Securities and Futures (Financial Benchmarks) Regulations 2018
Table of Contents
Enacting Formula
Part 1 PRELIMINARY
1 Citation and commencement
2 Forms
Part 2 BENCHMARK ADMINISTRATORS OF DESIGNATED BENCHMARKS
Division 1 Authorised benchmark administrator
3 Application for authorisation
4 Requirements for authorisation as authorised benchmark administrator
5 Annual fee
Division 2 Exempt benchmark administrator
6 Annual fee
Division 3 Code on designated benchmark
7 Matters dealt with by code on designated benchmark
Division 4 Obligations of authorised benchmark administrators and exempt benchmark administrators
8 Oversight committee
9 Responsibilities of oversight committee
10 Resources to meet contingencies or disasters
11 Obligation to notify Authority of certain matters
12 Obligation to maintain proper records
13 Obligation to submit periodic reports
14 Notification of change of particulars
Division 5 Matters requiring approval of Authority
15 Approval of chief executive officer or director of authorised benchmark administrator
16 Removal of officer of authorised benchmark administrator
Part 3 BENCHMARK SUBMITTERS OF DESIGNATED BENCHMARKS
Division 1 Authorised benchmark submitter
17 Application for authorisation
Division 2 Exempt benchmark submitter
18 Condition of exemption under section 123ZH(1) of Act
Division 3 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters
19 Obligation to notify Authority of certain matters
20 Obligation to maintain proper records
21 Obligation to submit periodic reports
22 Notification of change of particulars
Division 4 Matters requiring approval of Authority
23 Approval of chief executive officer or director of authorised benchmark submitter or designated benchmark submitter
24 Removal of officer of authorised benchmark submitter or designated benchmark submitter
Part 4 MISCELLANEOUS
25 Offences
26 Exemption from section 123D(1) of Act
27 Exemption from section 123ZC(1) of Act
28 Exemption from Subdivision (4) of Division 3 of Part VIAA and section 123O(6) of Act