Subsidiary Legislation

Securities and Futures Act
Status:
Not current version (effective from 01 Jan 2004 to 31 Mar 2004)
Short Title     |   Number
Securities and Futures (Market Conduct) (Exemptions) Regulations 2002
S 459/2002
Securities and Futures (Market Conduct) (Exemption for Stabilising Action in respect of Dealings in Notes) Regulations 2003
S 485/2003
Securities and Futures (Licensing and Conduct of Business) Regulations 2002
S 457/2002
Securities and Futures (Institutional, Professional and Business Investors) Order 2002
S 244/2002
Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations 2002
S 498/2002
Securities and Futures (Exemption from Securities Hawking Prohibition) Regulations 2003
S 539/2003
Securities and Futures (Exemption from Requirement to Hold Representative’s Licence) Regulations 2003
S 269/2003
Securities and Futures (Exemption from Requirement to Hold Capital Markets Services Licence) Regulations 2002
S 458/2002
Securities and Futures (Composition of Offences) Regulations 2002
S 243/2002
Securities and Futures (Clearing Facilities) Regulations 2002
S 456/2002
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