Division 1 — Establishment of Organised Markets
Division 2 — Regulation of Approved Exchanges
Subdivision 1 Obligations of approved exchanges
Subdivision 2 Rules of approved exchanges
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Immunity
Division 3 — Regulation of Recognised Market Operators
Division 4 — General Powers of Authority
Division 5 — Voluntary Transfer of Business of Approved Exchange or Recognised Market Operator
Division 1 — Licensing of Trade Repositories
Division 2 — Regulation of Licensed Trade Repositories
Subdivision 1 Obligations of licensed trade repositories
Subdivision 2 Rules of licensed trade repositories
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Powers of Authority
Subdivision 5 Immunity
Division 3 — Regulation of Licensed Foreign Trade Repositories
Division 4 — General Powers of Authority
Division 5 — Voluntary Transfer of Business of Licensed Trade Repository or Licensed Foreign Trade Repository
Division 1 — Establishment of Clearing Facilities
Division 2 — Regulation of Approved Clearing Houses
Subdivision 1 Obligations of approved clearing houses
Subdivision 2 Rules of approved clearing houses
Subdivision 3 Matters requiring approval of Authority
Subdivision 4 Immunity
Division 3 — Regulation of Recognised Clearing Houses
Division 4 — Insolvency
Division 5 — General Powers of Authority
Division 6 — Voluntary Transfer of Business of Approved Clearing House or Recognised Clearing House
Division 1 — Establishment of Approved Holding Companies
Division 2 — Regulation of Approved Holding Companies
Division 3 — Voluntary Transfer of Business of Approved Holding Company
Division 1 — Capital Markets Services Licence
Division 1A — Voluntary Transfer of Business of Holder of Capital Markets Services Licence
Division 2 — Representatives
Division 3 — General
Division 1 — Books
Division 2 — Customer Assets
Division 3 — Audit
Division 1 — General
Division 1 — Designation of Financial Benchmarks
Division 2 — Benchmark Administrators of Designated Benchmarks
Subdivision 1 Authorised benchmark administrator
Subdivision 2 Exempt benchmark administrator
Subdivision 3 Code on designated benchmark
Subdivision 4 Obligations of authorised benchmark administrators and exempt benchmark administrators
Subdivision 5 Matters requiring approval of Authority
Division 3 — Benchmark Submitters of Designated Benchmarks
Subdivision 1 Authorised benchmark submitter
Subdivision 2 Exempt benchmark submitter
Subdivision 3 Designated benchmark submitter
Subdivision 4 Obligations of authorised benchmark submitters, exempt benchmark submitters and designated benchmark submitters
Subdivision 5 Matters requiring approval of Authority
Division 4 — Information Gathering Powers over Financial Benchmarks, Disclosure of Information and Record Keeping
Division 5 — General Powers
Division 1 — Disclosure of Interest in Corporation
Subdivision 1 Disclosure by directors and chief executive officer of corporation
Subdivision 2 Disclosure by substantial shareholders in corporation
Subdivision 3 Disclosure by corporation
Division 2 — Disclosure of Interest in Business Trust and Interest in Trustee‑Manager of Business Trust
Subdivision 1 Disclosure by substantial unitholders of business trust
Subdivision 2 Disclosure by directors and chief executive officer of trustee‑manager of business trust
Subdivision 3 Disclosure by holders of voting shares in trustee‑manager
Subdivision 4 Disclosure by trustee‑manager
Division 3 — Disclosure of Interests in Real Estate Investment Trust and Interests in Shares of Responsible Person
Subdivision 1 Disclosure by substantial unitholders of real estate investment trust
Subdivision 2 Disclosure by directors and chief executive officer of responsible person
Subdivision 3 Disclosure by holders of voting shares in responsible person
Subdivision 4 Disclosure by responsible person
Division 4 — Civil Penalty
Division 1 — Supervisory Powers
Subdivision 1 Powers of Authority to require disclosure of information about capital markets products
Subdivision 2 Inspection powers of Authority
Subdivision 3 Inspection powers of foreign regulatory authority
Division 2 — Power of Minister to Appoint Inspector for Investigating Dealings in Securities, etc.
Division 3 — Investigative Powers of Authority
Subdivision 1 General
Subdivision 2 Examination of persons
Subdivision 3 Powers to obtain information
Division 4 — Transfer of Evidence
Division 1 — Prohibited Conduct — Capital Markets Products
Division 2 — Prohibited Conduct — Financial Benchmarks
Division 3 — Insider Trading
Division 4 — Civil Liability
Division 5 — Attributed Liability
Subdivision 1 Corporations
Subdivision 2 Partnerships and limited liability partnerships
Subdivision 3 Officers, partners, etc., of entities
Subdivision 4 General
Division 6 — Miscellaneous
Division 1 — Securities and Securities‑based Derivatives Contracts
Subdivision 1 Interpretation
Subdivision 1A Offers of units in and recognition of business trusts
Subdivision 2 Prospectus requirements
Subdivision 3 Debentures
Subdivision 4 Exemptions
Subdivision 5 General
Division 2 — Collective Investment Schemes
Subdivision 1 Interpretation
Subdivision 2 Authorisation and recognition
Subdivision 2A Voluntary transfer of business of approved trustee
Subdivision 3 Prospectus requirements
Subdivision 4 Exemptions
Division 3 — Hawking of Securities, Securities‑based Derivatives Contracts and Units in Collective Investment Scheme
Division 4 — Capital Markets Products
SECOND SCHEDULE |
Sections 2(1) and 340(1) and (4) |
Regulated activities |
|
|