Securities and Futures (Financial Benchmarks) Regulations 2018
Table of Contents
Enacting Formula
Part 1 PRELIMINARY
1 Citation and commencement
2 Forms
Part 2 BENCHMARK ADMINISTRATORS OF DESIGNATED BENCHMARKS
3 Application for authorisation
4 Requirements for authorisation as authorised benchmark administrator
5 Annual fee
6 Annual fee
7 Matters dealt with by code on designated benchmark
8 Oversight committee
9 Responsibilities of oversight committee
10 Resources to meet contingencies or disasters
11 Obligation to notify Authority of certain matters
12 Obligation to maintain proper records
13 Obligation to submit periodic reports
14 Notification of change of particulars
15 Approval of chief executive officer or director of authorised benchmark administrator
16 Removal of officer of authorised benchmark administrator
Part 3 BENCHMARK SUBMITTERS OF DESIGNATED BENCHMARKS
17 Application for authorisation
18 Condition of exemption under section 123ZH(1) of Act
19 Obligation to notify Authority of certain matters
20 Obligation to maintain proper records
21 Obligation to submit periodic reports
22 Notification of change of particulars
23 Approval of chief executive officer or director of authorised benchmark submitter or designated benchmark submitter
24 Removal of officer of authorised benchmark submitter or designated benchmark submitter
Part 4 MISCELLANEOUS
25 Offences
26 Exemption from section 123D(1) of Act
27 Exemption from section 123ZC(1) of Act
28 Exemption from Subdivision (4) of Division 3 of Part VIAA and section 123O(6) of Act