Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2022

Status:

Published in Subsidiary Legislation Supplement
on 29 Apr 2022

No. S 344

Securities and Futures Act 2001

Securities and Futures
(Licensing and Conduct of Business)
(Amendment) Regulations 2022

In exercise of the powers conferred by section 341(1) of the Securities and Futures Act 2001, the Monetary Authority of Singapore makes the following Regulations:

Citation and commencement

1. These Regulations are the Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2022 and come into operation on 4 May 2022.

Miscellaneous amendments

2. The Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10) are amended by deleting the word “execution” in the following provisions and substituting in each case the words “an enforcement order”:

Regulation 12(2)(c)

Second Schedule, paragraphs 3(3)(c), 3A(3)(c), 4(4)(b), 5(5)(b) and 7(4)(b).

[G.N. Nos. S 373/2005; S 275/2008; S 374/2008; S 709/2010; S 418/2011; S 18/2012; S 385/2012; S 503/2012; S 170/2013; S 171/2013; S 523/2016; S 587/2017; S 381/2018; S 667/2018; S 844/2019; S 832/2020; S 10/2021; S 464/2021; S 701/2021; S 762/2021]

Made on 27 April 2022.

RAVI MENON

Managing Director,
Monetary Authority of Singapore.

[AG/LEGIS/SL/289/2020/5 Vol. 1]

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