2. The First Schedule to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) Regulations 2002 (G.N. No. S 241/2002) (referred to in these Regulations as the principal Regulations) is amended —(a) | by deleting questions 17 to 20 and the paragraph immediately under question 20 in Part IV of Form 2 and substituting the following questions and paragraph:“17. | Within the past 10 years, has the manager had judgment given against it in any civil proceedings or incurred penalties imposed by a public authority, in Singapore or elsewhere, or are there any proceedings now pending that may lead to such a judgment or imposition of penalty? |
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| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 18. | Within the past 10 years, has a receiver, a receiver and manager, a judicial manager or an equivalent person ever been appointed in relation to or in respect of any property of the manager in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 19. | Within the past 10 years, has the manager been refused the right or restricted in its right to carry on any activity for which a specific licence, registration or other authority is required by law in any place? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 20. | Within the past 10 years, has the manager been censured, disciplined, suspended or refused membership or registration by a regulatory authority for any activity in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| Please attach annex(es), where appropriate, giving all relevant particulars if any answer to questions 17 to 20 is “Yes”. |
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”; |
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| (b) | by deleting questions 6 to 9 in Part III of Form 3 and substituting the following questions: “6. | Within the past 10 years, has the applicant had judgment given against it in any civil proceedings or incurred penalties imposed by a public authority, in Singapore or elsewhere, or are there any proceedings now pending that may lead to such a judgment or imposition of penalty? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 7. | Within the past 10 years, has a receiver, a receiver and manager, a judicial manager or an equivalent person ever been appointed in relation to or in respect of any property of the applicant in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 8. | Within the past 10 years, has the applicant been refused the right or restricted in its right to carry on any activity for which a specific licence, registration or other authority is required by law in any place? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 9. | Within the past 10 years, has the applicant been censured, disciplined, suspended or refused membership or registration by a regulatory authority for any activity in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
|
”; |
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| (c) | by inserting, immediately after question 3 in Part III of Form 5, the following question: “3A. | Indicate the structure of the scheme. |
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| | | | | | | | | Other (specify) __________________ |
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”; and |
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| (d) | by deleting questions 8 to 11 in Part IV of Form 5 and substituting the following questions:“8. | Within the past 10 years, has the manager had judgment given against it in any civil proceedings or incurred penalties imposed by a public authority, in Singapore or elsewhere, or are there any proceedings now pending that may lead to such a judgment or imposition of penalty? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 9. | Within the past 10 years, has a receiver, a receiver and manager, a judicial manager or an equivalent person ever been appointed in relation to or in respect of any property of the manager in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 10. | Within the past 10 years, has the manager been refused the right or restricted in its right to carry on any activity for which a specific licence, registration or other authority is required by law in any place? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| 11. | Within the past 10 years, has the manager been censured, disciplined, suspended or refused membership or registration by a regulatory authority for any activity in Singapore or elsewhere? |
|
| | Yes ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
| No ![box2.JPG](https://sso.agc.gov.sg/Image/2002-SL-289-RG-614-image1.jpeg) |
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”; |
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