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  Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2002

  Table of Contents

  Enacting Formula

Part I preliminary

1 Citation and commencement
2 Definitions
3 Forms
4 Directions in forms
5 Fees

Part II prospectus requirements

6 Information that may be omitted from preliminary document
7 Contents of prospectus
8 Offer of asset-backed securities
9 Supplementary document and replacement document
10 Abridged prospectus
11 General requirements for documents lodged with Authority
12 Form or medium of document
13 Verification of expert’s consent
14 Signature on documents lodged with Authority
15 Authorisation to be lodged
16 Making false statement an offence

Part III debentures

17 Application of this Part
18 Quorum of debenture holders
19 Adjournment of meeting
20 Passing of resolution
21 Casting of vote
22 Record of meeting

Part IV Exemptions

23 Contents of statement of material facts under section 277 of Act
24 Exemption under section 337 of Act
25 Duty to inform person making offer about certain deficiencies
26 Criminal liability for false or misleading statements
27 Defences
28 Exempt purchaser application, report of intended issue and maintenance of register by issuer

Part V EXTRA-TERRITORIAL application of division 1 of part xiii of act

29 Non-applicability of section 339 (2) of Act under certain circumstances

Part VI TRANSITIONAL AND SAVINGS

30 Definitions of this Part
31 Old law to apply to certain offers
32 Application of certain provisions of Act and Regulations, etc., before date of commencement of Parts II and IV of Act

  FIRST SCHEDULE Forms

  SECOND SCHEDULE fees

  THIRD SCHEDULE Information that may be omitted from a preliminary document

  FOURTH SCHEDULE interpretation for terms used in fifth to twelfth schedules

  FIFTH SCHEDULE Particulars to be included in a prospectus under section 243 of the Act in relation to shares or units of shares where an application has been or will be made to a securities exchange to list for quotation or quote such shares or units of shares on the securities exchange

  SIXTH SCHEDULE Particulars to be included in a prospectus under section 243 of the Act in relation to shares or units of shares in a case other than one referred to in regulation 7 (1) ( a )

  SEVENTH SCHEDULE Particulars to be included in a prospectus under section 243 of the Act in relation to debentures or units of debentures where an application has been or will be made to a securities exchange to list for quotation or quote such debentures or units of debentures on the securities exchange

  EIGHTH SCHEDULE Particulars to be Included in A Prospectus under Section 243 of the Act in Relation to Debentures or Units of Debentures in A Case Other Than One Referred to in Regulation 7 (2) ( a )

  NINTH SCHEDULE particulars to be included in a prospectus under section 243 of the act in relation to an offer under a debenture ISSUANCE programme, where an application has been or will be made to a securities exchange to list for quotation or quote the debentures or units of debentures concerned on the securities exchange

  TENTH SCHEDULE particulars to be included in a prospectus under section 243 of the act in relation to an offer under a debenture ISSUANCE programme, in a case other than one referred to in regulation 7 (4) ( a )

  ELEVENTH SCHEDULE Particulars to be included in an abridged prospectus for a renounceable rights issue under section 256 of the Act

  TWELFTH SCHEDULE Particulars to be included in a statement of material facts under section 277 of the Act

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