Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021

  Table of Contents

  Enacting Formula

1 Citation and commencement

2 Definitions

3 Forms

4 Exemption for licensed financial advisers carrying on qualifying businesses through foreign offices under cross‑border arrangements, and their foreign representatives

5 (Deleted)

6 Exemption for specified exempt financial advisers carrying on qualifying business through foreign offices under cross‑border arrangements, and their foreign representatives

7 Exemption for certain specified exempt financial advisers previously carrying on qualifying businesses providing certain financial advisory services in respect of specified investment products through foreign offices under cross‑border arrangements, and their foreign representatives

8 Circumstances for exemption