Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021

  Table of Contents

  Enacting Formula

1 Citation and commencement

2 Definitions

3 Forms

4 Exemption for specified exempt persons carrying on qualifying businesses in regulated activities through foreign offices under cross‑border arrangements

5 Exemption for specified exempt persons previously carrying on qualifying businesses in dealing in specified contracts through foreign offices under cross‑border arrangements

6 Exemption for foreign representatives carrying out regulated activities for foreign offices of specified exempt persons

7 Exemption for specified licence holders carrying on qualifying businesses in regulated activities through foreign offices under cross‑border arrangements

8 Exemption for specified licence holders previously carrying on qualifying businesses in dealing in capital markets products that are specified OTC derivatives contracts through foreign offices under cross‑border arrangements

9 Exemption for foreign representatives carrying out regulated activities for foreign offices of specified licence holders

10 Circumstances for exemption