Legal Aid and Advice Act
(Chapter 160, Section 23(1))
Legal Aid and Advice Regulations
Rg 1
REVISED EDITION 1995
(1st October 1995)
[1st October 1995]
Citation
1.  These Regulations may be cited as the Legal Aid and Advice Regulations.
Definitions
2.  In these Regulations, unless the context otherwise requires —
“board” means the board constituted under section 8 of the Act;
“Fund” means the Legal Aid Fund established under regulation 2A;
[S 299/2002 wef 26/04/2002]
“legal aid certificate” includes an emergency legal aid certificate issued under regulation 7.
Legal Aid Fund
2A.—(1)  There shall be a Legal Aid Fund into which shall be paid —
(a)all contributions paid by an aided person under section 9 of the Act;
(b)all costs recovered for an aided person in any proceedings in any court by the Director or assigned solicitor;
(c)all such sums appropriated from the Consolidated Fund and authorised to be paid into the Fund by or under any written law for the purposes of the Fund; and
(d)all interest and other income arising from investment of moneys forming the Fund.
(2)  The moneys in the Fund shall be withdrawn and applied only in accordance with the Act and these Regulations to meet —
(a)payments of disbursements, fees to assigned solicitors and out-of-pocket expenses in connection with applications for legal aid; and
(b)administrative costs and other expenses related to the management and investment of the Fund.
(3)  The Fund shall be controlled and administered by the Director.
[S 299/2002 wef 26/04/2002]
Application for legal aid certificate
3.—(1)  Any person who desires legal aid in any civil proceedings shall complete the application form in Form 1 set out in the Schedule.
(2)  Every application for legal aid shall contain such information and shall be accompanied by such supporting documents as may be necessary to enable —
(a)the board to determine —
(i)the nature of the proceedings in relation to which legal aid is sought and the circumstances in which legal aid is required; and
(ii)the question whether it is reasonable that a legal aid certificate should be granted; and
(b)the Director to determine the disposable income and disposable capital of the applicant.
Application for legal aid for infant
4.—(1)  An application for legal aid for an infant shall be made by a person of full age and capacity on behalf of the infant in Form 2 set out in the Schedule, and where the application relates to proceedings which are required by the rules of the court to be brought or defended by the next friend or guardian ad litem, the applicant must be the next friend or guardian ad litem or, where proceedings have not actually begun, a person intending to act as next friend or guardian ad litem.
(2)  Every application for legal aid for an infant shall contain such information and shall be accompanied by such documents as may be necessary to enable —
(a)the board to determine —
(i)the nature of the proceedings in relation to which legal aid is sought and the circumstances in which legal aid is required; and
(ii)the question whether it is reasonable that a legal aid certificate should be granted; and
(b)the Director to determine the disposable income and disposable capital of the applicant.
(3)  The Director shall not issue a legal aid certificate to an applicant who is applying for it on behalf of an infant unless the applicant has signed an undertaking to pay to the Director (if called upon to do so) any sum which, by virtue of any provision of the Act or these Regulations, the Director may require an aided person of full age and capacity to pay upon the issue or during the currency or upon cancellation of the legal aid certificate.
(4)  Any legal aid certificate referred to in this regulation shall be in the name of the infant and shall also state the name of the person who applied for the certificate on behalf of the infant.
(5)  In any matter relating to the issue, amendment or cancellation of a legal aid certificate issued under this regulation, and in any other matter which may arise as between an aided person and the Director, the person by whom the infant has applied for the certificate shall be treated for all purposes (including the receipt of notices) as the agent of the infant.
Proceedings to which legal aid certificate may relate
5.—(1)  A legal aid certificate may be issued in respect of the whole or a part of —
(a)proceedings in a court of first instance; or
(b)proceedings in an appellate court,
but it shall not relate to proceedings (other than interlocutory appeals) both in a court of first instance and in an appellate court.
(2)  A legal aid certificate shall not relate to more than one action, cause or matter, but may include proceedings for the enforcement of any such order or agreement as is referred to in regulation 14(3).
(3)  In determining whether any contribution should be paid by an aided person in one sum or by instalments, the Director shall have regard to all the circumstances, including the probable length of time which any legal aid certificate issued as a result of the application will be in force, and the Director may order the contribution to be paid in instalments or the whole or a part of it to be paid before the issue of the certificate.
(4)  After an application for a legal aid certificate has been approved, the Director shall notify the applicant of the terms upon which the legal aid certificate will be issued to the applicant.
(5)  When an applicant has accepted the terms for the issue of a legal aid certificate and paid the contribution or any part thereof which is required to be paid before the issue of the certificate, the Director shall issue to the applicant a legal aid certificate in Form 3 set out in the Schedule.
Amendment of legal aid certificate
6.  The Director may amend a legal aid certificate —
(a)where it appears to him that there has been some error or mistake in the certificate;
(b)when, in the opinion of the board, it has become desirable either for the certificate —
(i)to be extended to other proceedings, being part of the same action, cause or matter to which the certificate relates, or proceedings for the enforcement of any such order or agreement as is referred to in regulation 14(3); or
(ii)not to extend to some of the proceedings in respect of which it was issued; or
(c)when an aided person desires to change the solicitor who is acting for him or the solicitor assigned by the Director to act for the aided person discharges himself from acting for the aided person.
Emergency certificate
7.—(1)  Any person who requires legal aid as a matter of urgency shall complete the application form in Form 4 set out in the Schedule and the Director may, subject to the provisions of this regulation, issue a legal aid certificate (in this regulation referred to as an emergency certificate) without reference to the board.
(2)  An applicant for an emergency certificate shall give such information as may be necessary to enable the Director to determine whether —
(a)the applicant is likely to fulfil the conditions under which legal aid may be granted under the Act and these Regulations; and
(b)it is in the interests of justice that the applicant should, as a matter of urgency, be granted legal aid,
and shall furnish such additional information and documents (if any) as may be sufficient to constitute an application for a legal aid certificate under the Act and these Regulations.
(3)  If it appears to the Director that the applicant cannot at the time of the application reasonably furnish all or some of the information, the Director may, in his discretion, issue an emergency certificate subject to any condition that the Director may impose on the furnishing of additional information.
(4)  An emergency certificate issued by the Director shall be in Form 5 set out in the Schedule.
(5)  An emergency certificate shall remain in force for a period of 6 weeks or such longer period not exceeding 3 months as the Director may allow and, unless within that period the Director issues a legal aid certificate to the applicant in respect of the proceedings to which the emergency certificate relates, it shall cease to have effect at the end of that period.
(6)  Notwithstanding paragraph (5), where it appears to the board that the circumstances of any particular application so warrant, the board may, from time to time, extend an emergency certificate for such further period or periods as it thinks fit.
(7)  If, within any period during which an emergency certificate is in force, the board refuses the application for a legal aid certificate, the Director shall forthwith cancel the emergency certificate.
(8)  Where an emergency certificate is cancelled by the Director or its period of validity is extended, the Director shall forthwith notify all the parties concerned.
Cancellation of legal aid certificate
8.—(1)  The Director may cancel a legal aid certificate —
(a)at any time at the request of the person to whom it is issued;
(b)where an aided person has been required to make a contribution and any payment in respect thereof is more than 30 days in arrears;
(c)if the Director is satisfied that the proceedings to which the certificate relates have been disposed of;
(d)where the board is satisfied that the aided person has required the proceedings to be conducted unreasonably so as to incur an unjustifiable expense which will be paid out of moneys in the Fund or has required unreasonably that the proceedings be continued;
(e)if the Director is satisfied that the aided person has wilfully failed to comply with these Regulations as to information to be furnished by the aided person or, in furnishing any such information, has knowingly made a false statement or false representation;
(f)if as a result of a further determination the Director is satisfied that —
(i)the disposable income of an aided person exceeds $7,000 per annum; or
(ii)the disposable capital of an aided person exceeds $7,000 and the probable cost which might reasonably be incurred by him in continuing the proceedings, otherwise than as an aided person, would not exceed the maximum contribution payable under the determination;
(g)if as a result of any information coming to their knowledge the board considers that the aided person no longer has reasonable grounds for taking, defending or being a party to the proceedings or, as the case may be, that it is unreasonable in the particular circumstances for him to continue to receive legal aid; or
(h)if the Director is satisfied that the aided person has died or has had a receiving order made against him.
(2)  A legal aid certificate shall not be cancelled under paragraph (1)(d), (e), (f) or (g) until the aided person has been given an opportunity to show cause why the certificate should not be cancelled.
(3)  At any time during the hearing of any proceedings to which an aided person is a party, the court may, upon application by or on behalf of any other party to the proceedings or by the Director, consider whether the aided person —
(a)has wilfully failed to comply with any regulation as to the information to be furnished by him; or
(b)in furnishing any such information has knowingly made a false statement or false representation.
(4)  On any application under paragraph (3), the court may make an order cancelling the legal aid certificate from such date as may be appropriate and the court’s decision shall be final except that no order shall be made under this paragraph until the aided person has been given an opportunity to show cause why the certificate should not be cancelled.
(5)  When the Director cancels a legal aid certificate, he shall forthwith issue a notice of cancellation to the aided person.
(6)  Where the legal aid certificate so cancelled has been filed in the registry of any court, the Director shall forthwith file a notification in Form 6 set out in the Schedule with that registry.
(7)  Where the court makes an order cancelling a legal aid certificate, the officer of the court shall forthwith inform the Director.
Effect of cancellation of legal aid certificate
9.—(1)  Subject to this regulation, a person whose legal aid certificate is cancelled shall, from the date that the certificate is cancelled, cease to be an aided person in the proceedings to which the certificate relates.
(2)  Upon receipt by him of a notice of cancellation of a legal aid certificate by the Director or the court, the retainer of any solicitor, if any, acting for the aided person to proceedings to which the certificate relates shall forthwith determine.
(3)  Upon determination of proceedings under this regulation —
(a)the costs of the proceedings, to which the certificate relates, incurred by or on behalf of the person to whom it was issued, shall, as soon as practicable thereafter, be taxed or, as the case may be, assessed in accordance with these Regulations; and
(b)the Fund shall remain liable for the payment of any costs so taxed or assessed.
(4)  Where a legal aid certificate has been cancelled, section 9 of the Act shall apply to any property recovered or preserved as a result of the person, whose certificate has been cancelled, continuing to be a party to the proceedings to which the cancelled certificate relates.
(5)  Where a legal aid certificate has been cancelled, the person to whom the certificate was issued shall remain liable for the payment of his maximum contribution, if any, as determined by the Director up to the amount paid or payable by the Director under paragraph (3)(b), and where he continues to take, defend or be a party to the proceedings to which the certificate relates —
(a)section 16 of the Act, which relates to sums recovered by virtue of a settlement or compromise relating to costs made in favour of an aided person, shall apply in so far as the costs were incurred while he was an aided person; and
(b)section 14 of the Act, which relates to an aided person’s liability by virtue of an order for costs made against him, shall apply in so far as the costs were incurred while he was an aided person.
Legal aid granted after commencement of proceedings
10.—(1)  Where, after proceedings have been instituted in any court, any party becomes an aided person in regard to those proceedings, the Fund shall only be liable to so much of the costs of the proceedings as are incurred while a legal aid certificate is in force.
(2)  Any solicitor, who has acted in the proceedings on behalf of the aided person before the date of the issue of a legal aid certificate, and any solicitor, who has by law a lien on any documents necessary for the proceedings to which the certificate relates and who has delivered them up subject to his lien, may give notice of the fact to the Director.
(3)  If damages or costs are recovered for the aided person in the proceedings, the Director shall pay to such solicitor out of the sum so recovered the costs to which he would have been entitled on a taxation between solicitor and own client except that in any case where the sums so recovered are insufficient to pay these costs in full in accordance with this paragraph and also to meet the net liability of the Fund on the aided person’s account, the sum recovered in the proceedings shall be divided between the Fund and the solicitor in proportion to the amount owing to each, and the first charge for the benefit of the Fund imposed by virtue of section 9(3) of the Act on property recovered or preserved in the proceedings shall take effect accordingly.
(4)  In any case where there has been no order for taxation, the amount of the costs shall be fixed by the Director.
Refusal of legal aid certificate
11.—(1)  Where a person has applied for and has been refused legal aid on more than 4 occasions and it appears to the Director that he has abused the facilities provided by the Act, the Director may order that no consideration shall be given to any future application by that person for a legal aid certificate with regard to any particular matter for a period not exceeding 3 years from the date of the order.
(2)  This regulation shall not apply to any application for legal aid made by any person on behalf of an infant.
Conduct of proceedings by aided person’s solicitor
12.—(1)  Every set of papers delivered by the Director to a solicitor acting for an aided person shall be marked with the words “Legal Aid”.
(2)  Where it appears to the aided person’s solicitor necessary for the proper conduct of the proceedings to take or to apply to the court for leave to take any one or more of the following steps, namely:
(a)to add any further party to the proceedings;
(b)to request any transcript of shorthand notes of any proceedings;
(c)to lodge any interlocutory appeal;
(d)to instruct more than one solicitor; or
(e)to set-up or set-off any right or claim having the same effect as a cross-action (other than a counterclaim or set-off arising out of the same transaction and capable of being pleaded as a defence) or to reply to any right or claim so set-up or so set-off by any other party,
he shall (unless the legal aid certificate provides for the act in question to be done) apply to the Director for authority to do so, and no payment shall be allowed on taxation for any such step taken without the approval of the Director.
(3)  The Director may give general authority to solicitors acting for aided persons in any particular class of cases to obtain experts’ opinion and to tender expert evidence, and if so he shall state the maximum fee to be paid for any report or opinion or the expert witness.
(4)  Where it appears to an aided person’s solicitor necessary for the proper conduct of the proceedings —
(a)to obtain a report or opinion of one or more experts or to tender expert evidence in a case of a class not included in any general authority under paragraph (3); or
(b)in a case of a class so included, to pay a higher fee than that stated by the Director or to obtain more reports or opinions or to tender more experts as witnesses than have been authorised,
he may apply to the Director for authority to do so and if the Director gives the authority, he shall state the maximum number of reports or opinions that may be obtained or the maximum number of persons who may be tendered to give expert evidence and the maximum total fee to be paid therefor.
(5)  Except as provided by this regulation, no payment shall be made for the report or opinion of an expert or for expert evidence tendered by or on behalf of an aided person.
(6)  Where it appears to the aided person’s solicitor necessary for the proper conduct of the proceedings that a certain act should be done, but that act is either unusual in its nature or involves unusually large expenditure, he may request the Director’s prior approval to carry out the act and, where such prior approval has been obtained, no question as to the propriety of the act shall be raised on taxation as between solicitor and client in accordance with regulation 15.
(7)  Without prejudice to the right of a solicitor to discharge himself from acting for a client for a good reason, any solicitor may discharge himself from acting for an aided person if, in his opinion, the aided person has required the solicitor to conduct the proceedings in such a manner so as to incur an unjustifiable expense to the Fund or has unreasonably insisted on the continuance of the proceedings.
(8)  Where any solicitor exercises the right to discharge himself —
(a)pursuant to paragraph (7); or
(b)on the ground that the aided person has wilfully failed to provide any information required by him or that the aided person in furnishing the information has knowingly made a false representation,
the solicitor shall make a report to the Director of the circumstances in which that right was exercised.
(9)  No solicitor acting for an aided person shall entrust the conduct of any part of the case to any other person.
(10)  An aided person’s solicitor shall give the Director such information regarding the progress and disposal of proceedings to which the certificate relates as the Director may, from time to time, require for the purpose of performing his functions under the Act and, without prejudice to the generality of the foregoing, a solicitor who has acted or is acting for an aided person shall, on being satisfied that the aided person has died or has had a receiving order made against him, report that fact to the Director.
(11)  A solicitor shall not be precluded, by reason of any privilege arising out of the relationship between solicitor and client, from disclosing to the Director any information or from giving any opinion which may enable the Director to perform his functions under the Act.
Service of notices and notifications
13.—(1)  Any notice or notification required to be served under any provision of the Act or these Regulations shall be served either personally or by registered post to the last known address of the person required to be served.
(2)  Whenever an aided person becomes a party to proceedings, or a party to proceedings becomes an aided person, the Director shall forthwith serve all other parties with a notice in Form 7 set out in the Schedule and shall if at any time thereafter any other person becomes a party to the proceedings, forthwith serve a similar notice upon such person.
(3)  The Director shall forthwith serve copies of any legal aid certificate or emergency certificate issued by the Director on all parties to the proceedings.
(4)  Copies of notices referred to in this regulation shall be filed in the appropriate court office or registry and shall form part of the papers for the use of the judge at the trial.
Procedure relating to moneys payable to aided person
14.—(1)  Subject to paragraph (9), all moneys payable to an aided person —
(a)by virtue of any agreement or order made in connection with the action, cause or matter to which his legal aid certificate relates, whether the agreement be made before or after proceedings are actually begun;
(b)being moneys paid into court by him or on his behalf and ordered to be repaid to him; or
(c)being moneys standing in a court to the credit of any proceedings to which his certificate relates,
shall be paid or repaid, as the case may be, to the Director and no other person shall be capable of giving a good discharge for moneys so payable.
(2)  Upon receipt of moneys paid to him by virtue of this regulation, the Director shall —
(a)pay to the Fund or the aided person’s solicitor, as the case may be, the costs of the proceedings as determined by virtue of regulation 16; and
(b)pay any other moneys to the aided person.
(3)  Where in any proceedings to which an aided person is a party —
(a)an order or agreement is made providing for the recovery or preservation of property for the benefit of the aided person and, by virtue of the Act, there is a first charge on the property for the benefit of the Fund; or
(b)an order or agreement is made for the payment of costs to the aided person,
the aided person shall, subject to paragraph (4), take such proceedings, being proceedings which may be taken under section 5 of the Act, as may be necessary to enforce or give effect to the order or agreement.
(4)  Any aided person may apply to the Director for a direction that paragraph (3) shall not apply to him on the ground that, having regard to the probable cost of any proceedings referred to or to the likelihood of their being successful, it would be unreasonable to take them and, if the Director agrees, he shall direct that the proceedings be not taken and shall amend the aided person’s certificate so as to exclude such proceedings therefrom.
(5)  The power conferred on the Director by paragraph (4) may be exercised without an application being made by an aided person.
(6)  Where the Director, having directed that proceedings be not taken by the aided person, is of the opinion that it is expedient to do so, he may enforce any order for the payment of money by the issue in his name of a judgment debtor summons in a court.
(7)  Upon receipt of moneys paid to him by virtue of this regulation, the Director shall retain —
(a)any sum paid by virtue of an order or agreement for costs made in the aided person’s favour;
(b)a sum equal to the amount (if any) by which any property recovered or preserved is charged for the benefit of the Fund by virtue of section 9(3) of the Act (which provides that any sum remaining unpaid on account of an aided person’s contribution and, if the total contribution is less than the net liability of the Director on his account, a sum equal to the deficiency shall be a first charge on any property recovered or preserved in the proceedings); and
(c)any costs of proceedings taken by the Director under paragraph (6) in so far as such costs have not been recovered from the person against whom the proceedings have been taken,
and shall pay the balance to the aided person.
(8)  The Director may defer the payment to an aided person’s solicitor of his costs in connection with the proceedings until he has, in his opinion, given effect to this regulation.
(9)  This regulation shall not apply to moneys payable under sections 61 and 62, or Chapters 4 and 5 of Part IX of the Women’s Charter, and for the purpose of section 9(3) of the Act, “property” shall not be taken as including any moneys so payable.
(10)  Where a certificate relates to a matrimonial cause and an application under section 56 of the Women’s Charter is made in that cause, the Director may, if he thinks fit, treat the application as a separate proceeding for the purpose of section 9(3) of the Act.
Costs
15.—(1)  The sums allowed to a solicitor in connection with proceedings in the Court of Appeal, High Court and Subordinate Courts shall be the full amount allowed on taxation of the costs on account of disbursements and 50% of the amount so allowed on account of solicitor and client costs except that where the sum claimed by a solicitor who has been assigned cases by the Director on account of solicitor and client costs (including disbursements) does not exceed $750, the Director may, in his discretion, approve the payment of the costs without taxation.
(2)  For the purpose of paragraph (1), costs shall be taxed according to the ordinary rules applicable on a taxation as between solicitor and client where the costs are to be paid out of a common fund in which the client and others are interested except that no question shall be raised as to the propriety of any act for which prior approval was obtained under these Regulations.
(3)  The sums allowed to an assigned solicitor in connection with proceedings in any court or tribunal other than the Courts referred to in paragraph (1) shall be $750 (including disbursements) provided the Director may allow a higher fee in case of complexity.
(4)  The sum payable to a solicitor investigating and reporting or giving an opinion upon applications for the grant of legal aid or giving legal advice shall be $50 per hour for work done.
(5)  The sum payable to members of the board other than the Director shall be $50 for each sitting.
(6)  Notwithstanding paragraphs (1) to (5), where the Director, by way of a tender system or otherwise, enters into any agreement with any solicitor to engage the services of the solicitor and to assign cases to him, the agreement may provide for the payment of solicitor and client costs (including disbursements) to the solicitor at such rates as may be agreed between the Director and the solicitor.
[S 428/2003 wef 02/09/2003]
Miscellaneous
16.  Where in any proceedings to which an aided person is a party —
(a)judgment is signed in default of appearance or defence, the judgment shall contain a direction that the costs of the aided person shall be taxed;
(b)the court gives judgment or makes a final order in the proceedings, the judgment shall contain a direction (in addition to any other direction as to taxation contained in the judgment or order) that the costs of any aided person shall be so taxed; or
(c)
(i)proceedings are, or have been, brought to an end without a direction having been given, whether under paragraph (a) or (b) or otherwise, as to the aided person’s costs being taxed as between solicitor and client in accordance with regulation 15; or
(ii)a judgment or an order in favour of an opposite party that included a direction that the aided person’s costs be so taxed, has not been drawn up or, as the case may be, entered by him,
an order that the aided person’s costs be taxed as between solicitor and client in accordance with regulation 15 shall be made on ex parte application in Chambers or to the Registrar, as the case may be, by his solicitor or the Director and the costs of the application and taxation shall be deemed to be costs in the proceedings to which the certificate relates.
Rules of court
17.  Except as is otherwise provided by these Regulations, in any proceedings in any court to which an aided person is a party, the procedure shall be regulated by the rules of procedure for that court.
Transitional provision
18.  Notwithstanding the revocation of the Legal Aid and Advice Regulations (Cap 160, Rg 1 (1990 Ed.), regulation 15(1), (2), (3) and (4) of those Regulations shall continue to apply to the remuneration of solicitors who have been assigned cases by the Director before 1st October 1995.