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| | | | | | Manner and time of payment |
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| | Application for grant of financial adviser’s licence |
| | | | By cheque at time of application |
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| | Annual licence fee for financial adviser’s licence |
| | | | (a) Where licensed financial adviser has no GIRO arrangement with the Authority, by cheque by the date specified in the fee advice |
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| | | | | | (b) Where licensed financial adviser has GIRO arrangement with the Authority, by GIRO by 19th December of the preceding year |
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| | Application to add type(s) of financial advisory service or type(s) of investment product to financial adviser’s licence |
| | | | By GIRO by the 16th day of the month following that in which application is made |
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| | Lodgment of documents under section 23F of the Act for appointment of appointed or provisional representative |
| | | | (a) If principal is an applicant for financial adviser’s licence, by cheque at time of application |
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| | | | | | (b) If principal is a licensed financial adviser, and — |
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| | | | | | (i) it has no GIRO arrangement with the Authority, by cheque by the date specified in the fee advice; |
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| | | | | | (ii) it has GIRO arrangement with the Authority, by GIRO by the 16th day of the month following that in which lodgment is made |
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| | Annual fee for retention of name of appointed or provisional representative in public register of representatives in the year in which the name is first entered in the register* |
| | Amount derived from the formula: |
| | (a) Where principal has no GIRO arrangement with the Authority, by cheque by the date specified in the fee advice |
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| | | | | | | (b) Where principal has GIRO arrangement with the Authority, by GIRO by the 16th day of the month following that in which name is entered in the register |
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| | | | | is the number of days between the date the name is first entered in the register and 31st December of same year (both dates inclusive) |
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| | Annual fee for retention of name of appointed or provisional representative in public register of representatives in any other year |
| | | | (a) Where principal has no GIRO arrangement with the Authority, by cheque by the date specified in the fee advice |
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| | | | | | (b) Where principal has GIRO arrangement with the Authority, by GIRO by 19th December of the preceding year or, if the name is entered in the register in the preceding year during the period between 20th and 31st December (both dates inclusive), by the 16th day of the following month |
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| | Resubmission of a form for lodgment of documents under section 23F(1) of the Act for appointment of appointed or provisional representative |
| | | | (a) If principal has no GIRO arrangement with the Authority, by cheque by the date specified in the fee advice |
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| | | | | | (b) If principal has GIRO arrangement with the Authority, by GIRO by the 16th day of the month following that in which resubmission is made |
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| | Inspection of and extraction from records |
| | $20 per name submitted for inspection** |
| | By cheque at time of inspection |
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* For the avoidance of doubt, this fee is still required to be paid if the date on which the name is entered in the register is 31st December. |
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** This fee is inclusive of the goods and services tax chargeable under the Goods and Services Tax Act (Cap. 117A). No goods and services tax is chargeable for the other items. |
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