Securities and Futures (Offers of Investments) (Securities and Securities-based Derivatives Contracts) Regulations 2018

  Table of Contents

  Enacting Formula

Part 1 PRELIMINARY

Part 2 PROSPECTUS AND ADVERTISEMENT REQUIREMENTS

Part 3 DEBENTURES

Part 4 EXEMPTIONS

Part 5 EXTRA‑TERRITORIAL APPLICATION OF DIVISION 1 OF PART XIII OF ACT

Part 6 REVOCATION AND TRANSITIONAL PROVISIONS

  FIRST SCHEDULE Fees

  SECOND SCHEDULE Information that may be omitted from preliminary document

  THIRD SCHEDULE Application of Subdivision (2) of Division 1 of Part XIII of Act to offer of debentures or units of debentures (other than continuously issued structured notes) that is part of debenture issuance programme

  FOURTH SCHEDULE Interpretation of terms used in Fifth to Nineteenth Schedules

  FIFTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of shares or units of shares in case mentioned in regulation 9(1)(a)

  SIXTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of shares or units of shares in case mentioned in regulation 9(1)(b)

  SEVENTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of debentures or units of debentures (other than asset‑backed securities or structured notes) in case mentioned in regulation 9(3)(a)

  EIGHTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of asset‑backed securities

  NINTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of structured notes

  TENTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of debentures or units of debentures in case mentioned in regulation 9(3)(d)

  ELEVENTH SCHEDULE Particulars to be included under section 240A read with section 243(1) of Act in prospectus for every offer of debentures or units of debentures (other than asset‑backed securities or structured notes) under debenture issuance programme, in case mentioned in regulation 9(5)(a)

  TWELFTH SCHEDULE Particulars to be included under section 240A read with section 243(1) of Act in prospectus for every offer of asset‑backed securities under debenture issuance programme

  THIRTEENTH SCHEDULE Particulars to be included under section 240A read with section 243(1) of Act in prospectus for every offer of structured notes (other than continuously issued structured notes) under debenture issuance programme

  FOURTEENTH SCHEDULE Particulars to be included under section 240A read with section 243(1) of Act in prospectus for every offer of continuously issued structured notes under debenture issuance programme

  FIFTEENTH SCHEDULE Particulars to be included under section 240A read with section 243(1) of Act in prospectus for every offer of debentures or units of debentures under debenture issuance programme, in case mentioned in regulation 9(5)(e)

  SIXTEENTH SCHEDULE Particulars to be included in offer information statement under section 277 of Act for securities or securities‑based derivatives contracts

  SEVENTEENTH SCHEDULE Particulars to be included under section 243(1) of Act in prospectus for offer of units or derivatives of units in business trust

  EIGHTEENTH SCHEDULE Particulars to be included in offer information statement under section 277 of Act for units or derivatives of units in business trust

  NINETEENTH SCHEDULE Information that may be incorporated in prospectus by reference

  TWENTIETH SCHEDULE Form of product highlights sheet for asset‑backed securities or structured notes

  TWENTY FIRST SCHEDULE Examples of non‑compliance with requirements for advertisement or publication