Securities and Futures (Markets) Regulations 2002
Table of Contents
Enacting Formula
Part I PRELIMINARY
1 Citation and commencement
2 Definitions
3 Forms
4 Application for exemption from approval or recognition
5 Application for approval or recognition
6 Fees
7 Time for document to be lodged
8 Keeping of books and other information
Part II GOVERNANCE, REPORTING AND OPERATIONAL REQUIREMENTS FOR EXCHANGES
9 Application for appointment of chief executive officer, director and key management officer
10 Appeals
11 Responsibilities and duties of chief executive officer, director and key management officer
12 Submission of reports
13 Annual report
14 Breach of business rules
15 Business continuity plan
16 Determination of position and trading limits by futures exchange
17 Requirement for futures exchange to register trading personnel
18 Amounts to be paid out of fidelity funds
Part III GOVERNANCE AND REPORTING REQUIREMENTS FOR EXCHANGE HOLDING COMPANIES
19 Application for appointment of chief executive officer, director and key management officer
20 Appeals
21 Responsibilities and duties of chief executive officer, director and key management officer
22 Annual report
Part IV GOVERNANCE AND REPORTING REQUIREMENTS FOR RECOGNISED TRADING SYSTEM PROVIDERS
23 Notification of change in substantial shareholder
24 Notification of appointment of chief executive officer, director and key management officer
25 Responsibilities and duties of chief executive officer, director and key management officer
26 Submission of reports
27 Annual report
Part V OFFENCES
28 Offences
Part VI TRANSITIONAL AND SAVINGS
29 Definitions of this Part
30 Deemed securities exchange
31 Persons deemed to be exempted under section 5 (3) of Act to oper ate stock market
32 Persons deemed to be exempted under section 5 (5) of Act to operate stock market, etc.
33 Deemed futures exchange
34 Persons deemed to be exempted under section 6 (3) of Act to operate futures market
35 Persons deemed to be exempted under section 6 (5) of Act to operate futures market, etc.
36 Directions to securities exchange and futures exchange
37 Listed futures contracts
38 Deemed exchange holding company
39 Directives to Singapore Exchange Ltd