Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
Table of Contents
Enacting Formula
Part I PRELIMINARY
1 Citation and commencement
2 Definitions
3 Forms
4 Keeping of books and other information
Part II REPORTING OF SPECIFIED DERIVATIVES CONTRACTS
5 Specified derivatives contract
6 Significant derivatives holder
7 Information to be reported and reporting commencement dates
8 (Deleted)
9 Time, form and manner of reporting
10 Exemptions
10A Exemption for holder of capital markets services licence
10B Exemption for holder of capital markets services licence licensed to carry on business of fund management or real estate investment trust management
10C Exemption for subsidiary of bank incorporated in Singapore, or insurer licensed under Insurance Act
11 Deferred reporting of counterparty information in certain cases
Part III MISCELLANEOUS
12 Offences
FIRST SCHEDULE
SECOND SCHEDULE Reporting commencement date
THIRD SCHEDULE
FOURTH SCHEDULE Exempted persons
FIFTH SCHEDULE Specified jurisdictions
SIXTH SCHEDULE Specified currencies