Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
Table of Contents
Enacting Formula
Part I PRELIMINARY
1 Citation and commencement
2 Definitions
3 Forms
4 Keeping of books and other information
Part II REPORTING OF SPECIFIED DERIVATIVES CONTRACTS
5 Specified derivatives contract
6 Significant derivatives holder
7 Information to be reported and reporting commencement dates
8 (Deleted)
9 Time, form and manner of reporting
10 Exemptions
11 Deferred reporting of counterparty information in certain cases
Part III MISCELLANEOUS
12 Offences
FIRST SCHEDULE
SECOND SCHEDULE Reporting commencement date
THIRD SCHEDULE
FOURTH SCHEDULE Exempted persons
FIFTH SCHEDULE Specified jurisdictions
SIXTH SCHEDULE Specified currencies