Financial Advisers (Transitional and Savings Provisions) Regulations

  Table of Contents

1 Citation

2 Definitions

3 Persons registered under IIA

4 Licensees under FTA and SIA

5 Persons registered under IIA and licensed under FTA or SIA

6 Fund Manager, etc.

7 Pending applications for registration or licence

8 Refund of fees by Authority

9 Acts done by Authority under FTA, IIA or SIA

10 Things commenced under FTA, IIA or SIA

11 Saving of directions, notices, etc., under FTA, IIA and SIA

  Legislative History