Subsidiary Legislation

Financial Advisers Act
Status:
Revised Edition published on 31 Dec 2002
Short Title     |   Number
Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) Regulations 2007
Financial Advisers (Exemption from Requirement to Hold Representative’s Licence) (Revocation) Regulations 2010
Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014
Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Remuneration) Regulations 2015
Financial Advisers (Provisions for Persons and Matters Previously Regulated under Commodity Trading Act) (Revocation) Regulations 2018
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021