Division 1 Establishment of Markets
Subdivision 1 Approved exchange and recognised market operator
Subdivision 2 Exempt market operator
Division 2 Regulation of Approved Exchanges
Subdivision 1 Obligations of approved exchanges
Subdivision 2 Rules of approved exchanges
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Powers of Authority
Subdivision 5 Immunity
Division 3 Regulation of Recognised Market Operators
Division 4 General Powers of Authority
Division 5 Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator
Division 1 Licensing of Trade Repositories
Division 2 Regulation of Licensed Trade Repositories
Subdivision 1 Obligations of licensed trade repositories
Subdivision 2 Rules of licensed trade repositories
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Powers of Authority
Subdivision 5 Immunity
Division 3 Regulation of Licensed Foreign Trade Repositories
Division 4 General Powers of Authority
Division 5 Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository
Division 1 Establishment of Clearing Facilities
Division 2 Regulation of Approved Clearing Houses
Subdivision 1 Obligations of approved clearing houses
Subdivision 2 Rules of approved clearing houses
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Immunity
Division 3 Regulation of Recognised Clearing Houses
Division 4 Insolvency
Division 5 General Powers of Authority
Division 6 Voluntary Transfer of Business of Approved Clearing House or Recognised Clearing House
Division 1 Establishment of Approved Holding Companies
Division 2 Regulation of Approved Holding Companies
Division 3 Voluntary Transfer of Business of Approved Holding Company
Division 1 Capital Markets Services Licence
Division 1A Voluntary Transfer of Business of Holder of Capital Markets Services Licence
Division 2 Representatives
Division 3 General
Division 1 Books
Division 2 Customer Assets
Division 3 Audit
Division 1 General
Division 2 Securities
Division 3 Futures Contracts and Leveraged Foreign Exchange Trading
Division 1 Disclosure of Interest in Corporation
Subdivision 1 Disclosure by directors and chief executive officer of corporation
Subdivision 2 Disclosure by substantial shareholders in corporation
Subdivision 3 Disclosure by corporation
Division 2 Disclosure of Interest in Business Trust and Interest in Trustee-Manager of Business Trust
Subdivision 1 Disclosure by substantial unitholders of business trust
Subdivision 2 Disclosure by directors and chief executive officer of trustee-manager of business trust
Subdivision 3 Disclosure by holders of voting shares in trustee-manager
Subdivision 4 Disclosure by trustee-manager
Division 3 Disclosure of Interests in Real Estate Investment Trust and Interests in Shares of Responsible Person
Subdivision 1 Disclosure by substantial unitholders of real estate investment trust
Subdivision 2 Disclosure by directors and chief executive officer of responsible person
Subdivision 3 Disclosure by holders of voting shares in responsible person
Subdivision 4 Disclosure by responsible person
Division 4 Civil Penalty
Division 1 Supervisory Powers
Subdivision 1 Powers of Authority to require disclosure of information about securities and futures contracts
Subdivision 2 Inspection powers of Authority
Subdivision 3 Inspection powers of foreign regulatory authority
Division 2 Power of Minister to Appoint Inspector for Investigating Dealings in Securities, etc.
Division 3 Investigative Powers of Authority
Subdivision 1 General
Subdivision 2 Examination of persons
Subdivision 3 Powers to obtain information
Division 4 Transfer of Evidence
Division 1 Prohibited Conduct — Securities
Division 2 Prohibited Conduct — Futures Contracts, Leveraged Foreign Exchange Trading
Division 3 Insider Trading
Division 4 Civil Liability
Division 5 Attributed Liability
Subdivision 1 Corporations
Subdivision 2 Partnerships and limited liability partnerships
Subdivision 3 Officers, partners, etc., of entities
Subdivision 4 General
Division 6 Miscellaneous
Division 1 Shares and Debentures
Subdivision 1 Interpretation
Subdivision 2 Prospectus requirements
Subdivision 3 Debentures
Subdivision 4 Exemptions
Division 1A Business Trusts
Subdivision 1 Interpretation
Subdivision 2 Prospectus requirements
Subdivision 2A Recognised business trusts
Subdivision 3 Exemptions
Subdivision 4 Debentures
Division 2 Collective Investment Schemes
Subdivision 1 Interpretation
Subdivision 2 Authorisation and recognition
Subdivision 2A Voluntary transfer of business of approved trustee
Subdivision 3 Prospectus requirements
Subdivision 4 Exemptions
Division 3 Securities Hawking
Civil penalty |