities and Futures (Central Depository System) Regulations 2015
Securities and Futures (Classes of Investors) Regulations 2018
Securities and Futures (Clearing Facilities) (Exemption) Regulations 2013
Securities and Futures (Clearing Facilities) Regulations 2013
Securities and Futures (Clearing of Derivatives Contracts) Regulations 2018
Securities and Futures (Collective Investment Scheme) (Excluded Arrangements) Notification 2018
Securities and Futures (Composition of Offences) Regulations
Securities and Futures (Corporate Governance of Approved Exchanges, Approved Clearing Houses and Approved Holding Companies) Regulations 2005
Securities and Futures (Designated Benchmarks) Order 2018
Securities and Futures (Disclosure of Interests) Regulations 2012
Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations
Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations
Securities and Futures (Exemption from Subdivisions (2) and (3) of Division 1 of Part XIII) Regulations 2004