Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013

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Table of Contents

Enacting Formula

Part I PRELIMINARY

1 Citation and commencement

2 Definitions

3 Forms

4 Keeping of books and other information

Part II REPORTING OF SPECIFIED DERIVATIVES CONTRACTS

5 Specified derivatives contract

6 Significant derivatives holder

7 Information to be reported and form of report

8 (Deleted)

9 Time and manner of reporting

10 Exemptions

10A Exemption for holder of capital markets services licence

10B (Deleted)

10C Exemption for subsidiary of bank incorporated in Singapore, or insurer licensed under Insurance Act 1966

10D Exemption for specified persons acting as agents

10E Exemptions in relation to specified derivatives contracts entered into, etc., before 21 October 2024 where specified person had no reporting obligations under old Regulations

Part IIA DEFERRED REPORTING OF COUNTERPARTY INFORMATION

11 Cases where specified person is prohibited unless certain consent is obtained, from reporting counterparty information on specified derivatives contract entered into before 1 January 2019, under laws or requirements of any jurisdiction

11A Cases where specified person is prohibited under laws or requirements of jurisdiction specified in Fifth Schedule from reporting counterparty information on specified derivatives contract

11B Cases where specified person was previously prohibited under laws or requirements of jurisdiction specified in Fifth Schedule from reporting counterparty information on specified derivatives contract

11C Cases where specified person is prohibited unless certain consent is obtained, from reporting counterparty information on specified derivatives contract under laws or requirements of jurisdiction specified in Fifth Schedule

Part III MISCELLANEOUS

12 Offences

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