6 Need for financial adviser’s licence

7 (Repealed)

8 Application for grant of financial adviser’s licence

9 Grounds for refusal to grant financial adviser’s licence

10 Failure to maintain minimum financial requirements or professional indemnity insurance policy

11 (Repealed)

12 (Repealed)

13 Grant of financial adviser’s licence

14 Licence fees

15 (Repealed)

16 Variation of financial adviser’s licence

17 False statements in relation to application for grant or variation of financial adviser’s licence

18 Notification of change in particulars

19 Lapsing, revocation and suspension of financial adviser’s licence

20 Right of appeal

21 Use of words "financial adviser" or "life insurance broker"

22 Holding out as financial adviser

23 Exempt financial advisers and their representatives

23A Annual fees payable by exempt financial advisers and certain representatives

23B Acting as representative

23C Appointed representative

23D Provisional representative

23E Offences

23F Lodgment of documents

23G Representative to act for only one principal

23H Lodgment and annual fees

23I Additional financial advisory service

23J Power of Authority to refuse entry or revoke or suspend status of appointed or provisional representative

23K Power of Authority to impose conditions or restrictions

23L False statements in relation to notification of appointed or provisional representative

23M Appeals