Subsidiary Legislation

Securities and Futures Act
Status:
Not current version (effective from 22 Dec 2003 to 31 Dec 2003)
Short Title     |   Number
Securities and Futures (Appeals under Parts II and III of Act) Regulations 2002
Securities and Futures (Capital Markets Services Licence and Representative’s Licence) (Transitional and Savings Provisions) Regulations 2002
Securities and Futures (Markets) Regulations 2002
Securities and Futures (Clearing Facilities) Regulations 2002
Securities and Futures (Licensing and Conduct of Business) Regulations 2002
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations 2002
Securities and Futures (Market Conduct) (Exemptions) Regulations 2002
Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002
Securities and Futures (Exemption from Requirement to Hold Representative’s Licence) Regulations 2003
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) Regulations 2003