Securities and Futures (Offers of Investments) (Shares and Debentures) Regulations 2005
Table of Contents
Enacting Formula
Part I PRELIMINARY
1 Citation
2 Definitions
3 Obligations of specified financial institution
4 Forms
5 Fees
Part II PROSPECTUS REQUIREMENTS
6 Information that may be omitted from preliminary document
7 Debenture issuance programme
8 Contents of prospectus
9 Supplementary document and replacement document
10 Undertaking not to make exempt offer
11 General requirements for documents lodged with Authority
12 Form or medium of document
13 Authorisation to be submitted
14 Making false statement an offence
15 Report about securities published and delivered to institutional investors
16 Advertisements shall not be false or misleading
17 Legibility and audibility of advertisements
Part III DEBENTURES
18 Application of this Part
19 Quorum of debenture holders
20 Adjournment of meeting
21 Passing of resolution
22 Casting of vote
23 Record of meeting
Part IV EXEMPTIONS
24 Exemption from section 240 of Act for offer made pursuant to bonus warrant
25 Exemption from section 240A (1) (b ), (2) (b), (3), (4), (6), (7) and (9) of Act for offer of continuously issued structured notes
26 Exemption from requirement for expert’s consent under section 249 (1) of Act
27 Exemption from aggregation requirement in sections 272A (5) (a) and 272B (3) ( a) of Act for structured notes
28 Determination of closely related offer for small offer and private placement
29 Exemption from section 272A (8) (c ) (iii) of Act
30 Contents of offer information statement under section 277 of Act or regulation 32
31 Making offer using electronic means
32 Exemption for offer made using offer information statement through automated teller machine or WAP phone
Part V EXTRA-TERRITORIAL APPLICATION OF DIVISION 1 OF PART XIII OF ACT
33 Non-applicability of section 339(2) of Act under certain circumstances
Part VI REVOCATION, TRANSITIONAL AND SAVINGS
34 Revocation
35 Prospectus, etc. lodged in compliance with Regulations in force immediately before date of commencement of these Regulations
FIRST SCHEDULE Fees
SECOND SCHEDULE Information That May be Omitted from A Preliminary Document
THIRD SCHEDULE APPLICATION OF SUBDIVISION (2) OF DIVISION 1 OF PART xiii OF ACT TO OFFER OF DEBENTURES OR UNITS OF DEBENTURES (other than continuously issued structured notes) THAT IS PART OF DEBENTURE ISSUANCE PROGRAMME
FOURTH SCHEDULE Interpretation for Terms Used in Fifth to Eighteenth Schedules
FIFTH SCHEDULE PARTICULARS TO BE INCLUDED UNDER SECTION 243 (1) OF THE ACT IN A PROSPECTUS for an offer OF SHARES OR UNITS OF SHARES, WHERE AN APPLICATION HAS BEEN OR WILL BE MADE TO A SECURITIES EXCHANGE TO LIST FOR QUOTATION OR QUOTE THOSE SHARES OR UNITS OF SHARES ON THE SECURITIES EXCHANGE
SIXTH SCHEDULE Particulars to be Included under Section 243 (1) of the Act in A Prospectus for An Offer of Shares or Units of Shares in A Case Other Than One Referred to in Regulation 8 (1) (a)
SEVENTH SCHEDULE PARTICULARS TO BE INCLUDED UNDER SECTION 243 (1) OF THE ACT IN A PROSPECTUS FOR AN OFFER of DEBENTURES OR UNITS OF DEBENTURES (OTHER THAN ASSET-BACKED SECURITIES OR STRUCTURED NOTES), WHERE AN APPLICATION HAS BEEN OR WILL BE MADE TO A SECURITIES EXCHANGE TO LIST FOR QUOTATION OR QUOTE THOSE DEBENTURES OR UNITS OF DEBENTURES ON THE SECURITIES EXCHANGE
EIGHTH SCHEDULE Particulars to be Included under Section 243 (1) of the Act in A Prospectus for An Offer of Asset-backed Securities
NINTH SCHEDULE Particulars to be Included under Section 243(1) of the Act in A Prospectus for An Offer of Structured Notes
TENTH SCHEDULE PARTICULARS TO BE INCLUDED UNDER SECTION 243 (1) OF THE ACT IN A PROSPECTUS FOR AN OFFER of DEBENTURES OR UNITS OF DEBENTURES IN A CASE REFERRED TO IN REGULATION 8 (2) (d)
ELEVENTH SCHEDULE Particulars to be Included under Section 240A Read With Section 243 (1) of the Act in A Prospectus for Every Offer of Debentures or Units of Debentures (Other Than Asset-backed Securities or Structured Notes) under A Debenture Issuance Programme, Where An Application Has Been or Will be Made to A Securities Exchange to List for Quotation or Quote the Debentures or Units of Debentures on the Securities Exchange
TWELFTH SCHEDULE Particulars to be Included under Section 240A Read With Section 243 (1) of the Act in A Prospectus for Every Offer of Asset-backed Securities under A Debenture Issuance Programme
THIRTEENTH SCHEDULE Particulars to be Included under Section 240A Read With Section 243 (1) of the Act in A Prospectus for Every Offer of Structured Notes (Other Than Continuously Issued Structured Notes) under A Debenture Issuance Programme
FOURTEENTH SCHEDULE Particulars to be Included under Section 240A Read With Section 243 (1) of the Act in A Prospectus for Every Offer of Continuously Issued Structured Notes under A Debenture Issuance Programme
FIFTEENTH SCHEDULE Particulars to be Included under Section 240A Read With section 243 (1) of the Act in A Prospectus for Every Offer of Debentures or Units of Debentures under A Debenture Issuance Programme in A Case Referred to in Regulation 8 (3) (e)
SIXTEENTH SCHEDULE Particulars to be Included in An Offer Information Statement under Section 277 of the Act or Regulation 32
SEVENTEENTH SCHEDULE PARTICULARS TO BE INCLUDED IN A PROSPECTUS FOR AN OFFER OF SHARES that is AN ASEAN OFFERING
EIGHTEENTH SCHEDULE PARTICULARS TO BE INCLUDED IN A PROSPECTUS FOR AN OFFER OF DEBENTURES that is AN ASEAN OFFERING