Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
Table of Contents
Enacting Formula
Part I PRELIMINARY
1 Citation and commencement
2 Definitions
3 Forms
4 Keeping of books and other information
Part II REPORTING OF SPECIFIED DERIVATIVES CONTRACTS
5 Specified derivatives contract
6 Significant derivatives holder
7 Information to be reported and reporting commencement dates
8 (Deleted)
9 Time, form and manner of reporting
10 Exemptions
10A Exemption for holder of capital markets services licence
10B (Deleted)
10C Exemption for subsidiary of bank incorporated in Singapore, or insurer licensed under Insurance Act
Part IIA DEFERRED REPORTING OF COUNTERPARTY INFORMATION
11 Cases where specified person is prohibited unless certain consent is obtained, from reporting counterparty information on specified derivatives contract entered into before 1 January 2019, under laws or requirements of any jurisdiction
11A Cases where specified person is prohibited under laws or requirements of jurisdiction specified in Fifth Schedule from reporting counterparty information on specified derivatives contract
11B Cases where specified person was previously prohibited under laws or requirements of jurisdiction specified in Fifth Schedule from reporting counterparty information on specified derivatives contract
11C Cases where specified person is prohibited unless certain consent is obtained, from reporting counterparty information on specified derivatives contract under laws or requirements of jurisdiction specified in Fifth Schedule
Part III MISCELLANEOUS
12 Offences
FIRST SCHEDULE
SECOND SCHEDULE Reporting commencement date
THIRD SCHEDULE
FOURTH SCHEDULE Exempted persons
FIFTH SCHEDULE Specified jurisdictions
SIXTH SCHEDULE Specified currencies