Financial Advisers Act |
Financial Advisers (Amendment) Regulations 2010 |
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Citation and commencement |
1. These Regulations may be cited as the Financial Advisers (Amendment) Regulations 2010 and shall come into operation on 26th November 2010. |
Amendment of regulation 4 |
2. Regulation 4(1) of the Financial Advisers Regulations (Rg 2) (referred to in these Regulations as the principal Regulations) is amended by deleting the words “(under “Legislation and Notices”, “Financial Advisers”)” and substituting the words “(under “Regulations and Licensing”)”. |
New regulations 4A and 4B |
Deletion and substitution of regulations 6 and 7 |
4. Regulations 6 and 7 of the principal Regulations are deleted and the following regulations substituted therefor:
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Amendment of regulation 8 |
5. Regulation 8 of the principal Regulations is amended —
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New regulation 8A |
6. The principal Regulations are amended by inserting, immediately after regulation 8, the following regulation:
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Deletion and substitution of regulations 9 and 10 |
7. Regulations 9 and 10 of the principal Regulations are deleted and the following regulations substituted therefor:
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Deletion of regulation 11 |
8. Regulation 11 of the principal Regulations is deleted. |
Deletion and substitution of regulation 12 and new regulation 12A |
9. Regulation 12 of the principal Regulations is deleted and the following regulations substituted therefor:
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Amendment of regulation 13 |
10. Regulation 13 of the principal Regulations is amended —
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Amendment of regulation 14 |
11. Regulation 14 of the principal Regulations is amended by inserting, immediately after paragraph (a), the following paragraph:
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Amendment of regulation 14A |
12. Regulation 14A of the principal Regulations is amended —
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Deletion and substitution of heading to Part III |
13. Part III of the principal Regulations is amended by deleting the Part heading and substituting the following Part heading:
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Amendment of regulation 15 |
14. Regulation 15 of the principal Regulations is amended —
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Amendment of regulation 17 |
15. Regulation 17 of the principal Regulations is amended by deleting the words “or renewal”. |
Deletion and substitution of regulation 18 |
16. Regulation 18 of the principal Regulations is deleted and the following regulation substituted therefor:
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Amendment of regulation 19 |
17. Regulation 19 of the principal Regulations is amended —
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New regulations 20A, 20B and 20C |
18. The principal Regulations are amended by inserting, immediately after regulation 20, the following regulations:
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Deletion of regulation 22 |
19. Regulation 22 of the principal Regulations is deleted. |
Amendment of regulation 27A |
20. Regulation 27A of the principal Regulations is amended by deleting paragraph (2) and substituting the following paragraph:
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Amendment of regulation 28 |
21. Regulation 28(4) of the principal Regulations is amended by deleting the words “A representative” and substituting the words “An appointed or a provisional representative”. |
Amendment of regulation 29 |
22. Regulation 29(3) of the principal Regulations is amended by deleting the words “Sections 12” and substituting the words “Sections 23G”. |
Amendment of regulation 31 |
23. Regulation 31 of the principal Regulations is amended —
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Amendment of regulation 37 |
24. Regulation 37(1) of the principal Regulations is amended by deleting sub-paragraphs (b), (c) and (d) and substituting the following sub-paragraphs:
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Deletion of regulations 38, 39 and 40 |
25. Regulations 38, 39 and 40 of the principal Regulations are deleted. |
Amendment of regulation 41 |
26. Regulation 41 of the principal Regulations is amended by deleting the words “7(2) or 58(5)” in paragraph (b) and substituting the words “23B(4) or 33(5)”. |
Deletion and substitution of Second Schedule |
27. The Second Schedule to the principal Regulations is deleted and the following Schedule substituted therefor:
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Miscellaneous amendments |
28. The principal Regulations are amended —
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Managing Director, Monetary Authority of Singapore. |
[CMI 09/2008; AG/LLRD/SL/110/2002/1 Vol. 4] |
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