Securities and Futures (Disclosure of Interests) Regulations 2012

Table of Contents

Enacting Formula

Part I PRELIMINARY

1 Citation and commencement

2 Definitions

3 Forms

Part II EXEMPTIONS

4 Exemption from Part VII of Act for interests in listed securities as a result of securities lending arrangements

5 Exemption from Part VII of Act for offeror of take-over offer, etc.

6 Exemption from Part VII of Act for participants in collective investment schemes and employee benefit schemes

7 Exemption from disclosure requirements for directors and chief executive officers of corporation who are also substantial shareholders of corporation

8 Exemption from disclosure requirements for directors and chief executive officers of trustee-manager of business trust who are also substantial unitholders of business trust

9 Exemption from disclosure requirements for directors and chief executive officers of responsible person of real estate investment trust who are also substantial unitholders of real estate investment trust

10 Exemption from disclosure requirements for trustee-manager of business trust who is also substantial unitholder of business trust

11 Exemption from disclosure requirements for responsible person of real estate investment trust who is also substantial unitholder of real estate investment trust

12 Exemption of registered holders of listed securities from duty to notify person with interest in listed securities of acquisition or disposal

Part III EXTENSION OF DIVISION 1 OF PART VII OF ACT TO PERSONS WITH INTERESTS IN LISTED SECURITIES HELD THROUGH PARTNERSHIPS

13 Extension of Division 1 of Part VII of Act to persons with interests in listed securities held through partnerships

Part IV EXTENSION OF SUBDIVISION 2 OF DIVISION 1 OF PART VII OF ACT TO UNLISTED BUSINESS TRUSTS

14 Application and interpretation of this Part

15 Duty of substantial unitholder to notify trustee-manager of interests

16 Beneficial owner to ensure notification by person who holds, acquires or disposes of interest on behalf of beneficial owner

17 Notification by person who holds, acquires or disposes of interests for benefit of another person

18 Trustee-manager to keep register of substantial unitholders

19 Penalties under Subdivision 2 of Division 1 of Part VII of Act extended by this Part

20 Powers of court with respect to non-compliance by substantial unitholder

21 Power of trustee-manager of business trust to require disclosure of beneficial interest in its voting units